Financial Regulatory Services Associate Jobs in Wilmington
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: H1: Investment Management Associate - Midlevel H2: Join Our Team at a Top International Law Firm Law firm Morgan Lewis & Bockius LLP is seeking a highly qualified midlevel associate to join our Investment Management - Financial Institutions practice group in either New York, Philadelphia, or Was...
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Legal Staff Paralegal in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Finance - Banking Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Job Title: Consumer Banking Attorney H1: Join Bank of America as a Consumer Banking Attorney H2: Advise on Legal Matters and Drive Responsible Growth Company: Bank of America Department: Consumer and Small Business Banking Legal Team Salary: Competitive, based on experience Locatio...
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Insurance Defense - General Attorney / Real Estate - General Attorney in Radnor, PA
Radnor, PA
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Job Title: Claims Counsel - Real Estate and Insurance Law Department: Legal Location: Radnor, PA or Coraopolis, PA Salary: Competitive salary, based on experience Experience: Minimum 5 years in title insurance, real estate, or insurance law Essent Group Ltd. (NYSE: ESNT), a Bermuda-ba...
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Government Contracts Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Associate General Counsel (Construction Procurement)- 90333254 - DC/PHL (Hybrid) * SEO friendly job title: Associate General Counsel for Construction Procurement at Amtrak * H1 heading: Join Our Team as an Associate General Counsel for Construction Procurement at Amtrak * H2 heading: About Amtr...
Litigation - Consumer Finance- Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Job Title: Litigation Associate (Consumer Financial Services) Department: Consumer Financial Services Group Experience: Minimum 4 years of defense litigation experience Salary: Not specified Job ID: 2024-2577 Category: Legal Overview: - Seeking an associate with minimum 4 years of defense l...
Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: H1: Consumer Financial Services Litigation Senior Associate - Denver, Los Angeles or Philadelphia H2: Join Our Thriving Consumer Finance Litigation Practice at Ballard Spahr Law Firm Seeking Experienced Senior Associate for Consumer Financial Services Litigation - Location: Denver, Los Angele...
Advertising & Marketing Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Nov 04, 2024
SUMMARY: Job Title: Lead Counsel 2 - Digital Advertising & SEO Optimization Location: Remote (Hybrid) Department: Legal - Enterprise Job Type: Full time Salary Range: $155,280.00 - $232,920.00 Job Requisition ID: 24802717 Anticipated Posting Close Date: Nov 06, 2024 The Lead Counsel 2 is a senior le...
Litigation - eDiscovery General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Temporary E-Discovery Project Attorney - Work Remotely for a Global Law Firm Job Title: Temporary E-Discovery Project Attorney Location: Remote (Pittsburgh, Philadelphia, Princeton, Chicago, Houston, Austin, Dallas) Salary: $29 per hour Experience: At least 1 year working with specialize...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...
General Practice - Transactional & Litigation Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1 Heading: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: FINRA Department: Risk Monitoring Location: All FI...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: SEO Friendly Job Title: Principal Investigator - Vulnerable Adults and Seniors Team (VAST) - FINRA's National Cause and Financial Crimes Program (NCFC) H1 Heading: Join FINRA's VAST Team as a Principal Investigator! H2 Heading: Investigate Financial Exploitation and Abuse of Seniors and Vulner...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Organization: FINRA Department: Market Regulation and Transparency Services Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum of 8 years Salary Range: $92,500 - $200,200 (varies by location) Job Type: Full Time H1: Principal Analyst, Regulatory Services Managem...
Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Vice President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Market...
Corporate - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Responsibilities: Serve as a trusted advisor and business partner to Armanino’s many functional business groups to drive commercial transactions, from beginning to end Assist the firm’s General Counsel and Assistant General Counsels with special projects, including business licensure, su...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...