Financial Regulatory Services Associate Jobs in Santa Monica
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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Culver City, CA
Culver City, CA
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Law Firm is seeking a mid-level to senior associate with at least four years of experience in financial services compliance and regulatory matters. This is a fantastic opportunity to join our highly regarded Financial Services Practice Group at Davis Wright Tremaine LLP. We are looking for a motivat...
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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Law Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience in compliance and regulatory ...
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Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...
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Data Privacy - Transactional Attorney in Santa Monica, CA
Santa Monica, CA
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: & HR Legal Corporate Counsel, Privacy, AWS Legal H1: Join Amazon Web Services as our Privacy Counsel! H2: Exciting Opportunity for Experienced Corporate Counsel Amazon Web Services is a leader in the cloud computing and service industry, providing innovative IT infrastructure servi...
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Legal Staff Paralegal in Sherman Oaks, CA
Sherman Oaks, CA
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Ares Management Corporation is an Equal Opportunity Employer M/F/D/V. Ares Management Corporation offers competitive compensation packages. We are seeking an experienced Counsel, Securities & Corporate to join our legal team in Los Angeles, CA. The ideal candidate will have a JD and 3-5 years ...
Corporate - General Attorney in Hawthorne, CA
Hawthorne, CA
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: & Corporate Affairs Legal & Corporate Affairs H1: Associate Corporate Counsel, Ring - Legal & Corporate Affairs H2: Job Opportunity: Associate Corporate Counsel at Ring Associate Corporate Counsel, Ring - Legal & Corporate Affairs If you're a talented attorney looking for a cutting-edg...
Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jan 03, 2025
SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...
Corporate - Contract Law Attorney / Corporate - Technology Transactions Attorney in Culver City, CA
Culver City, CA
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: The Corporate Counsel, Devices Legal position at Amazon is a challenging and exciting opportunity for a talented transactional attorney. This role will involve working closely with business development, product, and go-to-market teams as counsel on strategic partnership deals across a variety of pro...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: “At Capital Group, we believe in fostering an inclusive and diverse workplace where everyone feels valued and respected.” H1: Join Our Team as Counsel at Capital Group in Los Angeles H2: Be a Part of Our Prestigious Legal Department and Make an Impact H2: Exciting Opportunity to Collaborate...
Litigation - General (consumer) Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Jan 04, 2025
SUMMARY: And much more! As an Associate Attorney at FMG, you will have the opportunity to work with a diverse and experienced team of attorneys, handling challenging and complex financial services matters. You will also have the opportunity to grow and advance within the firm, with speaking and writing op...
Advertising & Marketing Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 18, 2024
SUMMARY: ...
Litigation - eDiscovery General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 17, 2024
SUMMARY: SEO Friendly Job Title: Litigation & Practice Technology Discovery Advisor at Kirkland & Ellis LLP H1: Join Kirkland & Ellis LLP as a Litigation & Practice Technology Discovery Advisor H2: Be a Part of a Leading Law Firm and Drive Forward with Kirkland & Ellis Bold Headlines: - Kirkland ...
Licensing Attorney in Universal City, CA
Universal City, CA
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: Director, Business & Legal Affairs: A Dynamic Opportunity with NBCUniversal Overview: - The Director of Business & Legal Affairs will be a key member of the Global Distribution team at NBCUniversal, responsible for handling all matters related to the licensing and distribution of NBCUniversal'...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: Job Title: Director and Associate General Counsel, Global Operations and Deployment Salary: $188,000 - $378,000 USD Experience: Minimum 12 years of relevant legal experience in global operations and deployment, compliance, transactional and/or regulatory matters Location: Arlington, Virginia, United...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Legal Counsel - Join a Growing Wealth Management Firm! Lido Advisors, LLC is seeking a talented and experienced Legal Counsel to join our expanding Legal team. As a Legal Counsel, you will provide legal counsel to our investment advisory business and other areas of the Lido enterprise. This is a ...
Corporate - General Attorney in Beverly Hills, CA
Beverly Hills, CA
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: Senior Counsel, U.S. Subsidiary Governance Location: Jersey City, NJ or Los Angeles, CA Employment Type: Full Time Salary Range: $110,000 - $190,000 (depending on experience and qualifications) Department: CHIEF LEGAL & ADMIN OFFICE GRP Category: Legal and Legal Support Application ...