34 jobs found for

Financial Regulatory Services Associate Jobs in Maryland

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  • Legal Staff Paralegal in Bethesda, MD

    Bethesda, MD

    Type: Full Time | Posted Date: Oct 23, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist - Job Overview - Job Title: Claims Legal and Regulatory Compliance Specialist - Location: United States - Job Type: Full-Time, Regular - Company: AmTrust Financial Services AmTrust Financial Services is seeking a Claims Legal and Regulatory ...

  • Corporate - Compliance Attorney / Corporate - General Attorney / Franchise Law Attorney / Litigation - General (consumer) Attorney in Bowie, MD

    Bowie, MD

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: SEO friendly job title: VP of Legal - Legal Operations and Compliance H1: Vice President (VP) of Legal: Overseeing Legal Affairs for Company H2: Legal Advisory, Contract Management, and Compliance BOLD HEADLINES: - Join a dynamic and growing company as the VP of Legal - Provide legal advi...

  • Legal Staff Paralegal in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Category Retail Banking Job Type Full time Hiring Manager Lauren, M. L., M&T Bank is a top 20 US bank holding company and one of the best performing and financial services firm, with a long history of strength and stability. We have over 780 branches, 2000 ATMs and over 17,000 employees ...

  • Real Estate - Finance Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Affordable Housing Regulatory Associate - Washington, D.C. or Baltimore - Junior associate position available at nationally recognized Affordable Housing and Community Development practice - Opportunity to work at a firm with a national profile and emphasis on mentoring, community engagement, and ...

  • Real Estate- Commercial Transactions Attorney / Real Estate - Finance Attorney / Real Estate - Leasing Attorney / Real Estate - Purchase and Sale (Commercial) Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: We are an equal opportunity employer and welcome all qualified applicants to apply. Stein Sperling Bennett De Jong Driscoll PC, a highly reputable and well-established law firm in the Washington, DC area, is seeking a talented Commercial Real Estate Transactions Attorney to join our expanding Rea...

  • Attorney in Germantown, MD

    Germantown, MD

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: Contract Specialist (Open-Continuous) Department of Energy National Nuclear Security Administration National Nuclear Security Administration (NNSA) Summary This Contract Specialist open continuous public notice may be used to fill additional similar vacancies across NNSA as needed. Therefore,...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: H1: Apply for the Position of Principal Intelligence Specialist at FINRA H2: Join the Financial Intelligence Unit and Enhance Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience: Bachelor's degree or equivale...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: Bullet Points: - Senior Principal Analyst, Risk Monitoring position available at FINRA in all FINRA locations - Full-time position with a competitive salary based on location and experience - Responsible for conducting risk monitoring activities and ongoing risk assessments for FINRA members, wit...

  • Attorney in Silver Spring, MD

    Silver Spring, MD

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: SEO friendly job title: Executive Director Grants and Contracts H1 heading: Executive Director Grants and Contracts - (240002TS) H2 headings: - Vision and Strategy - Organizational Leadership - Program and Service Administration - Proposal Management - Responsible Conduct of Research - Quali...

  • Legal Staff Paralegal in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Nov 01, 2024

    SUMMARY: We're a full-service law firm with more than 25 offices across the country. Our attorneys and staff work together to provide a broad range of litigation, corporate, transactional, regulatory, and other legal services to clients of all sizes – from Fortune 500 companies to small businesses. We stri...

  • Law Student - Government in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Oct 22, 2024

    SUMMARY: Job Title: Law Clerk Internship, Fall Salary: Unpaid/volunteer Experience: Law students Organization: Office of the Attorney General Department: Maryland Lottery and Gaming Control Agency Overview: - Volunteer law clerk program for law students - Opportunity to work in various legal field...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Principal Analyst, Regulatory Services Management - Full Time Location: Varies (See Below) Job Requisition ID: R-008101 Organization: FINRA Department: Market Regulation and Transparency Services Salary Range: $92,500 - $200,200 (Based on Location and Experience) Responsibilities: ...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Regulatory Services Management - Full Time H1: Apply for Director, Regulatory Services Management at FINRA H2: Join Our Team and Make a Difference! Are you looking for a challenging and rewarding career in the financial industry? FINRA, the Financial Industry Regulatory Authority, i...

  • Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Oct 10, 2024

    SUMMARY: Law Firm Seeking Experienced Corporate/M&A/Securities/Finance Transactional Attorneys for Multiple Locations - Job Title: Corporate/M&A/Securities/Finance Transactional Attorneys - Department: Corporate/M&A/Securities/Finance - Location: Delaware, Florida, Maryland, New Jersey, New York, Texas ...

  • Corporate - Securities and Capital Markets Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: Expert Kno...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer Enforcement Principal Counsel - Job Description Location: Various Locations Organization: FINRA Department: Enforcement Employment Type: Full Time Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA abides by the requirements of 29 CFR 51304(c). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, age, national origin, sexual orientation, gender identity, marital status, disability, genetic information or status as a member of ...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer. ...

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