Financial Regulatory Attorney Jobs in New Orleans
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Insurance - Regulatory & Compliance Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Underwriting Counsel The candidate ensures accountable decisions are taken at the right level in the organization, and individuals making decisions are suitably informed about the level of legal risk on all legal related matters. Reviews and evaluates title searches and insurance risk factors and m...
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Trusts and Estates - General Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Trust Legal Counsel - Provide legal guidance to Trust Lines of Business for investment and management of trusts and estates, ensuring compliance and minimizing legal risk. Salary: Based on experience Job Title: Trust Legal Counsel Experience: 7 years of legal and/or trust experience requir...
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Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions, ensuring compliance with FINRA and SEC rules, and conducting independent investigations into potential violations. This i...
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General Practice - Transactional & Litigation Attorney in Metairie, LA
Metairie, LA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
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General Practice - Transactional & Litigation Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
Attorney in New Orleans, LA
New Orleans, LA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: The Vice President, Regulatory Liaison is responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision at FINRA. This role serves as the primary liaison and representative for Member Supervision executive leadership in developing and maintain...