Financial Regulatory Services Associate Jobs in Stamford
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Legal Staff Paralegal in Uniondale, NY
Uniondale, NY
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Legal Staff Paralegal in Saint James, NY
Saint James, NY
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Legal Staff Paralegal in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Corporate - Asset/Investment Management Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: This range is provided for informational purposes only and is not intended to be a salary guarantee. For more information on compensation at State Street, please visit StateStreet.com/iam/compensation/webinars. The State Street Global Advisors Legal Department is seeking a seasoned attorney to jo...
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Corporate - General Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Oct 10, 2024
SUMMARY: Corporate Transactional Associate (HLST) – Multiple Locations Position Overview: - Seeking a Corporate Associate with 3-5 years of corporate and transactional experience to join our growing team - Ideal candidates will have experience in due diligence, legal research, document drafting and ne...
Corporate - Securities and Capital Markets Attorney in Purchase, NY
Purchase, NY
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Other roles may be eligible for additional compensation as part of their total compensation package. Summary: - Job title: Wealth Management Capital Markets Attorney VP/ED - Job number: 3260921 - Posting date: Oct 25, 2024 - Primary location: New York-Purchase - Education level: Doctorat...
Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: As a leading provider of commercial insurance products and services, CNA takes pride in creating a culture that promotes diversity, inclusion and belonging. Our employees are our most valuable asset. We recognize the importance of attracting and retaining the best talent to achieve our business goal...
Legal Staff Paralegal in Bridgeport, CT
Bridgeport, CT
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Industry Finance and Insurance Employment Type Full-Time Job Functions Administrative Banking Services Operations Associate V - Legal Document - Restraints Overview: - Responsible for processing legal papers, conducting research, and restraining accounts as necessary - Primarily han...
Criminal Law - Defense Attorney in Norwalk, CT
Norwalk, CT
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: O Legal Counsel, Financial Crime Risk Management: Salary, Job Description, and Requirements Salary: - Base salary range for Connecticut and NYC-metro area: $177,300-$216,700 - Eligible for annual bonus and equity grant - Comprehensive benefits program including health and wellness benefits, tuiti...
General Practice - Transactional & Litigation Attorney in Mount Kisco, NY
Mount Kisco, NY
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
General Practice - Transactional & Litigation Attorney in Yonkers, NY
Yonkers, NY
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
Legal Staff Paralegal in Hauppauge, NY
Hauppauge, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Travel Required Yes Travel % 10 Required Education Bachelor’s Degree Job Start Date Wednesday, October 23, 2024 Denver, CO, USA• 2 Easton Oval, Columbus, OH 43219, USA• 225 Pictoria Dr, Cincinnati, OH 45246, USA• 4221 N 203rd St, Elkhorn, NE 68022, USA Senior Parale...
Finance - Banking Attorney in Greenwich, CT
Greenwich, CT
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Salary Information Salary range: $170,000.00-$250,000.00 Based on experience and qualifications Full-time position Job Title U.S. Private Bank - Private Banker - Executive Director Experience Information Six plus years of work experience in Private Banking or Financial Services...
Corporate - Compliance Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: SEO friendly job title: Financial Services - Regulatory Compliance Manager H1: Join EY's Financial Services Office as a Regulatory Compliance Manager H2: Make a Difference in the Financial Services Industry Bold Headlines: - Build a Career as Unique as You Are with EY - Join a Global Te...
Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...
Finance - General Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: Senior Associate, Financial Crimes - Job Description and Salary Information Job Title: Senior Associate, Financial Crimes Locations: Boston, MA; Charlotte, NC; Chicago, IL; Denver, CO; Los Angeles, CA; McLean, VA; Nashville, TN; New York, NY; Philadelphia, PA; Short Hills, NJ; Stamford, CT; Tamp...