47 jobs found for

Financial Regulatory Services Associate Jobs in North Carolina

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  • Finance - Financial Services Regulation Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...

  • Corporate - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Corporate Counsel (Charlotte, NC (Hybrid) or Remote) – Salary range $170,000 to $185,000 Overview: Brighthouse Financial, one of the largest providers of annuities and life insurance in the U.S., is seeking a Corporate Counsel to provide insurance related legal advice to the business. This r...

  • Finance - Financial Services Regulation Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: H1: Senior Counsel - Cybersecurity and Technology Legal Advisor - Ameriprise Financial Services, LLC H2: Join our team and make an impact as a Senior Counsel at Ameriprise Financial Services, LLC! Bold Headline: Seeking Senior Counsel with experience in technology-related legal practice in the...

  • Corporate - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Any of the following behaviors during the recruiting and hiring process, including interviews and other interactions with Wells Fargo employees, may disqualify you from consideration for employment: Inaccurate, false, or misleading statements or information. Unauthorized use of the name or log...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Greensboro, NC

    Greensboro, NC

    Type: Full Time | Posted Date: Sep 15, 2024

    SUMMARY: • Minimum of 3 years of experience in securities, bank regulatory, and corporate transactional matters • Strong academic credentials • Excellent written and verbal communication skills • Ability to work independently and be a team player • A general familiarity with 1933 Act and 1934 A...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Sep 15, 2024

    SUMMARY: • Juris Doctorate degree from an accredited law school and current license to practice law in North Carolina • 5 years of experience in securities, bank regulatory, and corporate transactional work • Knowledge of the 1933 Act, 1934 Act, and other federal and state securities laws • Abili...

  • Corporate - Compliance Attorney in Winston Salem, NC

    Winston Salem, NC

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity/expression, national origin, protected veteran status, disability status, or any other legally protected basis, in accordance with applicable law. ...

  • Corporate - Compliance Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager 1 Salary Information: The salary range for this position is $108,300 to $198,600 in most geographic locations in the US. For New York City Metro Area, Washington State, and California (excluding Sacramento), the salary range is $130,000 to $225...

  • Corporate - Compliance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...

  • Corporate - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Counsel, Senior Assistant Vice President - Corporate Governance Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Governance section of the Public, Regulatory and Corporate Affairs division. This role offers a hybrid work schedule and relocation assis...

  • Corporate - General Attorney in Durham, NC

    Durham, NC

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: SEO Friendly Job Title: Corporate Counsel, Governance - Genesys H1 Heading: Join Genesys as Our New Corporate Counsel, Governance H2 Heading: Empower the Future of Customer Experience with Genesys Corporate Counsel, Governance: Guidance, Compliance, and Growth Genesys, a global leader in...

  • Corporate - Securities and Capital Markets Attorney in Durham, NC

    Durham, NC

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: Job Title: Corporate and Securities Counsel Experience: At least 7 years in M&A, capital markets, and/or corporate advisory practice Location: United States (fully remote) Salary: $148,150.00 - $290,750.00 Full-Time (Posted Today) Job Requisition ID: JR105246 Company: Genesys De...

  • Finance - Banking Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Salary Information The salary range for this position is $200,000 - $300,000 per year, depending on experience and qualifications. This includes a base salary plus commission and bonuses, as well as a comprehensive benefits package. SEO Friendly Job Title: Private Banker - Executive Direct...

  • Corporate - Contract Law Attorney in Cary, NC

    Cary, NC

    Type: Full Time | Posted Date: Aug 31, 2024

    SUMMARY: SEO Friendly Job Title: Director, Provider Contracting – Remote H1 Heading: Join Our Team as a Director of Provider Contracting in NC! H2 Heading: Lead and Manage Provider Networks for Humana's Various Lines of Business Bold Headlines: - Lead and Mentor a Team of Contracting Professionals - Neg...

  • Tax - General Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: The role of Tax Senior Manager - Global Information Reporting at PwC is a highly specialized position within the Financial Markets Business Advisory services. This role requires a minimum of 7 years of experience, a Bachelor's degree and certification as a CPA, Enrolled Agent or Active Member of the...

  • Finance - Structured Finance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 21, 2024

    SUMMARY: Strong academic credentials Excellent written and verbal communication skills Ability to work independently and as part of a team Attention to detail and ability to manage multiple projects simultaneously Strong work ethic and commitment to client service Law Firm seeking Complex Credit a...

  • Litigation - Class Actions - Defense Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Law Firm Seeking Regulatory Investigations, Strategy Enforcement Associate in Multiple Offices Troutman Pepper, a leading law firm, is seeking an experienced associate for their Regulatory Investigations, Strategy Enforcement (RISE) practice group. The position is available in any of the firm...

  • Data Privacy - Transactional Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Your future team We’re a team of legal experts who help ensure AIG’s businesses around the globe operate ethically and legally. Our mission is to protect the company, while supporting its growth and innovation. Our attorneys collaborate with colleagues across multiple business units and suppo...

  • Litigation - General (consumer) Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 07, 2024

    SUMMARY: Business Litigation Senior Associate – Charlotte Parker Poe is seeking a Business Litigation Senior Associate to join our team in Charlotte, North Carolina. This is an excellent opportunity to work with a close-knit team that has a national practice and appears before state and federal courts t...

  • Health Care - Compliance, Transactions, HIPAA Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 07, 2024

    SUMMARY: Senior Health Care Attorney - 6 Years Experience - Raleigh, NC/Charlotte, NC - Join a tight-knit team at Parker Poe with a focus on representing Southeast's largest companies and local governments. - Mentorship, professional development, and internal referrals are encouraged within the firm. - S...

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