Financial Regulatory Services Associate Jobs in Anaheim
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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Law Firm Seeks Financial Services Compliance & Regulatory Associate H1: Join Our Market-Leading Financial Services Practice Group H2: Exciting Opportunity for Mid-level to Senior Associate Are you a highly skilled attorney with at least four years of experience in compliance and regulatory ...
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Legal Staff Paralegal in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Legal Staff Paralegal in Brea, CA
Brea, CA
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Claims Legal and Regulatory Compliance Specialist The candidate leads the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Briefs senior leadership on results, trends, studies, and initiati...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Ares Management Corporation is an Equal Opportunity Employer M/F/D/V. Ares Management Corporation offers competitive compensation packages. We are seeking an experienced Counsel, Securities & Corporate to join our legal team in Los Angeles, CA. The ideal candidate will have a JD and 3-5 years ...
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Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jan 03, 2025
SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: “At Capital Group, we believe in fostering an inclusive and diverse workplace where everyone feels valued and respected.” H1: Join Our Team as Counsel at Capital Group in Los Angeles H2: Be a Part of Our Prestigious Legal Department and Make an Impact H2: Exciting Opportunity to Collaborate...
Lemon Law - Defense Attorney in La Jolla, CA
La Jolla, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Law Firm Seeking Consumer Protection Associate in NY/DC/CH/LA with Competitive Salary Experience: Mid-level to Senior-level Kelley Drye & Warren LLP, a nationally-ranked law firm with a strong consumer protection practice, is currently seeking mid-level and senior-level associates to join our ...
Advertising & Marketing Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 18, 2024
SUMMARY: ...
Litigation - eDiscovery General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 17, 2024
SUMMARY: SEO Friendly Job Title: Litigation & Practice Technology Discovery Advisor at Kirkland & Ellis LLP H1: Join Kirkland & Ellis LLP as a Litigation & Practice Technology Discovery Advisor H2: Be a Part of a Leading Law Firm and Drive Forward with Kirkland & Ellis Bold Headlines: - Kirkland ...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Data Privacy - Transactional Attorney in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Salary Information: The salary for this position is competitive and will be based on experience and qualifications. Better also offers a comprehensive benefits package, including healthcare, retirement, and voluntary benefits. Some of our benefits include medical, dental, vision, health savings a...
Corporate - Compliance Attorney in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: We are committed to providing equal employment opportunities to all applicants and employees and employment decisions will be based on merit, qualifications, and abilities. We do not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national origin, ag...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Legal Counsel - Join a Growing Wealth Management Firm! Lido Advisors, LLC is seeking a talented and experienced Legal Counsel to join our expanding Legal team. As a Legal Counsel, you will provide legal counsel to our investment advisory business and other areas of the Lido enterprise. This is a ...
Corporate - Compliance Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: SEO Friendly Job Title: Manager of Financial Services Regulatory Compliance H1: Join EY's Dynamic Team as a Manager of Financial Services Regulatory Compliance H2: Build a Rewarding Career and Make a Positive Impact in the Financial Industry Bold Headline: Make a Difference in the Financial...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Keywords: Deputy Chief Counsel, Division of Registration and Inspections, mission-driven, investor protection, audit standards, inspection, enforcement, ethical, professional conduct, compensation, hybrid work, paid time off, health benefits, family resources, commuter benefits, legal, Sarbanes-Oxle...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Finance - Project Finance Attorney in Newport Beach, CA
Newport Beach, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: #LI-DD1 About Pacific Life: For more than 150 years, Pacific Life has offered innovative products and services including life insurance, annuities, and mutual funds, along with a variety of investment products, all of which provide The Power to Help You Succeed. We firmly believe each employee...
Insurance Coverage Attorney / Insurance Defense - General Attorney in Anaheim, CA
Anaheim, CA
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: IAT Insurance Group is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, among other things, or status as a qualifie...