29 jobs found for

Financial Regulatory Services Associate Jobs in Boulder

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  • Legal Staff Paralegal in Lakewood, CO

    Lakewood, CO

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...

  • Finance - Banking Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: Company Overview Company is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, Company serves millions of U.S. consumers and many of the w...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Deputy Chief Counsel, Division of Registration and Inspections: Salary Information, Job Title, and Experience Information Salary Information: - Compensation ranges from $242,000 - $399,100 per year, based on market analysis - Immediate vesting and contributions matched dollar for dollar, up to 7% o...

  • Tax - M&A and Transactions Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Summary: - Job title: Director, Tax Services - Mergers and Acquisition Tax - Location(s): Los Angeles, Denver, San Diego, San Francisco, Silicon Valley, Las Vegas, Seattle - Salary range: $140,900 - $434,000 - Time type: Full time - Travel requirements: Up to 20% - Job ID: 562817WD PwC is...

  • Energy - Renewables - Transactional Attorney in Boulder, CO

    Boulder, CO

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: SEO Friendly Job Title: Experienced Assistant General Counsel for Renewable Energy Company H1 Heading: Join Our Team as an Assistant General Counsel for Renewable Energy Project Development and Finance H2 Heading: Exciting Opportunity to Make Clean Energy the #1 Source of Electricity Respon...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Full Time Locations: Washington, DC, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ, San Francisco, CA, Rockville, MD, Philadelphia, PA, New York, NY, Los Angeles, CA Salary: Dependent on locati...

  • Telecommunications - Transactions Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 20, 2024

    SUMMARY: Law Firm Seeking Associate Attorney for Energy, Telecommunications and Utilities Practice H1: Join Our Energy, Telecommunications and Utilities Team at Holland & Hart H2: Seeking an Entry-Level Associate Attorney with up to 3 years of Experience Holland & Hart, a prestigious law firm, is currentl...

  • Real Estate - Finance Attorney / Real Estate - Leasing Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 20, 2024

    SUMMARY: Headline: Join a Growing Real Estate Finance Team at Kutak Rock LLP in Denver! H1: Associate, Real Estate Finance Position Available at Kutak Rock LLP in Denver H2: Seeking Experienced Attorney for Corporate Practice in Denver Offices Law Firm Seeking Associate for Real Estate and Finance P...

  • Real Estate - Finance Attorney / Real Estate - Leasing Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 20, 2024

    SUMMARY: We are a national law firm with more than 500 lawyers and offices in 19 cities, serving commercial, institutional, and governmental clients across the United States. Our clients include Fortune 500 corporations, privately held companies, governmental entities, and individuals. H1: Join Our Team a...

  • Advertising & Marketing Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Telecommuting options Employee assistance program Tuition and certification reimbursement One employee stock purchase plan Flexible spending accounts (dependent care and health care) On-site banking and cafeteria Prepaid legal plans Pet insurance Employee discounts on...

  • Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Consumer Financial Services Litigation Senior Associate Responsibilities: - Defend financial institutions in complex commercial litigation, with a focus on class actions and regulatory enforcement actions - Advise clients on regulatory matters, assist in the design and documentation of credit pr...

  • General Practice - Transactional & Litigation Attorney in Thornton, CO

    Thornton, CO

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: PwC is a global network of firms committed to delivering quality in assurance, tax and advisory services. Financial Risk and Regulatory - Resolution Planning - Manager Apply Job Category: Financial Risk and Regulatory Level: Manager Specialty/Competency: Financial Risk Time Type: Full ti...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2: Take on a Leadership Role in Risk Monitoring at FINRA Bold Headlines: - Conduct Risk Monitoring for High Impact and Complex Firms - Mentor and Lead Junior St...

  • Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: PayPal provides equal employment opportunity (EEO) to all persons regardless of age, color, national origin, citizenship status, physical or mental disability, race, religion, creed, gender, sex, pregnancy, sexual orientation, gender identity and/or expression, genetic information, marital status, s...

  • Real Estate- Commercial Transactions Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 18, 2024

    SUMMARY: Job Title: Commercial Real Estate Staff Attorney at Venable LLP Experience: Minimum of 8 years in a law firm setting Salary: $180,000 to $220,000 per year Location: Open in all markets where Venable has an office Education: Juris Doctorate degree from an accredited law school Venable ...

  • Fintech & Blockchain Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: I prefer to self-describe I prefer not to say (please select one): (Select one) * I don't wish to answer Product Counsel, Fintech at Gusto, Inc. About Gusto - Gusto is a modern, online people platform that helps small businesses take care of their teams. - Offers full-service payroll,...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Regulatory Services Management Experience: 10 years Salary: $127,300 - $296,100 (varies by location) Hiring Organization: FINRA Time Type: Full-time Job Requisition ID: R-008259 Introduction: FINRA is seeking a highly experienced and skilled Director, Regulatory Servi...