152 jobs found for

Financial Regulatory Services Associate Jobs in Florham Park

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  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 08, 2025

    SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...

  • Finance - Banking Attorney / Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Law Firm Seeking Financial Services Associate Attorney in New York with 3-5 years of experience in finance or lending, derivatives experience a plus. Must be a member of the NY Bar with excellent academic and professional credentials. Salary range $250,000-$320,000 plus benefits. H1: Join Our Fin...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: BMO Financial Group is looking for a Senior Legal Counsel to join their Capital Markets Litigation team in New York, NY. This is a full-time position with a salary range of $130,000.00 - $241,200.00 per year. BMO Financial Group offers a comprehensive benefits package including health insurance, tui...

  • International Trade Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 03, 2025

    SUMMARY: The role, Senior Manager, Senior Counsel - Trade Compliance and Export Controls, is a senior level position within the Capital One Legal Department, responsible for providing expert legal advice and guidance on export controls and trade laws. The role requires a Juris Doctor degree from an accredite...

  • Data Privacy - Transactional Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: Senior Counsel - Cybersecurity: MetLife is seeking a Senior Counsel with global cybersecurity legal experience to join our cyber legal team. This position will advise the Enterprise on navigating rapidly changing laws and regulations related to cybersecurity preparedness and response. The Senior ...

  • Insurance Defense - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: ID: 2021-17724 Department: Legal Company: AmTrust Financial Services Job Title: Manager, Staff Counsel Experience: 7 years in practice of law, experience in roles in group practice litigation litigating Insurance related cases or with Insurance Company in Litigation leadership position Locatio...

  • Legal Staff Paralegal in Long Island City, NY

    Long Island City, NY

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Legal Staff Paralegal in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Legal Staff Paralegal in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 31, 2024

    SUMMARY: Vice President, Legal – Private Credit Debt Capital Markets Apply Vice President, Legal – Private Credit Debt Capital Markets Apply locations New York, NY time type Full time posted on Posted 8 Days Ago time left to apply End Date: January 27, 2025 (30 days left to apply)...

  • Corporate - Compliance Attorney in Fort Lee, NJ

    Fort Lee, NJ

    Type: Full Time | Posted Date: Jan 04, 2025

    SUMMARY: Job Title: Senior Regulatory Compliance Counsel at Cross River Experience: Proven experience as a legal counsel in a business environment Salary: $250,000.00 - $300,000.00 Location: Fort Lee, New Jersey, United States Company: Cross River Department: Compliance H1: Join Cross River...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 09, 2025

    SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...

  • Corporate - Contract Law Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 26, 2024

    SUMMARY: SEO Friendly Job Title: In-House Lawyer - Terms/OCGs, Risk Management & Compliance H1 Heading: Join A&O Shearman as an In-House Lawyer H2 Heading: Take on the Role of In-House Lawyer - Terms/OCGs at A&O Shearman A&O Shearman is a premier global law firm with a presence in 29 countries and nearl...

  • Corporate - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Legal Associate Corporate Counsel, Worldwide Operations Legal As an Associate Corporate Counsel for Amazon's Legal Department, you will have the opportunity to support our customer-facing Worldwide Operations products and programs. This is a challenging and dynamic role that requires a talented...

  • Corporate - Contract Law Attorney / Corporate - Technology Transactions Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Legal Counsel Corporate Counsel Devices Legal Full-time Summary: - Job Title: Corporate Counsel, Devices Legal - Job ID: 2825829 - Company: Amazon.com Services LLC - Location: Seattle, WA Los Angeles, CA San Francisco Bay Area, CA New York, NY - Salary: $138,500-$229,000/year (dep...

  • Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Associate – Investment Funds Regulatory – Law Firm Overview: - Seeking highly qualified associate with minimum 3 years of relevant asset management regulatory experience - Must have strong knowledge of Investment Advisers Act of 1940 and Investment Company Act of 1940 - Private equity an...

  • Corporate - Private Equity Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Job Title: Associate - Corporate - Investment Funds Department: Investment Funds Location: New York, Boston, Chicago, Washington, D.C., Houston, San Diego Salary: Not specified, competitive Experience: Minimum of 3 years Law Firm: Latham & Watkins Law Firm Overview: - Global law...

  • Corporate - Technology Transactions Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Title: Technology Transactions Counsel at Addepar Location: New York, NY Salary Range: $146,000 - $227,000 bonus equity benefits Experience: 3-5 years Addepar is a global technology and data company that helps investment professionals provide the most informed, precise guidance for their...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: Our 1000-plus bankers serve clients through a network of offices across the U.S. and in London, Hong Kong and Zurich. Our investment banking team provides a full range of advisory and financing services to clients in the global healthcare, consumer, industrial, financial institutions, energy and ...

  • Corporate - Contract Law Attorney / Corporate - Technology Transactions Attorney / Data Privacy - Transactional Attorney / Intellectual Property - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: Overview GeoComply is seeking a Legal Counsel to join our dynamic and growing Legal team. This role will support strategic initiatives and ensure legal compliance within our fast-paced, tech-driven environment. With a focus on commercial contracting, product counseling, privacy, and intellectual ...