Finra Attorney Jobs in Denver
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position with competitive comp...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: H1: "Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Direc...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: In this role, the Principal Counsel, Enforcement, will be responsible for providing legal expertise and guidance in matters related to enforcement for the organization. They will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Senior Litigation Counsel, Enforcement: - Represent FINRA in complex disciplinary proceedings nationwide. - Provide guidance and advice on statutory disqualification and waiver/exemption requests. - Draft and review legal documents, including complaints and motions. - Oversee pre-hearing tasks...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Investigations - All FINRA Locations Job Title: Senior Director, Investigations Organization: FINRA Locations: New York, NY (Job Posting), Jericho, NY (Job Posting), Denver, CO (Job Posting), Dallas, TX (Job Posting), Chicago, IL (Job Posting), Boston, MA (Job Posting), Boc...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: The financial industry is constantly evolving, and with that comes the need for strong risk monitoring and management. As a Senior Director of Risk Monitoring at FINRA, you will be responsible for overseeing the risk assessment, planning, and execution of examinations for a specific Firm Group or Su...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Litigation - General (consumer) Attorney in Englewood, CO
Englewood, CO
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Associate Attorney Job Description: Associates at Godfrey Johnson, P.C. work on a wide variety of litigation matters. Most of our matters are civil actions that are pending in state and federal courts, in Colorado and other states in which our trial counsel are admitted. In addition to court ac...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Title: Principal Investigator, VAST - All FINRA Locations H1: Join FINRA as a Principal Investigator in the Vulnerable Adults and Seniors Team (VAST) H2: Conduct Complex Investigations and Collaborate with Other Units Across the Organization Summary: FINRA is seeking a Principal Inves...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Principal Intelligence Specialist, FIU - All FINRA Locations Salary Information: - The salary range for this position varies depending on location and other factors such as skill set, level of experience, and education. - The minimum salary for California is $106,400 and the maximum salary is $...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. The Senior Analyst reviews and investigates proposed public offering underwriting arrangements to ensure compliance with FINRA and SEC rules as well as other...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time Posted Today Job Requisition ID: R-008594 FINRA is seeking a Director, Member Supervision Strategic Engagements & Publications to join our team. This position can be located in any FINRA offi...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Corporate and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2: Exciting Opportunity for Experienced Corporate and Securities Associat...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Litigation - General (consumer) Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: # Litigation Associate Attorney at Jones & Keller P.C. Jones & Keller P.C. is a full-service business law firm with Denver roots and an international reach. We represent individuals and public and privately held businesses from small start-ups to Fortune 500 companies, providing a wide array of b...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...