Financial Regulatory Services Associate Jobs in North Carolina
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Finance - Financial Services Regulation Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...
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Corporate - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Target salary range AL, AR, AZ, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, ME, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WI, WV, WY: $97,600-$136,650 Other locations: $89,000-$124,600 Legal Counsel (Corporate and Commercial Transaction...
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Data Privacy - Transactional Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, U...
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Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...
Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H1: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H2: Opportunity for a Talented Lawyer with HEF Senior Counsel-Equipment Finance - Job Description and Responsibilities: - Review, negotiate an...
Finance - Banking Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Product Counsel, Lending: Salary, Job Title, and Experience Information About Figure - Revolutionizing financial services with disruptive technology platform - #1 non-bank HELOC in America - $11 billion in loan volume originated - Raised $469 million from top investors About the Role ...
Corporate - Compliance Attorney in Winston Salem, NC
Winston Salem, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity/expression, national origin, protected veteran status, disability status, or any other legally protected basis, in accordance with applicable law. ...
Corporate - Compliance Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager 1 Salary Information: The salary range for this position is $108,300 to $198,600 in most geographic locations in the US. For New York City Metro Area, Washington State, and California (excluding Sacramento), the salary range is $130,000 to $225...
Corporate - Compliance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...
Corporate - Contract Law Attorney / Litigation - General (consumer) Attorney in Chapel Hill, NC
Chapel Hill, NC
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: The General Counsel at Piedmont Health Services (PHS) is a crucial and influential role within the organization. This individual will serve as the primary legal advisor for PHS and will provide expert legal advice on a variety of legal matters. The General Counsel will play a critical role in ensuri...
Corporate - General Attorney / Litigation - General (consumer) Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: General Counsel - NC (10994) Requisition ID 10994 - Posted 03/16/2024 - Charlotte Area Office Tyvola C (5801) - Legal - JD About Lane Construction: - One of America's leading construction companies with nearly 130 years of experience - Specializes in large, complex civil infrastructure pro...
Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Greensboro, NC
Greensboro, NC
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: • Minimum of 3 years of experience in securities, bank regulatory, and corporate transactional matters • Strong academic credentials • Excellent written and verbal communication skills • Ability to work independently and be a team player • A general familiarity with 1933 Act and 1934 A...
Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: • Juris Doctorate degree from an accredited law school and current license to practice law in North Carolina • 5 years of experience in securities, bank regulatory, and corporate transactional work • Knowledge of the 1933 Act, 1934 Act, and other federal and state securities laws • Abili...
Corporate - General Attorney in Durham, NC
Durham, NC
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: SEO Friendly Job Title: Corporate Counsel, Governance - Genesys H1 Heading: Join Genesys as Our New Corporate Counsel, Governance H2 Heading: Empower the Future of Customer Experience with Genesys Corporate Counsel, Governance: Guidance, Compliance, and Growth Genesys, a global leader in...
Corporate - Securities and Capital Markets Attorney in Durham, NC
Durham, NC
Type: Full Time | Posted Date: Sep 26, 2024
SUMMARY: Job Title: Corporate and Securities Counsel Experience: At least 7 years in M&A, capital markets, and/or corporate advisory practice Location: United States (fully remote) Salary: $148,150.00 - $290,750.00 Full-Time (Posted Today) Job Requisition ID: JR105246 Company: Genesys De...
Corporate - M&A Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 27, 2024
SUMMARY: Please do not use any third-party or external content to communicate your qualifications or enhance your job application. H1: Senior Counsel, Senior Assistant Vice President - M&A at Wells Fargo H2: Join the Strategic Transactions Section in the Legal Department Senior Counsel, Senior Assista...
Finance - Financial Services Regulation Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Counsel-Senior Assistant Vice President - Job Summary: As a Senior Counsel-Senior Assistant Vice President at Wells Fargo, you will provide legal support and advice to the Enterprise Business Resiliency Office, including the Enterprise Incident Management team. You will serve as a trusted ...
Real Estate- Commercial Transactions Attorney / Real Estate - Leasing Attorney / Real Estate - Residential Transactions Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Min Hiring Rate $100,000.00 Max Hiring Rate $200,000.00 Travel Required Yes The Law Firm of Parker Poe is seeking a Senior Leasing Attorney to join their Real Estate & Commercial Development Practice Group. This role is open to experienced attorneys with six or more years of experience in...
Advertising & Marketing Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 12, 2024
SUMMARY: Business casual dress Volunteer opportunities Employee Assistance Program Tuition reimbursement Paid time off for jury duty Bereavement policy Employee banking privileges Employee discounts And more Associate General Counsel - Marketing Salary Information: C...