Finra Attorney Jobs in Boston
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO-Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel Job Requisitio...
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Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Summary: Senior Litigation Counsel, Enforcement - Job Title: Senior Litigation Counsel, Enforcement - Organization: FINRA - Experience: 10 years of litigation experience - Education: Law degree and admission to the bar of the highest court of the District of Columbia or state - Type: Full-time - Jo...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: All resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location Organization: FINRA Location: Any FINRA Loc...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Vice President, Advertising Regulation is a key leadership position within the Corporate Financing and Advertising Regulation team at FINRA. This role is responsible for the effective operation of the Advertising Regulation Department, including managing its regulatory review programs, policy an...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SENIOR DIRECTOR, INVESTIGATIONS - ALL FINRA LOCATIONS The organization FINRA is currently seeking a Senior Director of Investigations for all FINRA locations. This position will be responsible for leading and implementing the strategic direction of the Cause Investigations program for a particula...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Risk Monitoring - All FINRA Locations FINRA is currently seeking a Senior Director, Risk Monitoring to join our team in all FINRA locations across the United States. In this role, you will serve as the single point of accountability for the risk assessment, planning, and executio...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Summary: Position: Principal Investigator, VAST - All FINRA Locations Salary: Ranges from $92,500 to $200,200 depending on location and experience Job Requisition ID: R-008480 The Principal Investigator role is a full-time position within FINRA's National Cause and Financial Crimes Program (...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
Legal Staff Paralegal in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Paralegal, Enforcement - Legal Support and Research Specialist H1: Join Our Team as a Paralegal, Enforcement at FINRA H2: Essential Job Functions Provide Legal Support and Conduct Research for FINRA Enforcement Team Job Summary: FINRA, the Financial Industry Regu...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Essential Job Functions: Independently leads and/or participates in investigations of medium to high and high complexity matters under limited supervision. Conducts examination tasks that may include, but is not limited to: (1) reviews conducted in collaboration with Member Supervision examina...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Principal Intelligence Specialist, FIU - All FINRA Locations Salary Range: CA: Minimum Salary $106,400, Maximum Salary $200,200 CO/HI/MN/VT*: Minimum Salary $92,500, Maximum Salary $166,800 IL*: Minimum Salary $101,800, Maximum Salary $183,900 Jersey City, NJ/NY, NY: Minimum Salary $111...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 503. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered contractors and subcontractors to employ and advance in employment qualified individuals with disabilities. ...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Strategic Engagements & Publications - Member Supervision Full-Time Job Requisition ID: R-008594 **Bold Headline: Join the Team at FINRA as a Director, Strategic Engagements & Publications!** FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and ex...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, asses...