Financial Regulatory Attorney Jobs in Princeton
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Corporate - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Eligible for sales incentive plan. Target salary range AL, AZ, GA, IA, IL, IN, KY, LA, MI, MO, MN, NC, NJ, OH, OK, PA, SC, TN, TX, WI: $96,800-$135,750. Eligible for sales incentive plan. Target salary range FL: $105,000-$147,000. Eligible for sales incentive plan. Target salary range MA,...
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Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: CNA is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law. EOE Minority/Female/Disability/Veteran...
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Insurance - Regulatory & Compliance Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Company-paid Long-Term and Short-Term Disability Insurance. 401K with employer matching contributions. # General Counsel (Fully Remote, NJ Based) ## Job Description The Vice President and General Counsel is responsible for all corporate legal affairs and compliance for a growing nationa...
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Insurance - Regulatory & Compliance Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: The Reinsurance Claims Specialist is a key role within Munich Re America, offering an exciting opportunity for candidates with a diverse range of experience. This position involves administering Munich Re's rights and duties under its contracts with clients, vendors, reinsurers, retrocessionaires an...
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Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at FINRA. This role is responsible for providing strategic leadership and guidanc...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job P...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Law Student - Government in Voorhees, NJ
Voorhees, NJ
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Applicants seeking to work in Newark should submit their applications to: G. Martin Wagner, DAG Attn: DOL Internship 124 Halsey Street, 5th Floor Newark, NJ 07101-0188 (973) 648-4738 Martin.Wagner@law.njoag.govsubject=”DOL Internship Application – Newark” The Division of Law (DOL) o...
Law Student - Government in Trenton, NJ
Trenton, NJ
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Organization: Division of Law (DOL) Job Title: Student Internship Experience: Law students only Salary: Unpaid The Division of Law (DOL) offers unpaid internships for law students in various sections including State Police, Employment & Corrections in Trenton. These internships provide student...
Law Student - Government in Trenton, NJ
Trenton, NJ
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Internship Title: Department of Law Student Internship Salary: Unpaid Experience: Law students only Division of Administration, Human Resource Management Location: Trenton The Division of Administration, Human Resource Management (HRM) offers unpaid internships to students interested in lea...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Insurance Attorney / Insurance - Regulatory & Compliance Attorney / Insurance Coverage Attorney / Insurance Defense - General Attorney / Insurance Plaintiffs - General Attorney / Trucking and Auto Defense Attorney / Trucking and Auto Plaintiffs Attorney i
Warren, NJ
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Specific experience handling high severity D&O and E&O claims for Financial Institutions/Public Companies is preferred. Experience handling claims related to emerging risks, such as cyber, is a plus. Experience in mentoring and training junior staff is preferred. Experience in business develop...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a subject matter expert i...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Overview: The Vice President, Regulatory Liaison will play a critical role in strengthening the Office of Regulatory Liaison (ORL) within FINRA's Member Supervision department. This individual will serve as the primary liaison and representative for Member Supervision executive leadership in deve...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-25.5(a). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by appli...