Financial Regulatory Services Associate Jobs in Morristown
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Hackensack, NJ
Hackensack, NJ
Type: Full Time | Posted Date: Sep 08, 2024
SUMMARY: Law Firm Seeking Experienced Corporate Attorneys for Multiple Locations Position: Corporate/M&A/Securities/Finance Transactional Attorney Experience: 4 years in corporate, mergers and acquisitions, fund formation, finance, and/or securities Locations: Delaware, Florida, Maryland, New Jersey, New...
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Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...
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Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
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Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Your future team Our technology teams collaborate with their worldwide colleagues and partners every day to take on the challenges of providing IT support to one of the world’s leading financial services firm. We’re people who believe that with the right values and hard work, anything is poss...
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Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Your future team Our Global Legal, Compliance and Regulatory department is comprised of attorneys and other professionals providing high quality advisory, transactional and regulatory support across the Company. The department is highly collaborative and dynamic, and is comprised of dedicated and...
Energy - Renewables - Transactional Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: And more… Sr. Counsel - Renewable Energy Mars, Incorporated is currently seeking a Senior Counsel with 10 years of experience in complex renewable energy contracting, ideally with a background in both a well-respected law firm and a multinational company. In this role, the Senior Counsel wi...
Litigation - Securities Litigation - Defense Attorney in Florham Park, NJ
Florham Park, NJ
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Law Firm Seeking Securities Litigation Associate Attorney in NJ Job Title: Securities Litigation Associate Attorney Salary: Competitive, based on experience Location: Florham Park, NJ Experience: 4-6 years in securities litigation and regulatory practice Law Firm: Bressler, Amery & Ro...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversi...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members. ...
Legal Staff Paralegal in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Now Corporate Services Litigation Paralegal - Job Description and Salary Information Corporate Services Litigation Paralegal is a crucial role in the Legal Department of a large and reputable financial services company. This position primarily supports the Litigation team of attorneys who hand...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: For more information about equal employment opportunity, please click here. Title: Director, Regulatory Services Management (Full-Time) Salary Range: $127,300 - $296,100 (Based on Location and Experience) Organization: FINRA (Financial Industry Regulatory Authority) H1: Director, Regul...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Corporate - Contract Law Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: Senior IT Contracts Attorney at Progressive: A Rewarding Legal Career Are you an experienced IT contracts attorney seeking a new opportunity? Look no further than Progressive, recognized by Forbes as the 2024 Best Employer for Diversity. We are currently seeking a senior IT contracts attorney to ...