Financial Regulatory Attorney Jobs in Fort Lauderdale
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Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jan 05, 2025
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
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Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Salary Information: The pay range for this position is $116,900.00 - $195,300.00, based on factors such as candidate background, experience, and work location. This range also allows for potential salary growth within the position. Job Title: Senior Counsel, Global Auto Experience Info...
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Finance - Financial Services Regulation Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Jan 01, 2025
SUMMARY: ...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Post...
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Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Dec 26, 2024
SUMMARY: Financial Risk and Regulatory - Resolution Planning - Manager: - Salary: Competitive, based on experience and qualifications - Job Title: Financial Risk and Regulatory - Resolution Planning - Manager - Experience: Minimum of 6 years in a relevant field - Department: Balance Sheet Management -...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Finance - Banking Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: First American Bank is an equal opportunity employer and gives consideration for employment to qualified applicants without regard to race, sex, ethnicity, color, national origin, religion, age, disability, sexual orientation, gender identity, genetic information, veteran status, pregnancy or any ot...
Other Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 03, 2024
SUMMARY: ADM Job Type Experienced Travel No Job Posting Jun 10, 2021, 12:00:00 AM Unposting Date Ongoing Req ID 077009 The company is seeking a Senior Regulatory Counsel to join their North America Office of General Counsel. The ideal candidate will have at least 8 years of experience in a law firm, ...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
Fintech & Blockchain Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Mastercard is looking for a Counsel for their Security Solutions team, specifically for their Disputes and Experience division. This is a full-time role that will provide commercial and product support for the business. The ideal candidate is someone who is passionate about the customer experience j...
Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Assistant General Counsel Duties: Assist the Chief Legal Officer and senior management in identifying and managing significant legal and compliance risks and opportunities. Serve as a strategic legal advisor to the company, providing legal advice and services in a variety of areas, which may includ...
Advertising & Marketing Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Job Title: Advertising, Financial Tech and Call Center Compliance Attorney - 0187 Salary: Competitive and based on experience Experience: Minimum of four years' experience in consumer marketing and advertising reviews, fin-tech regulatory, call center (telesales), and contract drafting Departme...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SEO friendly job title: Senior Director, Investigations - All FINRA Locations H1 Heading: Senior Director, Investigations - All FINRA Locations H2 Headings: - Develop and Implement Strategic Plans - Collaborate with Internal and External Parties - Manage Investigation Directors - Recruit, ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...