Finra Attorney Jobs in Culver City
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Summary: Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,5...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert knowledge and ad...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Director, Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the ability to prioritize ...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Job Title: Senior Litigation Counsel, Enforcement Experience: Ten years of litigation experience with demonstrated ability to administer, manage, and try complex securities cases. Organization: FINRA (Financial Industry Regulatory Authority) Department: Enforcement Full-time position ...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Principal Analyst, Risk Monitoring - Any FINRA Location The Organization: FINRA is a not-for-profit organization authorized by Congress to protect investors and ensure market integrity. They oversee the securities industry, including stockbrokers, brokerage firms, and securities exchanges. FIN...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Investigations - All FINRA Locations Salary Information: Minimum Salary: $149,600 (CO/HI/MN/VT), $164,500 (IL), $171,900 (CA/WA/MD/Washington, DC), $179,600 (Jersey City, NJ/NY, NY) Maximum Salary: $292,600 (CO/HI/MN/VT), $322,200 (IL), $351,200 (CA/WA), $336,600 (MD/Washin...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: The organization is seeking a Senior Director of Risk Monitoring to join their team in one of their various locations across the United States. This individual will be responsible for providing strategic leadership in a specific Firm Group or Sub-Group's Risk Monitoring efforts and ensuring consiste...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, VAST - Financial Crimes Program (NCFC) H1 Heading: Join FINRA's VAST Team and Fight Against Financial Exploitation of Seniors and Vulnerable Adults H2 Heading: Conduct Complex Investigations and Make a Difference in Protecting the Vulnerable O...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...
Legal Staff Paralegal in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Bold Headline: Paralegal, Enforcement - Join Our Team at FINRA! H1: Paralegal, Enforcement - Legal Support at FINRA H2: Essential Job Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony - Conduct customer interviews and prepar...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations - Salary Range: $92,500 - $200,200, based on location and qualifications - Full-time position - Job Requisition ID: R-008669 Overview: FINRA's Vulnerable Adults and Seniors Team (VAST) is seeking a Principal Investigator to join their spe...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: H1: Principal Intelligence Specialist, FIU - All FINRA Locations H2: Job Overview and Essential Functions The Financial Intelligence Unit (FIU) within FINRA’s National Cause and Financial Crimes Detection Program (NCFC) is seeking a Principal Intelligence Specialist to join their team. The FIU...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing and investigating complex and high-profile public offering transactions. This role requires a Bachelor's degree and 3-5 years of related financial industry experience or equivalent business experience. The Senior...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Director, Member Supervision Strategic Engagements & Publications will be responsible for providing strategic leadership and guidance for the Office of Strategic Engagement (OSE) at FINRA. This role involves collaborating with various teams within Member Supervision (MS) and other departments at...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, age, dis...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator, NCP - FINRA H1: Join the FINRA Team as a Principal Investigator H2: Investigate Fraud and Misconduct at All FINRA Locations Organization: FINRA Department: National Cause Program (NCP) Salary Information: - Minimum salary ranges from ...