Financial Regulatory Services Associate Jobs in Boulder
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Legal Staff Paralegal in Lakewood, CO
Lakewood, CO
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Deputy Chief Counsel, Division of Registration and Inspections: Salary Information, Job Title, and Experience Information Salary Information: - Compensation ranges from $242,000 - $399,100 per year, based on market analysis - Immediate vesting and contributions matched dollar for dollar, up to 7% o...
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Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 17, 2024
SUMMARY: PayPal provides equal employment opportunity (EEO) to all persons regardless of age, color, national origin, citizenship status, physical or mental disability, race, religion, creed, gender, sex, pregnancy, sexual orientation, gender identity and/or expression, genetic information, marital status, s...
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Energy - Renewables - Transactional Attorney in Boulder, CO
Boulder, CO
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: SEO Friendly Job Title: Experienced Assistant General Counsel for Renewable Energy Company H1 Heading: Join Our Team as an Assistant General Counsel for Renewable Energy Project Development and Finance H2 Heading: Exciting Opportunity to Make Clean Energy the #1 Source of Electricity Respon...
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Advertising & Marketing Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Telecommuting options Employee assistance program Tuition and certification reimbursement One employee stock purchase plan Flexible spending accounts (dependent care and health care) On-site banking and cafeteria Prepaid legal plans Pet insurance Employee discounts on...
Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Consumer Financial Services Litigation Senior Associate Responsibilities: - Defend financial institutions in complex commercial litigation, with a focus on class actions and regulatory enforcement actions - Advise clients on regulatory matters, assist in the design and documentation of credit pr...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Full Time Locations: Washington, DC, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ, San Francisco, CA, Rockville, MD, Philadelphia, PA, New York, NY, Los Angeles, CA Salary: Dependent on locati...
Telecommunications - Transactions Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: Law Firm Seeking Associate Attorney for Energy, Telecommunications and Utilities Practice H1: Join Our Energy, Telecommunications and Utilities Team at Holland & Hart H2: Seeking an Entry-Level Associate Attorney with up to 3 years of Experience Holland & Hart, a prestigious law firm, is currentl...
General Practice - Transactional & Litigation Attorney in Thornton, CO
Thornton, CO
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
Real Estate- Commercial Transactions Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Job Title: Commercial Real Estate Staff Attorney at Venable LLP Experience: Minimum of 8 years in a law firm setting Salary: $180,000 to $220,000 per year Location: Open in all markets where Venable has an office Education: Juris Doctorate degree from an accredited law school Venable ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2: Take on a Leadership Role in Risk Monitoring at FINRA Bold Headlines: - Conduct Risk Monitoring for High Impact and Complex Firms - Mentor and Lead Junior St...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Regulatory Services Management Experience: 10 years Salary: $127,300 - $296,100 (varies by location) Hiring Organization: FINRA Time Type: Full-time Job Requisition ID: R-008259 Introduction: FINRA is seeking a highly experienced and skilled Director, Regulatory Servi...
Tax - M&A and Transactions Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Summary: - Job title: Director, Tax Services - Mergers and Acquisition Tax - Location(s): Los Angeles, Denver, San Diego, San Francisco, Silicon Valley, Las Vegas, Seattle - Salary range: $140,900 - $434,000 - Time type: Full time - Travel requirements: Up to 20% - Job ID: 562817WD PwC is...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: In this role, the Principal Counsel, Enforcement, will be responsible for providing legal expertise and guidance in matters related to enforcement for the organization. They will work closely with investigative staff, conduct research, and develop legal strategies to assess and prosecute cases. The ...
Fintech & Blockchain Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: I prefer to self-describe I prefer not to say (please select one): (Select one) * I don't wish to answer Product Counsel, Fintech at Gusto, Inc. About Gusto - Gusto is a modern, online people platform that helps small businesses take care of their teams. - Offers full-service payroll,...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: #H1: Principal Analyst, Risk Monitoring - Any FINRA Location #H2: Conduct Risk Monitoring Activities for FINRA Members Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst, Risk Monitoring Job Type: Full-Time FINRA, the Financial Industry Regulatory Authority, is cu...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst Experience: Senior-level Job Type: Full-Time Salary: Based on location and factors such as experience and education, ranging f...