Financial Regulatory Services Associate Jobs in Princeton
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Legal Staff Paralegal in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Litigation - eDiscovery General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Jan 02, 2025
SUMMARY: Temporary E-Discovery Project Attorney - Remote (Pittsburgh, Philadelphia, Princeton, Chicago, Houston, Austin, Dallas) Job ID: 506446 Full-Time Temporary Position Law Firm Information Reed Smith is a global relationship law firm with over 1,700 lawyers in 29 offices worldwide. With a hi...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Post...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
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Attorney in Warren, NJ
Warren, NJ
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Complex Claims Consultant - Healthcare locations Chicago, IL, USA Tarrytown, NY, USA Warren, NJ, USA Wyomissing, PA, USA Downers Grove, IL, USA locations Lake Mary, FL, USA Glastonbury, CT, USA Melville, NY, USA time type Full time posted on Posted 14 Days Ago jo...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Corporate - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Eligible for sales incentive plan. Target salary range AL, AZ, GA, IA, IL, IN, KY, LA, MI, MO, MN, NC, NJ, OH, OK, PA, SC, TN, TX, WI: $96,800-$135,750. Eligible for sales incentive plan. Target salary range FL: $105,000-$147,000. Eligible for sales incentive plan. Target salary range MA,...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...
Insurance - Regulatory & Compliance Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Company-paid Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance for a growing nationa...
Insurance - Regulatory & Compliance Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: The Reinsurance Claims Specialist is a key role within Munich Re America, offering an exciting opportunity for candidates with a diverse range of experience. This position involves administering Munich Re's rights and duties under its contracts with clients, vendors, reinsurers, retrocessionaires an...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: H1: Senior Director, Risk Monitoring - All FINRA Locations H2: Essential Job Functions Senior Director, Risk Monitoring - All FINRA Locations is currently seeking a highly experienced and knowledgeable individual to join our team as the Senior Director of Risk Monitoring. This position will be r...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865 or email accommodations@finra.org. Please note that this number is exclusively for in...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations Full time Job Requisition ID: R-008480 The Vulnerable Adults and Seniors Team (VAST) is a specialized unit within FINRA's National Cause and Financial Crimes Program (NCFC). VAST is charged with investigating financial exploitation and abu...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job P...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...