41 jobs found for

Financial Regulatory Attorney Jobs in Wilmington

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  • Litigation - Consumer Finance- Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 22, 2024

    SUMMARY: Job Title: Litigation Associate (Consumer Financial Services) Department: Consumer Financial Services Group Experience: Minimum 4 years of defense litigation experience Salary: Not specified Job ID: 2024-2577 Category: Legal Overview: - Seeking an associate with minimum 4 years of defense l...

  • Corporate - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Target salary range MN, TX, IL, WI, GA, FL: $98,000-$137,200 The Legal Counsel at Wolters Kluwer will provide legal advice and guidance on a wide variety of commercial and contractual matters, specifically involving the Corporate Performance and Environmental, Social, and Governance (“CP & ESGâ...

  • Corporate - General Attorney in Wilmington, DE

    Wilmington, DE

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Target salary range all other locations: $100,800-$141,120 Bonus eligibility: Yes Benefits: Wolters Kluwer provides a broad range of benefits to help you and your family live well, including: PTO (paid time off) programs to help you balance your work and personal life Medical, dental, ...

  • Insurance - Regulatory & Compliance Attorney in Radnor, PA

    Radnor, PA

    Type: Full Time | Posted Date: Nov 04, 2024

    SUMMARY: Summarize text in minimum 500 and maximum 3000 words, include salary information, job title and experience information if available in text. Senior level individual contributor role available for Product Regulatory Sr. Counsel at CNA in various locations across the United States. This full-time p...

  • Corporate - Compliance Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. Financial Services - Regulatory Compliance Manager: Join a Leading Professional ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Corporate - Securities and Capital Markets Attorney in Wilmington, DE

    Wilmington, DE

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Summary: Chemours is seeking a Senior Manager, Corporate Counsel to join their growing Legal team. This position will be responsible for partnering with the corporate finance organization and ensuring compliance with securities laws and related corporate governance issues. The ideal candidate wil...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Summary: The Public Company Accounting Oversight Board (PCAOB) is currently seeking a Deputy Chief Counsel for their Division of Registration and Inspections. This is a full-time, regular position with a highly competitive compensation and benefits package. The Deputy Chief Counsel will have a ra...

  • Government Contracts Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Associate General Counsel (Construction Procurement)- 90333254 - DC/PHL (Hybrid) * SEO friendly job title: Associate General Counsel for Construction Procurement at Amtrak * H1 heading: Join Our Team as an Associate General Counsel for Construction Procurement at Amtrak * H2 heading: About Amtr...

  • Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: H1: Consumer Financial Services Litigation Senior Associate - Denver, Los Angeles or Philadelphia H2: Join Our Thriving Consumer Finance Litigation Practice at Ballard Spahr Law Firm Seeking Experienced Senior Associate for Consumer Financial Services Litigation - Location: Denver, Los Angele...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: H1: Investment Management Associate - Midlevel H2: Join Our Team at a Top International Law Firm Law firm Morgan Lewis & Bockius LLP is seeking a highly qualified midlevel associate to join our Investment Management - Financial Institutions practice group in either New York, Philadelphia, or Was...

  • Advertising & Marketing Attorney in Wilmington, DE

    Wilmington, DE

    Type: Full Time | Posted Date: Nov 04, 2024

    SUMMARY: Job Title: Lead Counsel 2 - Digital Advertising & SEO Optimization Location: Remote (Hybrid) Department: Legal - Enterprise Job Type: Full time Salary Range: $155,280.00 - $232,920.00 Job Requisition ID: 24802717 Anticipated Posting Close Date: Nov 06, 2024 The Lead Counsel 2 is a senior le...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-70.5(a). This regulation prohibits discrimination against qualified applicants or employees on the basis of race, color, religion, sex, national origin, age, disability, or status as a Vietnam era or special disabled veteran or any other protected status...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 22, 2024

    SUMMARY: H1: Principal Investigator, VAST - All FINRA Locations H2: Investigate Financial Exploitation and Abuse of Seniors and Vulnerable Adults Organization: FINRA Department: Vulnerable Adults and Seniors Team (VAST) Job Title: Principal Investigator Job Requisition ID: R-008669 Time Type: Full ti...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...

  • Legal Staff Paralegal in Malvern, PA

    Malvern, PA

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Job Title: Senior Legal Analyst – Trust Administration Salary: Competitive Experience: Minimum of five years related work experience, paralegal/legal and regulatory experience in the trust and estate planning industry preferred. Location: Charlotte, NC, US . Scottsdale, AZ, US . Malvern, PA, ...

  • Finance - Banking Attorney in Wilmington, DE

    Wilmington, DE

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Job Title: Consumer Banking Attorney H1: Join Bank of America as a Consumer Banking Attorney H2: Advise on Legal Matters and Drive Responsible Growth Company: Bank of America Department: Consumer and Small Business Banking Legal Team Salary: Competitive, based on experience Locatio...

  • Litigation - Trusts & Estates Attorney / Litigation - Trusts & Estates - Defense Attorney / Litigation - Trusts & Estates - Plaintiffs Attorney / Trusts and Estates Attorney / Elder Law Attorney / Estate & Tax Planning Attorney / Probate Attorney / Trusts

    Wilmington, DE

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Salary Information: The salary for this position ranges from $80,000 - $120,000 per year, depending on experience and qualifications. Job Title: Regional Fiduciary Officer - Bank of America Experience Information: - Minimum of 5 years' experience as a practicing Trusts & Estates lawyer ...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers. All individuals who are licensed to conduct securities transactions for FINR...

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