Financial Regulatory Services Associate Jobs in Wilmington
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Workers\' Compensation Law - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Job Title: Director, Staff Counsel - NJ & PA Salary: Competitive compensation package Experience: 10 years of in-house or law firm management with proven ability supervising and mentoring staff attorneys Overview: - Seeking experienced Director for Workers’ Compensation Staff Counsel Office...
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Corporate - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Responsibilities: Serve as a trusted advisor and business partner to Armanino’s many functional business groups to drive commercial transactions, from beginning to end Assist the firm’s General Counsel and Assistant General Counsels with special projects, including business licensure, su...
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Corporate - Compliance Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. Financial Services - Regulatory Compliance Manager: Join a Leading Professional ...
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Finance - Banking Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Job Title: - Payments Attorney - Vice President, Assistant General Counsel Job Locations: - Washington, DC - Chicago, IL - Plano, TX - Columbus, OH - Wilmington, MA Job Schedule: - Full time Salary Range: - $199,500.00-$275,000.00 (based on role, experience, skill set, and location)...
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Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...
Litigation - eDiscovery General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Temporary E-Discovery Project Attorney - (Remote) - Job ID: 506446 - Location: Pittsburgh, Philadelphia, Princeton, Chicago, Houston, Austin, Dallas - Full-time, temporary position - Pay rate: $29 per hour - Duration: 4 months, starting September 9th, 2024 - Work remotely with a personal com...
Litigation - Financial Services - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Job Title: Litigation Associate - Consumer Financial Services Group Salary: Competitive, based on experience Experience: Minimum 4 years of defense litigation experience Overview: - The Philadelphia office of Kaufman Dolowich, an AV-rated® law firm, is seeking a Litigation Associate to join...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: SEO friendly job title: Assistant General Counsel, Regulatory H1 heading: Join FINRA as an Assistant General Counsel in Regulatory H2 heading: Senior-Level Legal Advisor in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-leve...
Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...
Finance - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 01, 2024
SUMMARY: ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors ...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...
Legal Staff Paralegal in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Summary: The Legal Assistant BI/UM position at USAA is a highly important role that supports the financial security of millions of U.S. military members and their families. With a strong focus on core values of honesty, integrity, loyalty, and service, this position provides assistance with legal...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 18, 2024
SUMMARY: H1: Investment Management Associate - Midlevel H2: Join Our Team at a Top International Law Firm Law firm Morgan Lewis & Bockius LLP is seeking a highly qualified midlevel associate to join our Investment Management - Financial Institutions practice group in either New York, Philadelphia, or Was...
Corporate - General Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Target salary range MN, TX, IL, WI, GA, FL: $98,000-$137,200 The Legal Counsel at Wolters Kluwer will provide legal advice and guidance on a wide variety of commercial and contractual matters, specifically involving the Corporate Performance and Environmental, Social, and Governance (“CP & ESGâ...
Corporate - General Attorney in Wilmington, DE
Wilmington, DE
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Target salary range all other locations: $100,800-$141,120 Bonus eligibility: Yes Benefits: Wolters Kluwer provides a broad range of benefits to help you and your family live well, including: PTO (paid time off) programs to help you balance your work and personal life Medical, dental, ...