40 jobs found for

Financial Regulatory Services Associate Jobs in Morris Plains

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  • Corporate - General Attorney in Cherry Hill, NJ

    Cherry Hill, NJ

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: The Counsel - Corporate and Subsidiary Governance role is a full-time position with a salary range of $140,000 - $231,000 USD. The role is located in various locations, including New York, New York; Wilmington, Delaware; Cherry Hill, New Jersey; and Washington, District of Columbia. The position is ...

  • Legal Staff Paralegal in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Corporate - Contract Law Attorney in Morris Plains, NJ

    Morris Plains, NJ

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: Summary: - Job Title: Associate General Counsel - Department: Legal/Compliance - Location: Morris Plains, NJ - Employment Type: Full-Time (Hybrid) - Salary: Not specified - Experience: Minimum of 5 years of legal experience - Required Education: Graduate of an accredited law school - Requi...

  • Corporate - General Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Req ID: R-0000105389 H1: Senior Counsel, U.S. Subsidiary Governance H2: Job Summary Job Title: Senior Counsel, U.S. Subsidiary Governance Experience: Bachelor of Laws or JD degree and admitted to the practice of law in Canada or the U.S. Salary: $110,000 - $190,000 (depending on experience...

  • Corporate - Technology Transactions Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 08, 2024

    SUMMARY: Job Title: Technology Transaction Attorney - Assistant Vice President, Senior Counsel Salary Range: $123,500.00-$210,000.00 (based on experience and location) Job Category: Counsel Business Unit: Corporate Sector Job Schedule: Full time, Day shift Locations: Jersey City, NJ and Columbus, OH, Un...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...

  • Litigation - Securities Litigation - Defense Attorney in Florham Park, NJ

    Florham Park, NJ

    Type: Full Time | Posted Date: Dec 13, 2024

    SUMMARY: Law Firm Seeking Securities Litigation Associate Attorney in NJ Job Title: Securities Litigation Associate Attorney Salary: Competitive, based on experience Location: Florham Park, NJ Experience: 4-6 years in securities litigation and regulatory practice Law Firm: Bressler, Amery & Ro...

  • Litigation - White Collar Crime & Government Investigations - Defense Attorney in Cherry Hill, NJ

    Cherry Hill, NJ

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: Counsel - US Regulatory and Investigations at TD - Hybrid remote position, with locations in Cherry Hill, New Jersey and New York, New York - Full-time opportunity with a work schedule of 40 hours per week - Salary range of $140,000 - $231,000 USD, with potential for growth and skill developmen...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...

  • Insurance - Regulatory & Compliance Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Company-paid Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance for a growing nationa...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...

  • Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 21, 2024

    SUMMARY: Your future team Our Global Legal, Compliance and Regulatory department is comprised of attorneys and other professionals providing high quality advisory, transactional and regulatory support across the Company. The department is highly collaborative and dynamic, and is comprised of dedicated and...

  • Insurance Coverage Attorney / Insurance Defense - General Attorney in Newark, NJ

    Newark, NJ

    Type: Full Time | Posted Date: Oct 09, 2024

    SUMMARY: IAT is seeking an Associate Claims Counsel for their Management Liability Claims Unit with 0-3 years of experience in handling complex Management Liability Claims. The successful candidate will be responsible for analyzing, investigating, and resolving all levels of severity claims under Management ...

  • Litigation - White Collar Crime & Government Investigations - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 11, 2024

    SUMMARY: SEO Friendly Job Title: Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel H1: Join Our Team as a Government Investigations & Regulatory Enforcement Attorney H2: Exciting Opportunity as a Vice President, Assistant General Counsel in Governme...

  • Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: SUMMARY: Senior Director, Investigations - All FINRA Locations - Full-time position with competitive salary and benefits - Responsible for leading and implementing the strategic direction of the Cause Investigations program for a particular firm grouping - Collaborates with other departments...

  • Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: H1: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location H2: Role Overview - Responsible for providing strategic leadership and guidance to the Office of Strategic Engagement (OSE) in developing publications for member firms and materials for the FINRA Board o...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: H1: Senior Director, Risk Monitoring - All FINRA Locations H2: Essential Job Functions Senior Director, Risk Monitoring - All FINRA Locations is currently seeking a highly experienced and knowledgeable individual to join our team as the Senior Director of Risk Monitoring. This position will be r...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865 or email accommodations@finra.org. Please note that this number is exclusively for in...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...