Financial Regulatory Attorney Jobs in Fort Lauderdale
-
Sponsored Job
Financial Services Regulatory Associate
Carlton Fields, P.A | Miami, FL
Type: Full-Time | Posted Date: May 01, 2020
SUMMARY: Financial Services Regulatory Associate The candidate should have 3-5 years of financial services regulatory experience in the areas of state insurance laws and regulation, with a focus on insurance company operations, investments, and life and annuity products, and at least one of the following a...
-
Sponsored Job
Healthcare Third Party Liability Regulatory Specialist
Performant Financial Corporation | Sunrise, FL
Type: Full-Time | Posted Date: Sep 01, 2020
SUMMARY: Healthcare Third Party Liability Regulatory Specialist Duties: Identify, research, understand state and Federal laws and regulations that impact eligibility and claiming integrity products and services Collaborate with and provide recommended actions to senior management in addressing potential leg...
-
Sponsored Job
Legal Counsel - Bank Regulatory And Treasury Services
UBS | Miami, FL
Type: Full-Time | Posted Date: Nov 12, 2022
SUMMARY: Legal Counsel - Bank Regulatory and Treasury Services The candidate will work extensively with the team at firms Bank USA, firms’s $120B US bank, to provide comprehensive support, advice and guidance on the ever-evolving legal and regulatory landscape governing US financial institutions. Will pr...
-
Finance - Banking Attorney / Fintech & Blockchain Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: ...
-
Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
-
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
-
Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 20, 2024
SUMMARY: Experience Level 5-7 Years Required Qualifications At least five (5) years of complex commercial litigation experience representing companies in a variety of federal and state litigation matters Admission to the Florida Bar Preferred Qualifications Experience in financial fraud, ...
Litigation - Commercial Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Associate: Technology Litigation - Americas (240000L4) The law firm of White & Case is seeking a junior to mid-level associate with Commercial Litigation experience to join their Technology Disputes group in either Los Angeles, New York, Miami, or Washington, D.C. This is an exciting opportunity ...
Finance - Financial Services Regulation Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: SEO Friendly Job Title: Senior Lead Counsel - HR Legal H1 Heading: Experienced Senior Lead Counsel for HR Legal Role in Miami, Florida H2 Headings: - Responsibilities of Senior Lead Counsel - HR Legal - Qualifications for Senior Lead Counsel - HR Legal - Education and Experience Requirement...
Data Privacy - Transactional Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Senior Counsel - Privacy & Data Protection Overview • Role: Senior Counsel – Privacy & Data Protection • Company: Mastercard • Location: Multiple locations (Purchase, NY; Boston, MA; O'Fallon, MO; Arlington, VA; Salt Lake City, UT; Miami, FL; Seattle, WA) • Job Type: Full-time • E...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Data Privacy - Transactional Attorney in Sunrise, FL
Sunrise, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Summary: Title: Privacy & Data Protection Counsel Location: Jacksonville, FL and Virtual Job Description: - Manage legal business matters to protect the enterprise’s rights in contract negotiations, settlements, litigation and business practices - Focus on employment law, corporate compliance, ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Financial Risk and Regulatory - Resolution Planning - Manager: - Salary: Competitive, based on experience and qualifications - Job Title: Financial Risk and Regulatory - Resolution Planning - Manager - Experience: Minimum of 6 years in a relevant field - Department: Balance Sheet Management -...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Legal Staff Paralegal in Sunrise, FL
Sunrise, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Paralegal - Legal Affairs: Salary, Job Title, and Experience Information American Express (referred to as "company") is seeking a Paralegal to join their General Counsel's Organization. This role will involve providing support to the Senior Paralegal and Counsel in responding to legal orders, ana...
Finance - Banking Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Salary Information Salary: Competitive Job Schedule: Full time Job Shift: Day Job Category: Private Bankers Job Identification: 210527026 J.P. Morgan is a global leader in financial services, offering solutions to the world's most important corporations, governments and instit...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...
Corporate - Contract Law Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: Travel: No H1: Senior IT Contracts Attorney at Progressive H2: Join Forbes' Best Employer for Diversity and Work in Corporate Legal The Role: As a senior IT contracts attorney at Progressive, you will have the opportunity to work closely with our procurement and sourcing teams to review, d...