20 jobs found for

Financial Regulatory Services Associate Jobs in San Diego

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  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: H1: Vice President, Assistant General Counsel - LPL Financial H2: Join Our Team: Are You a Solution-Oriented Attorney? Bold Headline: LPL Financial Seeks Experienced Attorney for Vice President, Assistant General Counsel Role Are you a team player with a curious mind and a passion for solvi...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: - Job Title: VP Assistant General Counsel - Experience: 5-7 years - Location: San Diego, Fort Mill/Charlotte - Time Type: Full Time - Job Requisition ID: R-041008 Responsibilities: - Provide legal support for LPL Financial's financial services business - Review, revise, and develop internal...

  • Employment Law - General Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Summary: Job Title: AVP, Associate Counsel, Employment Business Unit Support Job ID: R-040469 Company: LPL Financial Locations: Fort Mill, South Carolina; San Diego, California Category: Legal Salary Range: $128,900.00 - $214,900.00 Experience: 3 years employment law experience Education:...

  • Legal Staff Paralegal in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Corporate - General Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Req ID: R-0000105389 The Department of Legal and Legal Support is seeking a highly qualified and experienced Senior Counsel to join our team as a key strategic advisor for U.S. Subsidiary Governance. This role offers a unique opportunity to be a part of a global organization and play a critical r...

  • Corporate - Compliance Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: We understand the importance of social distancing at this time so our recruitment and onboarding process may be managed virtually so we can continue to prioritize the safety and wellbeing of EY candidates, clients, guests and teams. SEO friendly job title: Financial Services - Regulatory Complian...

  • Corporate - General Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Associate General Counsel Duties: Work closely with senior management, company’s Board of Directors and Investor Relations in the support of annual stockholder meeting; and monitors regulatory developments. Assist General Counsel in preparing and providing advice regarding securities law disclosu...

  • Legal Staff Paralegal in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: Legal Business Associate Manager- Legal Entity Management Tax Legal Business Services Position Summary: - Rapidly growing organization within Deloitte - Projects involving corporate governance, legal entity simplification, and governance structure review - Assisting clients with reporting ...

  • Tax - M&A and Transactions Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: PwC is a global network of firms committed to delivering quality in assurance, tax and advisory services. H1: Tax Services - Mergers and Acquisition Tax, Director H2: Join PwC's Merger and Acquisition Tax Practice as a Director Overview: - Full-time position with up to 20% travel - Location...

  • General Practice - Transactional & Litigation Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: Salary: $80,000 - $90,000 per year, dependent on experience ________________________________________________________________ Attorney Job Summary: We are seeking a highly motivated and experienced Attorney to join our growing civil litigation law firm, Patenaude & Felix, APC. As an Attorney...

  • Health Care - Compliance, Transactions, HIPAA Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: SEO Friendly Job Title: Health Care Transactional Associate (Attorney) - San Diego H1: Join Our Team as a Health Care Transactional Associate (Attorney) at a Top-Tier Law Firm H2: Exciting Opportunity for Experienced Health Care Transactional Associate Bold Headlines: - Join a Top-Tier La...

  • Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Corporate - Securities and Capital Markets Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Oct 23, 2024

    SUMMARY: Regulatory and Securities Attorney Jacko Law Group, P.C., a corporate, regulatory and securities law firm, is seeking an experienced (5 years) Regulatory and Securities Attorney to advise clients on SEC regulatory and securities issues and to provide counsel on unique and complex legal issue...

  • Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: QUALITY ASSURANCE SPECIALIST Department of the Navy U.S. Pacific Fleet Southwest Regional Maintenence Center Summary This is a public notice flyer to notify interested applicants of anticipated vacancies. Applications will not be accepted through this flyer. Interested applicants must follow ...

  • Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: SHIPBUILDING SPECIALIST Department of the Navy Department of the Navy - Agency Wide Puget Sound Naval Shipyard & Intermediate Maintenance Facility Summary You will serve as a SHIPBUILDING SPECIALIST in the Industry Management Department of DEPARTMENT OF THE NAVY. Vacancies will be filled f...

  • Corporate - Compliance Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: H1: Intuit is Hiring a Senior Product Counsel in San Diego, Mountain View, Atlanta, or Washington D.C. H2: Join the Global Financial Technology Platform and Power Prosperity for Millions of Customers Intuit is seeking a Senior Product Counsel to join their team and help deliver amazing customer ...

  • Health Care - Compliance, Transactions, HIPAA Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Health Care Transactional Associate (Attorney) - Join Manatt Health and Advance Your Career in the Health Care Industry! H1: Manatt Health is Looking for a Health Care Transactional Associate (Attorney) with Strong Experience and Passion for the Health Care Industry H2: Join Manatt Health's To...

  • Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Apr 04, 2024

    SUMMARY: Safety and Occupational Health Specialist Department of the Navy U.S. Pacific Fleet Summary This is a public notice flyer to notify interested applicants of anticipated vacancies. Applications will not be accepted through this flyer. Interested applicants must follow the directions in the "How...

  • Attorney in San Diego, CA

    San Diego, CA

    Type: Full Time | Posted Date: Apr 04, 2024

    SUMMARY: SAFETY AND OCCUPATIONAL HEALTH SPECIALIST Department of the Navy U.S. Pacific Fleet Summary This is a public notice flyer to notify interested applicants of anticipated vacancies. Applications will not be accepted through this flyer. Interested applicants must follow the directions in the "How...