Financial Regulatory Services Associate Jobs in Fort Mill
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Finance - Financial Services Regulation Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Job Title: VP Assistant General Counsel Location: San Diego, Fort Mill/Charlotte Time Type: Full time Salary Range: $180,000-$300,100 per year Overview: LPL Financial, a leader in the financial services industry, is seeking a Vice President, Assistant General Counsel to join their corporate l...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...
Data Privacy - Transactional Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, U...
Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...
Legal Staff Paralegal in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H1: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H2: Opportunity for a Talented Lawyer with HEF Senior Counsel-Equipment Finance - Job Description and Responsibilities: - Review, negotiate an...
Finance - Banking Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Product Counsel, Lending: Salary, Job Title, and Experience Information About Figure - Revolutionizing financial services with disruptive technology platform - #1 non-bank HELOC in America - $11 billion in loan volume originated - Raised $469 million from top investors About the Role ...
Corporate - Compliance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...
Corporate - General Attorney / Litigation - General (consumer) Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: General Counsel - NC (10994) Requisition ID 10994 - Posted 03/16/2024 - Charlotte Area Office Tyvola C (5801) - Legal - JD About Lane Construction: - One of America's leading construction companies with nearly 130 years of experience - Specializes in large, complex civil infrastructure pro...
Finance - Financial Services Regulation Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Counsel-Senior Assistant Vice President - Job Summary: As a Senior Counsel-Senior Assistant Vice President at Wells Fargo, you will provide legal support and advice to the Enterprise Business Resiliency Office, including the Enterprise Incident Management team. You will serve as a trusted ...
Real Estate- Commercial Transactions Attorney / Real Estate - Leasing Attorney / Real Estate - Residential Transactions Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Min Hiring Rate $100,000.00 Max Hiring Rate $200,000.00 Travel Required Yes The Law Firm of Parker Poe is seeking a Senior Leasing Attorney to join their Real Estate & Commercial Development Practice Group. This role is open to experienced attorneys with six or more years of experience in...
Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Commercial Attorney / Litigation - Criminal Law Attorney / Litigation - Securities Litigation - Defense Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Job Title: Litigation Associate (2 Years) Salary: Competitive salary based on experience Experience: 2-6 years (firm or government) Location: Charlotte, NC Law Firm Seeking Experienced Litigation Associate in Charlotte H1: Join Our Team as a Litigation Associate in Charlotte, NC H2: Gain Experien...
Advertising & Marketing Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 12, 2024
SUMMARY: Business casual dress Volunteer opportunities Employee Assistance Program Tuition reimbursement Paid time off for jury duty Bereavement policy Employee banking privileges Employee discounts And more Associate General Counsel - Marketing Salary Information: C...
Insurance Defense - General Attorney / Real Estate - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Essent is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, genetic information, gender identity or any other reason prohibited by law in provision of employment opportunities and ...
Bankruptcy-Creditors Rights Attorney / Bankruptcy-General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Job Title: Assistant General Counsel - Creditors’ Rights and Bankruptcy Attorney Salary: $130,998.80 - $193,150.00 USD per year Experience: Eight (8) years of legal experience at a regulatory agency, in the financial services industry, or at a law firm with strong knowledge of bank regulations o...
Litigation - General (consumer) Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Summary: The Executive, Attorney - Litigation position at USAA offers a unique opportunity to work for an organization with a meaningful mission of providing financial security to millions of U.S. military members and their families. The role involves serving as chief counsel to senior management...