56 jobs found for

Financial Regulatory Services Associate Jobs in Westwood

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  • Corporate - Asset/Investment Management Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...

  • Attorney in Woburn, MA

    Woburn, MA

    Type: Full Time | Posted Date: Jan 08, 2025

    SUMMARY: Audit Manager - Transportation Directorate Office of the Inspector General, USPS Office of Audit - Transportation Directorate Summary The United States Postal Service Office of Inspector General (USPS OIG) is seeking a highly qualified applicant to fill our Audit Manager position in the Office...

  • Attorney in Woburn, MA

    Woburn, MA

    Type: Full Time | Posted Date: Jan 08, 2025

    SUMMARY: Audit Manager - Transportation Directorate Office of the Inspector General, USPS Office of Audit - Transportation Directorate Summary *PLEASE NOTE THAT THIS VACANCY ANNOUNCEMENT IS ONLY OPEN TO CURRENT USPS OIG, USPS, PRC, AND USPIS EMPLOYEES. OTHER APPLICANTS WILL NOT BE CONSIDERED. The Un...

  • Legal Staff Paralegal in Quincy, MA

    Quincy, MA

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Legal Staff Paralegal in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: AmTrust Financial Services offers a competitive salary, including a comprehensive benefits package. Our benefits package includes Health, Dental, Vision and Prescription coverage, Life Insurance, Short and Long-Term Disability, 401k with company match, Employee Stock Purchase Plan, Paid Time Off, Fl...

  • Corporate - Asset/Investment Management Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Jan 05, 2025

    SUMMARY: H1: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) H2: Join Our Dynamic and Diversified Firm at Franklin Templeton H2: About Franklin Templeton's Legal Department H2: Seeking a Senior Attorney for US Investment Management H2: Responsibilities of the ...

  • Corporate - Private Equity Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Law Firm Seeking Associate in Investment Funds Practice with Minimum 3 Years Experience The Law Firm, a top global firm with locations in New York, Boston, Chicago, Washington, D.C., Houston, and San Diego, is currently seeking a highly qualified associate to join their Investment Funds Practice....

  • Advertising & Marketing Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Dec 18, 2024

    SUMMARY: ...

  • Advertising & Marketing Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Flexible spending accounts for healthcare and dependent care expenses Health savings account (HSA) for eligible plan participants Employee Assistance Program Wellness programs Tuition reimbursement Legal benefits Pet Insurance Identity Theft Protection Auto, Home, and...

  • Attorney in Hanscom Afb, MA

    Hanscom Afb, MA

    Type: Full Time | Posted Date: Dec 30, 2024

    SUMMARY: Logistics Management Specialist Department of the Air Force Air Force Materiel Command AFPC CSA Force Renewal/DP2ICR - MAJCOM's Will Vary Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. The primary purpose of this position is to serve in a...

  • Attorney in Hanscom Afb, MA

    Hanscom Afb, MA

    Type: Full Time | Posted Date: Dec 30, 2024

    SUMMARY: Logistics Management Specialist Department of the Air Force Air Force Materiel Command AFPC CSA Force Renewal/DPCICR - MAJCOM's Will Vary Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. The primary purpose of this position is to serve in a...

  • Attorney in Hanscom Afb, MA

    Hanscom Afb, MA

    Type: Full Time | Posted Date: Dec 30, 2024

    SUMMARY: Logistics Management Specialist Department of the Air Force Air Force Materiel Command Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. The primary purpose of this position is to perform the full range of conventional duties relating to a va...

  • Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Jan 08, 2025

    SUMMARY: Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Post...

  • Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...

  • Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...

  • Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...

  • Corporate - General Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Target salary range AL, AZ, FL, GA, IL, LA, MN, NC, NJ, OH, RI, TX, WI: $97,600-$136,640 Bonus eligible Company Overview: Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk and compli...

  • Fintech & Blockchain Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Senior Counsel, Product and Regulatory Affairs (Liquidity) - Job Description Position: Senior Counsel, Product and Regulatory Affairs (Liquidity) Company: Circle Location: United States of America Category: Legal Circle is a financial technology company at the forefront of the emerging inte...

  • Corporate - Asset/Investment Management Attorney in Braintree, MA

    Braintree, MA

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Offered salary will be based on overall qualifications, experience and level of work complexity. Massachusetts: Salary range for this position: 140,000 USD to 180,000 USD. Offered salary will be based on overall qualifications, experience and level of work complexity. Principal Legal Counsel...

  • Corporate - Asset/Investment Management Attorney in Boston, MA

    Boston, MA

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: This is for informational purposes only and is not a commitment to pay any amount of salary. Summary: The State Street Global Advisors Legal Department is seeking a seasoned attorney with 10-15 years of experience to fill the role of Managing Director & Managing Counsel. The successful candidate ...