1. Home
  2. Browse Legal Jobs
  3. Attorney
  4. Financial Regulatory Services Associate
  5. Florida
  6. Fort Lauderdale
28 jobs found for

Financial Regulatory Services Associate Jobs in Fort Lauderdale

per page

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: Experience Level 5-7 Years Required Qualifications At least five (5) years of complex commercial litigation experience representing companies in a variety of federal and state litigation matters Admission to the Florida Bar Preferred Qualifications Experience in financial fraud, ...

  • Litigation - Commercial Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: Associate: Technology Litigation - Americas (240000L4) The law firm of White & Case is seeking a junior to mid-level associate with Commercial Litigation experience to join their Technology Disputes group in either Los Angeles, New York, Miami, or Washington, D.C. This is an exciting opportunity ...

  • Finance - Financial Services Regulation Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: SEO Friendly Job Title: Senior Lead Counsel - HR Legal H1 Heading: Experienced Senior Lead Counsel for HR Legal Role in Miami, Florida H2 Headings: - Responsibilities of Senior Lead Counsel - HR Legal - Qualifications for Senior Lead Counsel - HR Legal - Education and Experience Requirement...

  • Data Privacy - Transactional Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Sep 09, 2024

    SUMMARY: Senior Counsel - Privacy & Data Protection Overview • Role: Senior Counsel – Privacy & Data Protection • Company: Mastercard • Location: Multiple locations (Purchase, NY; Boston, MA; O'Fallon, MO; Arlington, VA; Salt Lake City, UT; Miami, FL; Seattle, WA) • Job Type: Full-time • E...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...

  • Data Privacy - Transactional Attorney in Sunrise, FL

    Sunrise, FL

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Summary: Title: Privacy & Data Protection Counsel Location: Jacksonville, FL and Virtual Job Description: - Manage legal business matters to protect the enterprise’s rights in contract negotiations, settlements, litigation and business practices - Focus on employment law, corporate compliance, ...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: Financial Risk and Regulatory - Resolution Planning - Manager: - Salary: Competitive, based on experience and qualifications - Job Title: Financial Risk and Regulatory - Resolution Planning - Manager - Experience: Minimum of 6 years in a relevant field - Department: Balance Sheet Management -...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...

  • Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jul 23, 2024

    SUMMARY: SEO-Friendly Job Title: Director, Regulatory Services Management at FINRA H1: Join FINRA as Director, Regulatory Services Management H2: Lead Key Operations and Reporting Functions for RSM Bold Headlines: - Manage Operations and Reporting for Regulatory Services Management at FINRA - Ac...

  • Corporate - Contract Law Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: Travel: No H1: Senior IT Contracts Attorney at Progressive H2: Join Forbes' Best Employer for Diversity and Work in Corporate Legal The Role: As a senior IT contracts attorney at Progressive, you will have the opportunity to work closely with our procurement and sourcing teams to review, d...

  • Corporate - Contract Law Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Aug 13, 2024

    SUMMARY: H1: Senior IT Contracts Attorney Job at Progressive H2: Join the Forbes 2024 Best Employer for Diversity Bold Headlines: - Senior IT Contracts Attorney - Join the Forbes 2024 Best Employer for Diversity - Must-have Qualifications - Preferred Skills - Compensation - Benefits - Equal Opport...

  • Finance - Banking Attorney in Fort Lauderdale, FL

    Fort Lauderdale, FL

    Type: Full Time | Posted Date: Jul 25, 2024

    SUMMARY: Salary Information Salary: Competitive Job Schedule: Full time Job Shift: Day Job Category: Private Bankers Job Identification: 210527026 J.P. Morgan is a global leader in financial services, offering solutions to the world's most important corporations, governments and instit...

  • Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...

  • Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Aug 06, 2024

    SUMMARY: Assistant General Counsel Duties: Assist the Chief Legal Officer and senior management in identifying and managing significant legal and compliance risks and opportunities. Serve as a strategic legal advisor to the company, providing legal advice and services in a variety of areas, which may includ...

  • Tax - General Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Job Title: Tax Senior Manager - Private Equity (East Region City Locations) Experience: 8 years total corporate tax experience Salary Range: $114,490 to $272,090 (with potential for discretionary annual incentive program) Job Type: Full-time, hybrid work model (2-3 days in person per week) Po...

  • Tax - General Attorney in Boca Raton, FL

    Boca Raton, FL

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Team as a Senior Tax Manager for Private Equity Clients! H2: Exciting Opportunity for Experienced Tax Professionals in 26 Locations! Position Summary: - Seeking a Senior Tax Manager with exper...

  • Tax - General Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Jul 29, 2024

    SUMMARY: H1: Tax Manager - Financial Svcs-Hedge Fund Tax (East Region City Locations) H2: Tax Manager - Financial Svcs-Hedge Fund Tax (22 Locations Available) Salary Information: - The wage range for this role is estimated to be $84,980 to $193,440. - Additional eligibility for discretionary annual inc...

  • Tax - General Attorney in Miami, FL

    Miami, FL

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Tax Senior - Sustainability, Climate & Equity - Renewable Energy Deloitte Tax LLP is currently seeking a Tax Senior to join our Business Tax Services (“BTS”) practice. The Tax Senior will work with renewable energy clients that develop, build, own, and operate renewable energy projects across m...