52 jobs found for

Financial Regulatory Services Associate Jobs in Los Angeles

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  • Health Care - General Attorney in Cypress, CA

    Cypress, CA

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Job Details: The Associate General Counsel position at UnitedHealthcare is a remote position available for experienced legal professionals with a Juris Doctorate degree and at least 5 years of legal experience. This role provides legal advice and services related to the rights, obligations, risks...

  • Corporate - General Attorney / Corporate - Technology Transactions Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: USA, CA, Culver City USA, CA, Sunnyvale Corporate Counsel - Negotiate commercial agreements, provide legal counseling, resolve disputes and handle strategic deals for Amazon's Kindle, Web Services, and Consumer/B2B retail businesses. Salary range: $138,500/year - $229,000/year, dependent on ...

  • Finance - Banking Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...

  • Corporate - Compliance Attorney in Woodland Hills, CA

    Woodland Hills, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Create a better working world EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our ...

  • Corporate - Compliance Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: SEO Friendly Job Title: Manager of Financial Services Regulatory Compliance H1: Join EY's Dynamic Team as a Manager of Financial Services Regulatory Compliance H2: Build a Rewarding Career and Make a Positive Impact in the Financial Industry Bold Headline: Make a Difference in the Financial...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - Financial Services - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: The law firm, Allen & Overy, is currently seeking a highly experienced In-House Lawyer for their Business Acceptance Unit (BAU) in the Risk Department. This is a dynamic and global team responsible for assessing all new business before it is accepted by the firm’s partners. The In-House Lawyer wil...

  • Attorney in Woodland Hills, CA

    Woodland Hills, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Finance - General Attorney / Litigation - Commercial Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Job Title: Consumer Financial Services/Commercial Litigation Junior Associate Location: Los Angeles, CA Salary: $200,000 - $225,000 Experience: 1-3 years Ballard Spahr, a national law firm with over 600 lawyers and 15 offices across the U.S., is seeking a highly qualified junior associate to j...

  • Finance - General Attorney / Litigation - Commercial Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Ballard Spahr is seeking a highly qualified mid-level associate to join its thriving consumer finance and commercial litigation practices in Los Angeles. This is an excellent opportunity for professional growth in a collegial environment of a national law firm. The ideal candidate will have three to...

  • Fintech & Blockchain Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Our company is an equal opportunity employer and makes employment decisions on the basis of merit. We want to have the best available persons in every job. Company policy prohibits unlawful discrimination based on race, color, creed, gender (including gender identity and gender expression), religion...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: The organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge...

  • Fintech & Blockchain Attorney / Intellectual Property - General Attorney / Litigation - Class Actions - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 02, 2024

    SUMMARY: As a result, our company will consider for employment qualified applicants with arrest and conviction records. Senior E-Commerce Counsel, Product - Los Angeles - Regular - Corporate Function / Support - Legal TikTok is seeking a Senior E-Commerce Counsel to join our legal team and provide supp...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Summary: Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,5...

  • Litigation - eDiscovery General Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 01, 2024

    SUMMARY: SEO Friendly Job Title: Litigation & Practice Technology Discovery Advisor at Kirkland & Ellis LLP H1: Join Kirkland & Ellis LLP as a Litigation & Practice Technology Discovery Advisor H2: Be a Part of a Leading Law Firm and Drive Forward with Kirkland & Ellis Bold Headlines: - Kirkland ...

  • Attorney in El Segundo, CA

    El Segundo, CA

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: Logistics Management Specialist Department of the Air Force Air Force Materiel Command AFPC CSA Force Renewal/DP2ICR - MAJCOM's Will Vary Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. The primary purpose of this position is to serve in a...

  • Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: Logistics Management Specialist Department of the Air Force Air Force Materiel Command AFPC CSA Force Renewal/DP2ICR - MAJCOM's Will Vary Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. The primary purpose of this position is to serve in a...

  • Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: OPERATIONS RESEARCH ANALYST Department of the Air Force Air Force Civilian Career Training Summary The PALACE Acquire Program offers you a permanent position upon completion of your formal training plan. As a Palace Acquire Intern you will experience both personal and professional growth while...

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