48 jobs found for

Financial Regulatory Attorney Jobs in Fort Mill

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  • Finance - Banking Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: Senior Counsel, Senior AVP (Fair Lending) – Consumer Lending Division Apply Locations: - Charlotte, NC - Des Moines, IA - Washington DC - Dallas, TX - Minneapolis, MN Time Type: Full time Posted on: Posted Today Job Requisition ID: R-417925 Company: Wells Fargo Depart...

  • Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 18, 2024

    SUMMARY: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H1: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H2: Opportunity for a Talented Lawyer with HEF Senior Counsel-Equipment Finance - Job Description and Responsibilities: - Review, negotiate an...

  • Finance - Banking Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Product Counsel, Lending: Salary, Job Title, and Experience Information About Figure - Revolutionizing financial services with disruptive technology platform - #1 non-bank HELOC in America - $11 billion in loan volume originated - Raised $469 million from top investors About the Role ...

  • Corporate - Asset/Investment Management Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...

  • Corporate - Asset/Investment Management Attorney in Fort Mill, SC

    Fort Mill, SC

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC

    Fort Mill, SC

    Type: Full Time | Posted Date: Nov 28, 2024

    SUMMARY: Job Title: VP Assistant General Counsel Location: San Diego, Fort Mill/Charlotte Time Type: Full time Salary Range: $180,000-$300,100 per year Overview: LPL Financial, a leader in the financial services industry, is seeking a Vice President, Assistant General Counsel to join their corporate l...

  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...

  • Employment Law - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Summary: - Job title: Employment Attorney - Salary: Competitive and based on experience - Job location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA - Category: Audit, Risk, Legal and Finance - Posted date: 10/29/2024 - Regular or Temporary: Regular - Langu...

  • Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...

  • Finance - Financial Services Regulation Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Senior Counsel-Senior Assistant Vice President - Job Summary: As a Senior Counsel-Senior Assistant Vice President at Wells Fargo, you will provide legal support and advice to the Enterprise Business Resiliency Office, including the Enterprise Incident Management team. You will serve as a trusted ...

  • Real Estate- Commercial Transactions Attorney / Real Estate - Leasing Attorney / Real Estate - Residential Transactions Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Min Hiring Rate $100,000.00 Max Hiring Rate $200,000.00 Travel Required Yes The Law Firm of Parker Poe is seeking a Senior Leasing Attorney to join their Real Estate & Commercial Development Practice Group. This role is open to experienced attorneys with six or more years of experience in...

  • Corporate - General Attorney / Litigation - General (consumer) Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: General Counsel - NC (10994) Requisition ID 10994 - Posted 03/16/2024 - Charlotte Area Office Tyvola C (5801) - Legal - JD About Lane Construction: - One of America's leading construction companies with nearly 130 years of experience - Specializes in large, complex civil infrastructure pro...

  • Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Commercial Attorney / Litigation - Criminal Law Attorney / Litigation - Securities Litigation - Defense Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: Job Title: Litigation Associate (2 Years) Salary: Competitive salary based on experience Experience: 2-6 years (firm or government) Location: Charlotte, NC Law Firm Seeking Experienced Litigation Associate in Charlotte H1: Join Our Team as a Litigation Associate in Charlotte, NC H2: Gain Experien...

  • Insurance - Regulatory & Compliance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 24, 2024

    SUMMARY: Underwriting Counsel The candidate ensures accountable decisions are taken at the right level in the organization, and individuals making decisions are suitably informed about the level of legal risk on all legal related matters. Reviews and evaluates title searches and insurance risk factors and m...

  • Finance - Public Finance Attorney / Real Estate - Finance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: 2 to 5 years of experience in mortgage finance Strong academic background Admission to the North Carolina Bar (or willingness to sit for the next exam) Excellent oral and written communication skills Ability to work well in a team environment and independently Strong work ethic and ability to m...

  • Finance - Financial Services Regulation Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...

  • Data Privacy - Transactional Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 11, 2024

    SUMMARY: 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, U...

  • Corporate - Technology Transactions Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 21, 2024

    SUMMARY: Your future team We are a global, diverse and award-winning team that has been recognized for its leadership and innovative solutions. Our Legal, Compliance, Regulatory and Government Affairs (LCRG) department is comprised of attorneys and other professionals providing high-quality advisory and t...

  • Insurance Coverage Attorney / Litigation - False Claims Act & Qui Tam - Defense Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: *Geographical Differential: Geographic pay differential is additional pay provided to eligible employees working in locations where market pay levels are above the national average. Benefits: At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional we...