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Financial Regulatory Services Associate Jobs

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  • Finance - Financial Services Regulation Attorney in Chicago, IL

    Chicago, IL

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: 3 to 5 years of experience Licensed in at least one US jurisdiction Strong writing skills Law Firm Seeking Associate for Financial Regulatory Services Role in Chicago Job Title: Associate - Financial Regulatory Services H1: Join Our Team as an Associate for Financial Regulatory Services in ...

  • Finance - Banking Attorney / Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Law Firm Seeking Financial Services Associate Attorney in New York with 3-5 years of experience in finance or lending, derivatives experience a plus. Must be a member of the NY Bar with excellent academic and professional credentials. Salary range $250,000-$320,000 plus benefits. H1: Join Our Fin...

  • Finance - Banking Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: Financial Services Associate - Join Our Growing Team at Leading Law Firm! Responsibilities: - Work on regulatory compliance, creditors' rights, and commercial loan transactional matters - Handle lending and deposit regulatory compliance, loan transactions, and workouts and collections - Engage...

  • Finance - Banking Attorney in Memphis, TN

    Memphis, TN

    Type: Full Time | Posted Date: Dec 02, 2024

    SUMMARY: Law Firm Seeks Experienced Financial Services Associate Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C., a nationally recognized law firm, is seeking a mid-level associate with at least four years of experience in debt finance to join its Financial Services Transaction practice. The ideal ca...

  • Finance - Banking Attorney / Fintech & Blockchain Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 29, 2024

    SUMMARY: Law Firm Seeking Experienced Financial Services Associate H1: Join Our Dynamic Financial Services Team at Manatt H2: Exciting Opportunity for a Financial Services Associate at Manatt Are you an experienced attorney with a passion for the financial services industry? Manatt, Phelps & Phillips, L...

  • Finance - Financial Services Regulation Attorney in Atlanta, GA

    Atlanta, GA

    Type: Full Time | Posted Date: Dec 07, 2024

    SUMMARY: Regulatory & Compliance Associate: Support Our Growing Law Firm's Regulatory Practices H1: Join Our Team as a Regulatory & Compliance Associate at AGG Law Firm H2: Seeking Experienced Associate with Regulatory & Compliance Background in Banking and Financial Services - AGG, an Am Law 200 fi...

  • Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: 3 to 5 years of experience Admitted to practice law in at least one US jurisdiction Strong writing skills Experience in consumer financial laws and regulations Interest in asset classes and product types Ability to operate independently providing regulatory analysis and advice Interest in fina...

  • Finance - Financial Services Regulation Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...

  • Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 11, 2024

    SUMMARY: We are committed to providing reasonable accommodations to candidates with disabilities in the recruitment process as required under applicable law. Salary: $172K - $222K Job Title: Regulatory Counsel, Vice President Experience: 4 years Location: New York, NY Key Responsibilities: •...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: BMO Financial Group is looking for a Senior Legal Counsel to join their Capital Markets Litigation team in New York, NY. This is a full-time position with a salary range of $130,000.00 - $241,200.00 per year. BMO Financial Group offers a comprehensive benefits package including health insurance, tui...

  • Corporate - Asset/Investment Management Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...

  • Corporate - Asset/Investment Management Attorney in Fort Mill, SC

    Fort Mill, SC

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...

  • Corporate - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Dec 05, 2024

    SUMMARY: Corporate Counsel (Charlotte, NC (Hybrid) or Remote) – Salary range $170,000 to $185,000 Overview: Brighthouse Financial, one of the largest providers of annuities and life insurance in the U.S., is seeking a Corporate Counsel to provide insurance related legal advice to the business. This r...

  • Corporate - General Attorney in Greenville, SC

    Greenville, SC

    Type: Full Time | Posted Date: Dec 05, 2024

    SUMMARY: Legal Counsel II - Greenville, South Carolina Summary: - Job Title: Corporate Counsel II - Location: Greenville, South Carolina - Department: Legal - Employment Type: Full-Time, Hybrid Why Work at GLS? - Access to affordable, reliable transportation is essential to leading productive work...

  • Corporate - General Attorney in Sandy, UT

    Sandy, UT

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Target salary range all other locations: $98,000-$137,200 Job Title: Legal Counsel (Corporate and Commercial Transactions) Experience: 2-5 years of corporate/commercial legal experience Salary: Target salary range CA, CT, CO, HI, NY, WA: $112,000-$156,650; Target salary range all other location...

  • Corporate - General Attorney in Princeton, NJ

    Princeton, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Eligible for sales incentive plan. Target salary range AL, AZ, GA, IA, IL, IN, KY, LA, MI, MO, MN, NC, NJ, OH, OK, PA, SC, TN, TX, WI: $96,800-$135,750. Eligible for sales incentive plan. Target salary range FL: $105,000-$147,000. Eligible for sales incentive plan. Target salary range MA,...

  • Corporate - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Target salary range MN, TX, IL, WI, GA, FL: $98,000-$137,200 The Legal Counsel at Wolters Kluwer will provide legal advice and guidance on a wide variety of commercial and contractual matters, specifically involving the Corporate Performance and Environmental, Social, and Governance (“CP & ESGâ...

  • Corporate - General Attorney in Flowood, MS

    Flowood, MS

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Target salary range all other locations: $100,800-$141,120 Actual compensation offer to candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level. The pay ratio between base pay and target incentive (if applicable) will be finalized...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...

  • Corporate - Securities and Capital Markets Attorney in McLean, VA

    McLean, VA

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: Overview: - Manager, Capital Markets Legal Counsel position available at Capital One Legal Department - Seeking attorney with experience in providing business, transactional, and regulatory counsel support for capital markets transactions - Opportunity to work on company-wide projects and initiat...

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