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45 jobs found for

Financial Regulatory Services Associate Jobs in Pennsylvania

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  • Workers\' Compensation Law - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: Job Title: Director, Staff Counsel - NJ & PA Salary: Competitive compensation package Experience: 10 years of in-house or law firm management with proven ability supervising and mentoring staff attorneys Overview: - Seeking experienced Director for Workers’ Compensation Staff Counsel Office...

  • Workers\' Compensation Law - General Attorney in Newtown, PA

    Newtown, PA

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: AmTrust Financial Services participates in E-Verify E-Verify Notice English Spanish Job Title: Director, Staff Counsel Salary: Competitive salary based on experience Experience: 10 years of in-house or law firm management, 10 years of relevant practice group litigation experience Loc...

  • Corporate - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Responsibilities: Serve as a trusted advisor and business partner to Armanino’s many functional business groups to drive commercial transactions, from beginning to end Assist the firm’s General Counsel and Assistant General Counsels with special projects, including business licensure, su...

  • Corporate - Compliance Attorney in Pittsburgh, PA

    Pittsburgh, PA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: We understand the importance of social distancing at this time so our recruitment and onboarding process will be conducted virtually. Financial Services - Regulatory Compliance Manager - Join a global professional services firm and make an impact on the financial services industry! Salary Info...

  • Corporate - Compliance Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. Financial Services - Regulatory Compliance Manager: Join a Leading Professional ...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...

  • Litigation - eDiscovery General Attorney in Pittsburgh, PA

    Pittsburgh, PA

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Temporary E-Discovery Project Attorney - (Remote) - Salary: $29 per hour - Job Title: Temporary Project Attorney - Experience: At least 1 year of experience working with specialized E-Discovery software - Location: Pittsburgh, Philadelphia, Princeton, Chicago, Houston, Austin, Dallas - Duration...

  • Litigation - eDiscovery General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Temporary E-Discovery Project Attorney - (Remote) - Job ID: 506446 - Location: Pittsburgh, Philadelphia, Princeton, Chicago, Houston, Austin, Dallas - Full-time, temporary position - Pay rate: $29 per hour - Duration: 4 months, starting September 9th, 2024 - Work remotely with a personal com...

  • Litigation - Financial Services - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Job Title: Litigation Associate - Consumer Financial Services Group Salary: Competitive, based on experience Experience: Minimum 4 years of defense litigation experience Overview: - The Philadelphia office of Kaufman Dolowich, an AV-rated® law firm, is seeking a Litigation Associate to join...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: SEO friendly job title: Assistant General Counsel, Regulatory H1 heading: Join FINRA as an Assistant General Counsel in Regulatory H2 heading: Senior-Level Legal Advisor in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-leve...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...

  • Finance - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 01, 2024

    SUMMARY: ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: H1: Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Aug 18, 2024

    SUMMARY: H1: Investment Management Associate - Midlevel H2: Join Our Team at a Top International Law Firm Law firm Morgan Lewis & Bockius LLP is seeking a highly qualified midlevel associate to join our Investment Management - Financial Institutions practice group in either New York, Philadelphia, or Was...

  • Corporate - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Aug 06, 2024

    SUMMARY: Target salary range MN, TX, IL, WI, GA, FL: $98,000-$137,200 The Legal Counsel at Wolters Kluwer will provide legal advice and guidance on a wide variety of commercial and contractual matters, specifically involving the Corporate Performance and Environmental, Social, and Governance (“CP & ESGâ...

  • Corporate - Securities and Capital Markets Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: Vice President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Market...

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