Financial Regulatory Services Associate Jobs in Fort Lauderdale
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Legal Staff Paralegal in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Legal Staff Paralegal in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Title: Claims Legal and Regulatory Compliance Specialist Location: United States Company: AmTrust Financial Services Department: Compliance Salary: Competitive compensation package Overview: As a Claims Legal and Regulatory Compliance Specialist, you will be responsible for leading the devel...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: https://www.dol.gov/agencies/whd/field-assistance-bulletins/2012-2 Associate General Counsel - Securities and Commercial Transactions Job ID: 9230 Location: Miami, FL Date Posted: 10/11/2024 Work Style: Hybrid Overview: Join the Carnival Corporation team and play a vital role in provi...
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Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Salary Information: The pay range for this position is $116,900.00 - $195,300.00, based on factors such as candidate background, experience, and work location. This range also allows for potential salary growth within the position. Job Title: Senior Counsel, Global Auto Experience Info...
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Other Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 03, 2024
SUMMARY: ADM Job Type Experienced Travel No Job Posting Jun 10, 2021, 12:00:00 AM Unposting Date Ongoing Req ID 077009 The company is seeking a Senior Regulatory Counsel to join their North America Office of General Counsel. The ideal candidate will have at least 8 years of experience in a law firm, ...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement The organization is seeking a Senior Litigation Counsel to join their team. This position is responsible for handling complex disciplinary and non-disciplinary proceedings and representing the organization in appeals before the National Adjudicatory Council....
General Practice - Transactional & Litigation Attorney in Doral, FL
Doral, FL
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Assistant General Counsel Duties: Assist the Chief Legal Officer and senior management in identifying and managing significant legal and compliance risks and opportunities. Serve as a strategic legal advisor to the company, providing legal advice and services in a variety of areas, which may includ...
Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: - Job Title: Commercial Litigation Senior Associate Attorney - Salary: Competitive compensation, medical, dental, vision, life insurance, 401k with employer contribution, and bonus for meeting minimum hourly requirement - Job Location: Fort Lauderdale, FL - Job ID: 2024-7316 - Category: Attorney...
Advertising & Marketing Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Job Title: Advertising, Financial Tech and Call Center Compliance Attorney - 0187 Salary: Competitive and based on experience Experience: Minimum of four years' experience in consumer marketing and advertising reviews, fin-tech regulatory, call center (telesales), and contract drafting Departme...
Employment Law - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 04, 2024
SUMMARY: Senior Lead Counsel - HR Legal: Job Summary and Overview Citi is seeking a highly experienced Senior Lead Counsel to join their HR Legal team as the head for the LatAm cluster. This role will be responsible for managing a team of employment lawyers and providing legal support and advice to senior...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Financial Risk and Regulatory - Resolution Planning - Manager: - Salary: Competitive, based on experience and qualifications - Job Title: Financial Risk and Regulatory - Resolution Planning - Manager - Experience: Minimum of 6 years in a relevant field - Department: Balance Sheet Management -...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Job Title: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Organization: FINRA Department: Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk Monitoring program preferred Education: Bachelor's Degree in Finance, Accounting, Business o...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and colla...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: SEO Friendly Job Title: Principal Intelligence Specialist, Financial Intelligence Unit (FIU), All FINRA Locations H1 Heading: Join FINRA's FIU as a Principal Intelligence Specialist H2 Heading: Lead Strategic and Tactical Intelligence Projects Organization: FINRA Department: National Cau...