225 jobs found for

Financial Regulatory Attorney Jobs in Newark

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  • Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 31, 2024

    SUMMARY: Vice President, Legal – Private Credit Debt Capital Markets Apply Vice President, Legal – Private Credit Debt Capital Markets Apply locations New York, NY time type Full time posted on Posted 8 Days Ago time left to apply End Date: January 27, 2025 (30 days left to apply)...

  • Finance - Banking Attorney / Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Law Firm Seeking Financial Services Associate Attorney in New York with 3-5 years of experience in finance or lending, derivatives experience a plus. Must be a member of the NY Bar with excellent academic and professional credentials. Salary range $250,000-$320,000 plus benefits. H1: Join Our Fin...

  • Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and exp...

  • Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Product Counsel, Lending: A Revolutionary Role in Financial Services at Figure Join the team at Figure, a disruptive technology platform revolutionizing financial services. We are seeking a Product Counsel to guide the expansion of our lending and lending technology products. As a member of our 4...

  • Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 04, 2024

    SUMMARY: Job Title: Director, Counsel - Bank Regulatory Experience: At least 8 years of bank regulatory practice Salary Range: $182,000.00 - $260,000.00 Location: New York, NY Company: SMBC Group Department: Legal H1: Join SMBC Group as a Director, Counsel - Bank Regulatory H2: Exciting Opportunity ...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 08, 2025

    SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 06, 2024

    SUMMARY: Job Title: Senior Legal Director/Managing Director - GBM Prime Services & Securities Financing Transactions Attorney Experience: 10 years of relevant experience working with or at a financial institution, including relevant experience at a law firm, is preferred Location: New York, New York, ...

  • Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 06, 2024

    SUMMARY: Essential Skills/Basic Qualifications: Minimum of 4 years of post-J.D. (or equivalent) experience Solid background working with derivatives and ISDA documentation Good understanding of U.S. securities laws Familiarity with finance transactions and documentation (credit agreements, security...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: BMO Financial Group is looking for a Senior Legal Counsel to join their Capital Markets Litigation team in New York, NY. This is a full-time position with a salary range of $130,000.00 - $241,200.00 per year. BMO Financial Group offers a comprehensive benefits package including health insurance, tui...

  • Litigation - Commercial Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 09, 2025

    SUMMARY: Assistant District Attorney The candidate will handle long-term investigations involving complex financial enterprises, significant fraudulent schemes, and various other large-scale white collar crimes, including public corruption matters. Work with a variety of city, state and federal law enforcem...

  • International Trade Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 03, 2025

    SUMMARY: The role, Senior Manager, Senior Counsel - Trade Compliance and Export Controls, is a senior level position within the Capital One Legal Department, responsible for providing expert legal advice and guidance on export controls and trade laws. The role requires a Juris Doctor degree from an accredite...

  • Insurance Defense - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: ID: 2021-17724 Department: Legal Company: AmTrust Financial Services Job Title: Manager, Staff Counsel Experience: 7 years in practice of law, experience in roles in group practice litigation litigating Insurance related cases or with Insurance Company in Litigation leadership position Locatio...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 04, 2025

    SUMMARY: Bullet points: - Job Title: Investment Banking Counsel (Capital Markets and Mergers & Acquisitions Team Lead) - Director - Location: New York, NY - Company: Deutsche Bank - Department: Legal - Full-time position - Posted 7 days ago - Job Requisition ID: R0348677 - Salary Range: $170,000 - ...

  • Litigation - White Collar Crime & Government Investigations - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: Inclusiveness At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and c...

  • Litigation - White Collar Crime & Government Investigations - Defense Attorney in Cherry Hill, NJ

    Cherry Hill, NJ

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: Counsel - US Regulatory and Investigations at TD - Hybrid remote position, with locations in Cherry Hill, New Jersey and New York, New York - Full-time opportunity with a work schedule of 40 hours per week - Salary range of $140,000 - $231,000 USD, with potential for growth and skill developmen...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...

  • Corporate - Compliance Attorney in Fort Lee, NJ

    Fort Lee, NJ

    Type: Full Time | Posted Date: Jan 04, 2025

    SUMMARY: Job Title: Senior Regulatory Compliance Counsel at Cross River Experience: Proven experience as a legal counsel in a business environment Salary: $250,000.00 - $300,000.00 Location: Fort Lee, New Jersey, United States Company: Cross River Department: Compliance H1: Join Cross River...

  • Corporate - Asset/Investment Management Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Jan 09, 2025

    SUMMARY: Asset Management - Infrastructure Fund Formation - Vice President JPMorgan Chase & Co. is currently seeking a Vice President to join our Asset Management team in New York, NY. As a Vice President in the Fund Execution Team (FET), you will utilize your legal expertise to support strategic decision...