16 jobs found for

Financial Regulatory Services Associate Jobs in Purchase

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  • Legal Staff Paralegal in Uniondale, NY

    Uniondale, NY

    Type: Full Time | Posted Date: Oct 23, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Legal Staff Paralegal in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Oct 23, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Legal Staff Paralegal in Long Island City, NY

    Long Island City, NY

    Type: Full Time | Posted Date: Oct 23, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Corporate - Asset/Investment Management Attorney in Stamford, CT

    Stamford, CT

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: This range is provided for informational purposes only and is not intended to be a salary guarantee. For more information on compensation at State Street, please visit StateStreet.com/iam/compensation/webinars. The State Street Global Advisors Legal Department is seeking a seasoned attorney to jo...

  • Corporate - General Attorney in Stamford, CT

    Stamford, CT

    Type: Full Time | Posted Date: Oct 10, 2024

    SUMMARY: Corporate Transactional Associate (HLST) – Multiple Locations Position Overview: - Seeking a Corporate Associate with 3-5 years of corporate and transactional experience to join our growing team - Ideal candidates will have experience in due diligence, legal research, document drafting and ne...

  • Corporate - Securities and Capital Markets Attorney in Purchase, NY

    Purchase, NY

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Other roles may be eligible for additional compensation as part of their total compensation package. Summary: - Job title: Wealth Management Capital Markets Attorney VP/ED - Job number: 3260921 - Posting date: Oct 25, 2024 - Primary location: New York-Purchase - Education level: Doctorat...

  • Corporate - Compliance Attorney in Fort Lee, NJ

    Fort Lee, NJ

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Job Title: Senior Regulatory Compliance Counsel at Cross River Experience: Proven experience as a legal counsel in a business environment Salary: $250,000.00 - $300,000.00 Location: Fort Lee, New Jersey, United States Company: Cross River Department: Compliance H1: Join Cross River...

  • Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: As a leading provider of commercial insurance products and services, CNA takes pride in creating a culture that promotes diversity, inclusion and belonging. Our employees are our most valuable asset. We recognize the importance of attracting and retaining the best talent to achieve our business goal...

  • Criminal Law - Defense Attorney in Norwalk, CT

    Norwalk, CT

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: O Legal Counsel, Financial Crime Risk Management: Salary, Job Description, and Requirements Salary: - Base salary range for Connecticut and NYC-metro area: $177,300-$216,700 - Eligible for annual bonus and equity grant - Comprehensive benefits program including health and wellness benefits, tuiti...

  • General Practice - Transactional & Litigation Attorney in Mount Kisco, NY

    Mount Kisco, NY

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • General Practice - Transactional & Litigation Attorney in Yonkers, NY

    Yonkers, NY

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Hackensack, NJ

    Hackensack, NJ

    Type: Full Time | Posted Date: Oct 10, 2024

    SUMMARY: Law Firm Seeking Experienced Corporate Attorneys for Multiple Locations Position: Corporate/M&A/Securities/Finance Transactional Attorney Experience: 4 years in corporate, mergers and acquisitions, fund formation, finance, and/or securities Locations: Delaware, Florida, Maryland, New Jersey, New...

  • Finance - Banking Attorney in Greenwich, CT

    Greenwich, CT

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Salary Information Salary range: $170,000.00-$250,000.00 Based on experience and qualifications Full-time position Job Title U.S. Private Bank - Private Banker - Executive Director Experience Information Six plus years of work experience in Private Banking or Financial Services...

  • Corporate - Compliance Attorney in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: SEO friendly job title: Financial Services - Regulatory Compliance Manager H1: Join EY's Financial Services Office as a Regulatory Compliance Manager H2: Make a Difference in the Financial Services Industry Bold Headlines: - Build a Career as Unique as You Are with EY - Join a Global Te...

  • Attorney in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Finance - General Attorney in Stamford, CT

    Stamford, CT

    Type: Full Time | Posted Date: Aug 08, 2024

    SUMMARY: Senior Associate, Financial Crimes - Job Description and Salary Information Job Title: Senior Associate, Financial Crimes Locations: Boston, MA; Charlotte, NC; Chicago, IL; Denver, CO; Los Angeles, CA; McLean, VA; Nashville, TN; New York, NY; Philadelphia, PA; Short Hills, NJ; Stamford, CT; Tamp...