Financial Regulatory Services Associate Jobs in North Carolina
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...
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Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H1: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H2: Opportunity for a Talented Lawyer with HEF Senior Counsel-Equipment Finance - Job Description and Responsibilities: - Review, negotiate an...
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Finance - Banking Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Product Counsel, Lending: Salary, Job Title, and Experience Information About Figure - Revolutionizing financial services with disruptive technology platform - #1 non-bank HELOC in America - $11 billion in loan volume originated - Raised $469 million from top investors About the Role ...
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Corporate - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: Legal Counsel (Commercial & Corporate) Salary: Competitive salary and annual bonuses/incentives Experience: 5 years of legal experience Department: Legal Location: Remote (US) H1: Join Our Legal Team as a Commercial and Corporate Attorney H2: Work Remotely and Support a Global ...
Advertising & Marketing Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Dec 18, 2024
SUMMARY: ...
Insurance Defense - General Attorney / Real Estate - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Essent is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, genetic information, gender identity or any other reason prohibited by law in provision of employment opportunities and ...
Bankruptcy-Creditors Rights Attorney / Bankruptcy-General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Job Title: Assistant General Counsel - Creditors’ Rights and Bankruptcy Attorney Salary: $130,998.80 - $193,150.00 USD per year Experience: Eight (8) years of legal experience at a regulatory agency, in the financial services industry, or at a law firm with strong knowledge of bank regulations o...
Environmental and Land Use - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Undergraduate Transcript Environmental Attorney (5 Years) at Wyrick Robbins: Join Our Team! Are you an experienced attorney with a passion for environmental law? Wyrick Robbins is seeking a talented individual to join our Environmental, Regulatory & Administrative Law practice group. With o...
Litigation - General (consumer) Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Summary: The Executive, Attorney - Litigation position at USAA offers a unique opportunity to work for an organization with a meaningful mission of providing financial security to millions of U.S. military members and their families. The role involves serving as chief counsel to senior management...
Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Commercial Attorney / Litigation - Criminal Law Attorney / Litigation - Securities Litigation - Defense Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Job Title: Litigation Associate (2 Years) Salary: Competitive salary based on experience Experience: 2-6 years (firm or government) Location: Charlotte, NC Law Firm Seeking Experienced Litigation Associate in Charlotte H1: Join Our Team as a Litigation Associate in Charlotte, NC H2: Gain Experien...
Finance - Financial Services Regulation Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...
Corporate - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Corporate Counsel (Charlotte, NC (Hybrid) or Remote) – Salary range $170,000 to $185,000 Overview: Brighthouse Financial, one of the largest providers of annuities and life insurance in the U.S., is seeking a Corporate Counsel to provide insurance related legal advice to the business. This r...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...
Corporate - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Target salary range AL, AR, AZ, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, ME, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WI, WV, WY: $97,600-$136,650 Other locations: $89,000-$124,600 Legal Counsel (Corporate and Commercial Transaction...
Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney / Trusts and Estates - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: The Legal Counsel - Wealth position at First Citizens is an exciting opportunity for an experienced attorney to join a growing and dynamic team. This role will focus on providing legal support to the Wealth Management and Private Banking group, with a particular emphasis on trust services, investmen...
Corporate - Compliance Attorney in Winston Salem, NC
Winston Salem, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity/expression, national origin, protected veteran status, disability status, or any other legally protected basis, in accordance with applicable law. ...
Corporate - Compliance Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager 1 Salary Information: The salary range for this position is $108,300 to $198,600 in most geographic locations in the US. For New York City Metro Area, Washington State, and California (excluding Sacramento), the salary range is $130,000 to $225...
Corporate - Compliance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...