Financial Services Investment Management Associate Jobs
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Attorney in San Antonio, TX
San Antonio, TX
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: SEO friendly job title: Tax Senior Manager - Private Wealth (Central Region Office Locations) H1: Join Deloitte's Growing Private Wealth Practice as a Tax Senior Manager H2: Lead and Strategize for High-Level Tax Services for Ultra-Affluent Clients Salary Information: - The disclosed wage rang...
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Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Business Tax Services - Investment Management - Private Wealth (Central Region) H1: Join Deloitte's Private Wealth Tax Team as a Tax Senior Manager! H2: Deliver Compliance and Consulting Services to Ultra-Affluent Clients Bold Headlines: - Join ...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: H1: Vice President, Assistant General Counsel - LPL Financial H2: Join Our Team: Are You a Solution-Oriented Attorney? Bold Headline: LPL Financial Seeks Experienced Attorney for Vice President, Assistant General Counsel Role Are you a team player with a curious mind and a passion for solvi...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years in securities regulatory enforcement, prior employment at a law firm and/or with a securities regulator highly desirable Location: Fort Mill/Charlotte, Boston, MA, San Diego, CA, Washington DC Time Type...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of $163,700.00 - $272,900.00. The ideal c...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Job Title: VP Assistant General Counsel Location: San Diego, Fort Mill/Charlotte Time Type: Full time Salary Range: $180,000-$300,100 per year Overview: LPL Financial, a leader in the financial services industry, is seeking a Vice President, Assistant General Counsel to join their corporate l...
Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: & HR Legal Full-time H1: Corporate Counsel, AWS Sales and Marketing - Job Description and Salary Information H2: Join Amazon's Legal Department as a Corporate Counsel for AWS Sales and Marketing Job Title: Corporate Counsel Company: Amazon.com Services LLC Job ID: 2727561 Location:...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: - Job Title: VP Assistant General Counsel - Experience: 5-7 years - Location: San Diego, Fort Mill/Charlotte - Time Type: Full Time - Job Requisition ID: R-041008 Responsibilities: - Provide legal support for LPL Financial's financial services business - Review, revise, and develop internal...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: SEO Friendly Job Title: Vice President, Assistant General Counsel - Legal Advisor for Financial Services Business H1: Join LPL Financial as Our Next Vice President, Assistant General Counsel H2: A Fast-Paced Role for Experienced Attorneys in Financial Services Bold Headlines: - Join a Lead...
Finance - Financial Services Regulation Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Deputy General Counsel-Regulatory: Providing Legal Guidance and Mitigating Risk for Stifel Financial Stifel, a global wealth management and investment banking firm, is seeking a Deputy General Counsel-Regulatory to join their team. This role will involve advising the organization on regulatory, ris...
Finance - Financial Services Regulation Attorney / Insurance Defense - General Attorney / Intellectual Property - General Attorney in Cary, NC
Cary, NC
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Senior Counsel - Tech & Information Security (New York and Cary) Role Value Proposition: - MetLife is one of the world's leading financial services companies, providing insurance, annuities, employee benefits and asset management. - We are united by our purpose to help our customers and each ...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Trusts and Estates - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: The Legal Counsel - Wealth position at First Citizens is an exciting opportunity for an experienced attorney to join a growing and dynamic team. This role will focus on providing legal support to the Wealth Management and Private Banking group, with a particular emphasis on trust services, investmen...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 12, 2024
SUMMARY: Job Title: Investment Management Associate - Senior Level Salary: $260,000 to $420,000 Department: Corporate & Finance Experience: Mid-level to Senior (2017 - 2021) Location: New York or San Francisco Arnold & Porter, a leading law firm, is seeking a highly qualified and experienced individua...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Austin, TX
Austin, TX
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: - Job title: ERS - Securities/Investment Counsel (00046344) - Organization: Employees Retirement System - Location: Austin, Texas - Department: Legal - Employment status: Regular, full-time - Salary: $10,834.00 - $19,166.66 per month - Experience: 3-5 years in law practice, depending on classi...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...