Finra Attorney Jobs in Colorado
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Sponsored Job
Assistant General Counsel, Regulatory
FINRA. | Denver, CO
Type: Full-Time | Posted Date: Oct 19, 2022
SUMMARY: Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise. With limited oversight, advis...
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Sponsored Job
Litigation Director (non-disciplinary) - Enforcement
FINRA. | Denver, CO
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Litigation Director (Non-Disciplinary) - Enforcement The candidate will manage a team of dedicated litigation attorneys and other staff, and, as necessary, litigates non-disciplinary and disciplinary proceedings as first or second chair. Work closely with Vice President, Litigation to collaborate w...
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Sponsored Job
Senior Counsel
FINRA. | Denver, CO
Type: Full-Time | Posted Date: Dec 08, 2022
SUMMARY: Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory responses. Work closely with the Counsel to the Head of Enforcement a...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: In this role, the Principal Counsel, Enforcement, will be responsible for providing legal expertise and guidance in matters related to enforcement for the organization. They will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ...
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Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Litigation - General (consumer) Attorney in Englewood, CO
Englewood, CO
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Associate Attorney Job Description: Associates at Godfrey Johnson, P.C. work on a wide variety of litigation matters. Most of our matters are civil actions that are pending in state and federal courts, in Colorado and other states in which our trial counsel are admitted. In addition to court ac...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: H1: "Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Direc...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position with competitive comp...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: Job Title: Associate Principal Analyst, Risk Monitoring Organization: FINRA - Financial Industry Regulatory Authority Location: Any FINRA Location (CA, CO, HI, MN, VT, IL, Jersey City, NJ, NY, NY, MD, Washington DC, WA) Salary Range: $79,500 - $170,900 (depending on location and qualifications)...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: SEO Friendly Job Title: Vice President, Regulatory Liaison - All FINRA Locations H1: Join FINRA as a Vice President, Regulatory Liaison H2: Enhance Regulatory Relationships as a Vice President at FINRA Bullet Points: - Lead and strengthen the Office of Regulatory Liaison (ORL) within Membe...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Director, Regulatory Services Management Experience: 10 years Salary: $127,300 - $296,100 (varies by location) Hiring Organization: FINRA Time Type: Full-time Job Requisition ID: R-008259 Introduction: FINRA is seeking a highly experienced and skilled Director, Regulatory Servi...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Strategic Advisor, Market Regulation & Transparency Services - Essential Job Functions: - Provides critical leadership and strategic support to the head of Strategic Regulatory Engagement in Market Regulation & Transparency Services (MRTS) - Acts as a strategic thought partner and trusted adviso...
Litigation - General (consumer) Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: # Litigation Associate Attorney at Jones & Keller P.C. Jones & Keller P.C. is a full-service business law firm with Denver roots and an international reach. We represent individuals and public and privately held businesses from small start-ups to Fortune 500 companies, providing a wide array of b...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jul 16, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst Experience: Senior-level Job Type: Full-Time Salary: Based on location and factors such as experience and education, ranging f...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: #H1: Principal Analyst, Risk Monitoring - Any FINRA Location #H2: Conduct Risk Monitoring Activities for FINRA Members Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst, Risk Monitoring Job Type: Full-Time FINRA, the Financial Industry Regulatory Authority, is cu...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Jun 12, 2024
SUMMARY: SEO Friendly Job Title: Principal Analyst, Regulatory Services Management H1: Join FINRA as a Principal Analyst in Regulatory Services Management H2: Work in a Senior-Level Professional Role with the Regulatory Services Management Team Bold Headlines: - Senior-Level Professional Role in Regu...