Financial Regulatory Services Associate Jobs in Louisiana
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Litigation - Consumer Finance- Defense Attorney in Baton Rouge, LA
Baton Rouge, LA
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: The Consumer Finance Attorney will be responsible for providing expert legal advice and guidance on a variety of matters related to federal and state consumer finance regulatory compliance. This role is based in either Baton Rouge, Louisiana; Plano, Texas; or Charlotte, North Carolina, but for the r...
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Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: The Vice President, Regulatory Liaison is responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision at FINRA. This role serves as the primary liaison and representative for Member Supervision executive leadership in developing and maintain...