60 jobs found for

Financial Regulatory Services Associate Jobs in Beverly Hills

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  • Corporate - General Attorney in El Segundo, CA

    El Segundo, CA

    Type: Full Time | Posted Date: Dec 06, 2024

    SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...

  • Corporate - General Attorney / Corporate - Technology Transactions Attorney in Santa Monica, CA

    Santa Monica, CA

    Type: Full Time | Posted Date: Oct 14, 2024

    SUMMARY: & HR Senior Corporate Counsel, AWS Sales and Marketing Global Services The Senior Corporate Counsel position at Amazon Web Services is a key role in supporting the Sales and Marketing organization. As a part of the legal team, this individual will be responsible for providing legal support and...

  • Corporate - General Attorney / Finance - Banking Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: The Senior Counsel - Commercial Lending & Transactional position in Los Angeles, California is a hybrid role within the legal department of City National Bank. This role requires a minimum of 10 years of experience providing legal counsel and advice in a specific area of expertise. The Senior Counse...

  • Legal Staff Paralegal in Sherman Oaks, CA

    Sherman Oaks, CA

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...

  • Corporate - General Attorney in El Segundo, CA

    El Segundo, CA

    Type: Full Time | Posted Date: Nov 11, 2024

    SUMMARY: Job Title: Director and Associate General Counsel, Global Operations and Deployment Salary: $188,000 - $378,000 USD Experience: Minimum 12 years of relevant legal experience in global operations and deployment, compliance, transactional and/or regulatory matters Location: Arlington, Virginia, United...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Oct 29, 2024

    SUMMARY: Ares Management Corporation is an Equal Opportunity Employer M/F/D/V. Ares Management Corporation offers competitive compensation packages. We are seeking an experienced Counsel, Securities & Corporate to join our legal team in Los Angeles, CA. The ideal candidate will have a JD and 3-5 years ...

  • Corporate - General Attorney in Hawthorne, CA

    Hawthorne, CA

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: & Corporate Affairs Legal & Corporate Affairs H1: Associate Corporate Counsel, Ring - Legal & Corporate Affairs H2: Job Opportunity: Associate Corporate Counsel at Ring Associate Corporate Counsel, Ring - Legal & Corporate Affairs If you're a talented attorney looking for a cutting-edg...

  • Corporate - General Attorney in Hawthorne, CA

    Hawthorne, CA

    Type: Full Time | Posted Date: Oct 18, 2024

    SUMMARY: and Regulatory - Legal Legal - Corporate Legal - Regulatory Legal - Public Policy H1: Corporate Counsel, Legal - AGI at Amazon H2: Support Innovative AI and Machine Learning Initiatives Summary: - Amazon is seeking a Corporate Counsel to support their public policy and regulatory iss...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Nov 28, 2024

    SUMMARY: “At Capital Group, we believe in fostering an inclusive and diverse workplace where everyone feels valued and respected.” H1: Join Our Team as Counsel at Capital Group in Los Angeles H2: Be a Part of Our Prestigious Legal Department and Make an Impact H2: Exciting Opportunity to Collaborate...

  • Corporate - Securities and Capital Markets Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: Legal Counsel - Join a Growing Wealth Management Firm! Lido Advisors, LLC is seeking a talented and experienced Legal Counsel to join our expanding Legal team. As a Legal Counsel, you will provide legal counsel to our investment advisory business and other areas of the Lido enterprise. This is a ...

  • Corporate - General Attorney / Corporate - Technology Transactions Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Oct 14, 2024

    SUMMARY: USA, CA, Culver City USA, CA, Sunnyvale Corporate Counsel - Negotiate commercial agreements, provide legal counseling, resolve disputes and handle strategic deals for Amazon's Kindle, Web Services, and Consumer/B2B retail businesses. Salary range: $138,500/year - $229,000/year, dependent on ...

  • Corporate - General Attorney in Beverly Hills, CA

    Beverly Hills, CA

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Job Title: Senior Counsel, U.S. Subsidiary Governance Location: Jersey City, NJ or Los Angeles, CA Employment Type: Full Time Salary Range: $110,000 - $190,000 (depending on experience and qualifications) Department: CHIEF LEGAL & ADMIN OFFICE GRP Category: Legal and Legal Support Application ...

  • Finance - Banking Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - General (consumer) Attorney in El Segundo, CA

    El Segundo, CA

    Type: Full Time | Posted Date: Dec 06, 2024

    SUMMARY: And much more! As an Associate Attorney at FMG, you will have the opportunity to work with a diverse and experienced team of attorneys, handling challenging and complex financial services matters. You will also have the opportunity to grow and advance within the firm, with speaking and writing op...

  • Licensing Attorney in Hawthorne, CA

    Hawthorne, CA

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Job Title: Corporate Counsel, Ring Job ID: 2665817 Company: Amazon.com Services LLC Location: Seattle, WA Salary: $138,500-$229,000/year Experience: 5 years Education: Juris Doctor and membership in one state bar or equivalent Responsibilities: - Serve as primary lawyer responsible for pr...

  • Advertising & Marketing Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Dec 18, 2024

    SUMMARY: ...

  • Litigation - eDiscovery General Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Dec 17, 2024

    SUMMARY: SEO Friendly Job Title: Litigation & Practice Technology Discovery Advisor at Kirkland & Ellis LLP H1: Join Kirkland & Ellis LLP as a Litigation & Practice Technology Discovery Advisor H2: Be a Part of a Leading Law Firm and Drive Forward with Kirkland & Ellis Bold Headlines: - Kirkland ...

  • Licensing Attorney in Universal City, CA

    Universal City, CA

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: Director, Business & Legal Affairs: A Dynamic Opportunity with NBCUniversal Overview: - The Director of Business & Legal Affairs will be a key member of the Global Distribution team at NBCUniversal, responsible for handling all matters related to the licensing and distribution of NBCUniversal'...

  • Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA

    Los Angeles, CA

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: Summary: Organization: FINRA Job Title: Counsel, Enforcement Job Type: Full Time Experience: Minimum of 4 years in a regulatory or legal environment Salary: - California: $106,400 - $200,200 - Washington, DC/Maryland: $106,400 - $191,800 - Colorado/Hawaii/Minnesota/Vermont: $92,5...