Financial Regulatory Services Associate Jobs in Princeton
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Workers\' Compensation Law - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: ID2020-17433 Department Legal Position Type Regular Full-Time Category Legal Salary information: The salary for this position is competitive and will be determined based on the candidate's qualifications and experience. AmTrust Financial Services also offers a comprehensive benefits pack...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...
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ERISA - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Senior Health & Benefits Consulting Attorney - Work with a Leading Global Firm Mercer, a subsidiary of Marsh McLennan and a global leader in health and welfare plan consulting, is seeking a highly-skilled Senior Health & Benefits Consulting Attorney to join our team in one of six office locations...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Corporate - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Eligible for sales incentive plan. Target salary range AL, AZ, GA, IA, IL, IN, KY, LA, MI, MO, MN, NC, NJ, OH, OK, PA, SC, TN, TX, WI: $96,800-$135,750. Eligible for sales incentive plan. Target salary range FL: $105,000-$147,000. Eligible for sales incentive plan. Target salary range MA,...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Insurance - Regulatory & Compliance Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Company-paid Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance for a growing nationa...
Tax - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior Manager - Private Equity (East Region City Locations) Salary: $114,490 to $272,090 (based on experience and qualifications) Job Title: Senior Tax Manager Experience: 8 years of total corporate tax experience Location: 26 East Region City Locations Department: Tax Business...
Tax - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Salary Information: The wage range for this role is estimated to be $63,420 to $144,300, taking into account factors such as skill sets, experience, training, and certifications. Job Title: Tax Senior - Real Estate Tax (East Region Office Locations) Experience Information: 3 years experience prov...
Tax - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior - Investment Management - Private Equity Deloitte Tax LLP East Coast City Locations Position Summary Deloitte Tax LLP is seeking a highly motivated and experienced Tax Senior to join our growing team. As a Tax Senior, you will have the opportunity to work with our largest clients ...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Summary: Organization: FINRA Job Title: Associate Principal An...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Aug 01, 2024
SUMMARY: The organization FINRA is currently seeking a Principal Analyst, Risk Monitoring to join their team. This is a full-time position and is posted on the FINRA website today. The job requisition ID is R-008289. This role is responsible for conducting risk monitoring activities and ongoing risk asses...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865 or email accommodations@finra.org. Please note that this number is exclusively for in...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jul 16, 2024
SUMMARY: #Principal Analyst, Risk Monitoring - Any FINRA Location FINRA is seeking a highly skilled Principal Analyst with expertise in risk monitoring to join our team at any of our FINRA locations. This full-time position offers a competitive salary and benefits package, as well as opportunities for gro...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 13, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary: - Conducts ris...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: The Director of Risk Monitoring is a senior level position within the Risk Monitoring department at FINRA. This role is responsible for overseeing a team of Risk Monitoring Analysts and ensuring the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping ...