44 jobs found for

Financial Regulatory Attorney Jobs in North Carolina

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  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...

  • Employment Law - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Summary: - Job title: Employment Attorney - Salary: Competitive and based on experience - Job location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA - Category: Audit, Risk, Legal and Finance - Posted date: 10/29/2024 - Regular or Temporary: Regular - Langu...

  • Corporate - General Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Target salary range AL, AR, AZ, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, ME, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WI, WV, WY: $97,600-$136,650 Other locations: $89,000-$124,600 Legal Counsel (Corporate and Commercial Transaction...

  • Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...

  • Real Estate- Commercial Transactions Attorney / Real Estate - Leasing Attorney / Real Estate - Residential Transactions Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Min Hiring Rate $100,000.00 Max Hiring Rate $200,000.00 Travel Required Yes The Law Firm of Parker Poe is seeking a Senior Leasing Attorney to join their Real Estate & Commercial Development Practice Group. This role is open to experienced attorneys with six or more years of experience in...

  • Corporate - General Attorney / Litigation - General (consumer) Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: General Counsel - NC (10994) Requisition ID 10994 - Posted 03/16/2024 - Charlotte Area Office Tyvola C (5801) - Legal - JD About Lane Construction: - One of America's leading construction companies with nearly 130 years of experience - Specializes in large, complex civil infrastructure pro...

  • Finance - Structured Finance Attorney in Huntersville, NC

    Huntersville, NC

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: EEO Policy, click here for more information. To apply, please select the “Apply” button located at the top of this page. You will be directed to our online application process. The process will take you approximately 10-15 minutes to complete. H1: Structured Products & Treasury Associate C...

  • Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Greensboro, NC

    Greensboro, NC

    Type: Full Time | Posted Date: Nov 24, 2024

    SUMMARY: Salary Information: Salary will be based on experience and qualifications. Job Title: Corporate and Privacy Attorney Experience: Minimum 7-10 years as a practicing attorney at a law firm or in-house global (preferably public company) privacy and/or corporate law practice with international...

  • Data Privacy Attorney / Data Privacy - Litigation Attorney / Data Privacy - Transactional Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 24, 2024

    SUMMARY: CIPP/US, CIPP/E, CIPT, CIPM, or similar certifications are a plus Salary Information: Salary range for this position is $150,000-$200,000, with the potential for a higher salary based on experience and qualifications. Job Title: Corporate and Privacy Attorney Experience: Minimum 7-10 ye...

  • Corporate - Compliance Attorney in Winston Salem, NC

    Winston Salem, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: EY provides equal employment opportunities to applicants and employees without regard to race, color, religion, sex, sexual orientation, gender identity/expression, national origin, protected veteran status, disability status, or any other legally protected basis, in accordance with applicable law. ...

  • Corporate - Compliance Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager 1 Salary Information: The salary range for this position is $108,300 to $198,600 in most geographic locations in the US. For New York City Metro Area, Washington State, and California (excluding Sacramento), the salary range is $130,000 to $225...

  • Corporate - Compliance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...

  • Litigation - Class Actions - Defense Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Law Firm Seeking Regulatory Investigations, Strategy Enforcement Associate in Multiple Offices Troutman Pepper, a leading law firm, is seeking an experienced associate for their Regulatory Investigations, Strategy Enforcement (RISE) practice group. The position is available in any of the firm...

  • Corporate - Contract Law Attorney / Litigation - General (consumer) Attorney in Chapel Hill, NC

    Chapel Hill, NC

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: The General Counsel at Piedmont Health Services (PHS) is a crucial and influential role within the organization. This individual will serve as the primary legal advisor for PHS and will provide expert legal advice on a variety of legal matters. The General Counsel will play a critical role in ensuri...

  • Data Privacy - Transactional Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: First Name * Last Name * Email * Phone Resume/CV * Drop files here Attach Dropbox Google Drive Paste LinkedIn Profile Website How to Apply Privacy & Compliance Counsel at Credit Karma - Charlotte, NC Salary: Not mentioned in text Job Title: Privacy & Compliance Counsel ...

  • General Practice - Transactional & Litigation Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Vontier is a global industrial technology company focused on transportation and mobility. Our portfolio of trusted brands includes market-leading expertise in mobility technologies, retail and commercial fueling, fleet management, telematics, vehicle diagnostics and repair, and smart cities. With a ...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Salary information: - The salary range for this position is $242,000 - $399,100 per year. - Compensation is based on data-driven market analysis and may vary depending on experience and qualifications. - Salaries may be adjusted based on performance evaluations and promotions. Job title: Depu...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Greensboro, NC

    Greensboro, NC

    Type: Full Time | Posted Date: Nov 10, 2024

    SUMMARY: • Minimum of 3 years of experience in securities, bank regulatory, and corporate transactional matters • Strong academic credentials • Excellent written and verbal communication skills • Ability to work independently and be a team player • A general familiarity with 1933 Act and 1934 A...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 10, 2024

    SUMMARY: • Juris Doctorate degree from an accredited law school and current license to practice law in North Carolina • 5 years of experience in securities, bank regulatory, and corporate transactional work • Knowledge of the 1933 Act, 1934 Act, and other federal and state securities laws • Abili...

  • Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 08, 2024

    SUMMARY: Please do not share any of your personal information or experiences that could compromise your security, or the security of others. c. Wells Fargo will only communicate with you through Wells Fargo's recruiting email address, Wells Fargo employees' corporate email addresses, or through an authori...