5 jobs found for

Financial Regulatory Attorney Jobs in Louisiana

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  • Finance - General Attorney in Baton Rouge, LA

    Baton Rouge, LA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: General Counsel - Full Time Professional at Financial Institution in Baton Rouge, LA The General Counsel role is a vital position within the financial institution, responsible for providing legal counsel and guidance to the bank and its officers and directors. The ideal candidate will have a law ...

  • Finance - General Attorney in Baton Rouge, LA

    Baton Rouge, LA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Salary Information: The salary for this position will be based on the candidate’s experience and qualifications. General Counsel - Oversee Legal Operations for Financial Institution in Baton Rouge H1: Join Our Team as a General Counsel in Baton Rouge H2: Lead Legal Operations for a F...

  • Attorney in New Orleans, LA

    New Orleans, LA

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Senior Analyst, Public Offerings The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions, ensuring compliance with FINRA and SEC rules, and conducting independent investigations into potential violations. This i...

  • Litigation - Consumer Finance- Defense Attorney in Baton Rouge, LA

    Baton Rouge, LA

    Type: Full Time | Posted Date: Oct 09, 2024

    SUMMARY: The Consumer Finance Attorney will be responsible for providing expert legal advice and guidance on a variety of matters related to federal and state consumer finance regulatory compliance. This role is based in either Baton Rouge, Louisiana; Plano, Texas; or Charlotte, North Carolina, but for the r...

  • Attorney in New Orleans, LA

    New Orleans, LA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Summary: The Vice President, Regulatory Liaison is responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision at FINRA. This role serves as the primary liaison and representative for Member Supervision executive leadership in developing and maintain...

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