14 jobs found for

Financial Regulatory Services Associate Jobs in Norwalk

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  • Legal Staff Paralegal in Saint James, NY

    Saint James, NY

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Legal Staff Paralegal in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Corporate - Asset/Investment Management Attorney in Stamford, CT

    Stamford, CT

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: This range is provided for informational purposes only and is not intended to be a salary guarantee. For more information on compensation at State Street, please visit StateStreet.com/iam/compensation/webinars. The State Street Global Advisors Legal Department is seeking a seasoned attorney to jo...

  • Finance - Banking Attorney in Greenwich, CT

    Greenwich, CT

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: Salary Information Salary range: $170,000.00-$250,000.00 Based on experience and qualifications Full-time position Job Title U.S. Private Bank - Private Banker - Executive Director Experience Information Six plus years of work experience in Private Banking or Financial Services...

  • Corporate - Securities and Capital Markets Attorney in Purchase, NY

    Purchase, NY

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Other roles may be eligible for additional compensation as part of their total compensation package. Summary: - Job title: Wealth Management Capital Markets Attorney VP/ED - Job number: 3260921 - Posting date: Oct 25, 2024 - Primary location: New York-Purchase - Education level: Doctorat...

  • Corporate - Compliance Attorney in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: SEO friendly job title: Financial Services - Regulatory Compliance Manager H1: Join EY's Financial Services Office as a Regulatory Compliance Manager H2: Make a Difference in the Financial Services Industry Bold Headlines: - Build a Career as Unique as You Are with EY - Join a Global Te...

  • Legal Staff Paralegal in Bridgeport, CT

    Bridgeport, CT

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Industry Finance and Insurance Employment Type Full-Time Job Functions Administrative Banking Services Operations Associate V - Legal Document - Restraints Overview: - Responsible for processing legal papers, conducting research, and restraining accounts as necessary - Primarily han...

  • Fintech & Blockchain Attorney in Greenwich, CT

    Greenwich, CT

    Type: Full Time | Posted Date: Nov 17, 2024

    SUMMARY: ------------------------------------------------------ ------------------------------------------------------ Legal Executive Group Manager - Head of Cards and Cards Operations Legal The Legal Executive Group Manager is a senior management-level position responsible for leading the Legal te...

  • Criminal Law - Defense Attorney in Norwalk, CT

    Norwalk, CT

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: O Legal Counsel, Financial Crime Risk Management: Salary, Job Description, and Requirements Salary: - Base salary range for Connecticut and NYC-metro area: $177,300-$216,700 - Eligible for annual bonus and equity grant - Comprehensive benefits program including health and wellness benefits, tuiti...

  • Data Privacy - Transactional Attorney in Purchase, NY

    Purchase, NY

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Senior Counsel, Privacy and Data Protection - Full Time Key Responsibilities: • Provide product support for Mastercard's global privacy program in the North American market • Ensure compliance with global privacy and data-related laws while enabling innovation • Collaborate with cross-fu...

  • General Practice - Transactional & Litigation Attorney in Mount Kisco, NY

    Mount Kisco, NY

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • Attorney in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Melville, NY

    Melville, NY

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: As a leading provider of commercial insurance products and services, CNA takes pride in creating a culture that promotes diversity, inclusion and belonging. Our employees are our most valuable asset. We recognize the importance of attracting and retaining the best talent to achieve our business goal...

  • Legal Staff Paralegal in Hauppauge, NY

    Hauppauge, NY

    Type: Full Time | Posted Date: Oct 24, 2024

    SUMMARY: Travel Required Yes Travel % 10 Required Education Bachelor’s Degree Job Start Date Wednesday, October 23, 2024 Denver, CO, USA• 2 Easton Oval, Columbus, OH 43219, USA• 225 Pictoria Dr, Cincinnati, OH 45246, USA• 4221 N 203rd St, Elkhorn, NE 68022, USA Senior Parale...