28 jobs found for

Financial Regulatory Attorney Jobs in Charlotte

per page
  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...

  • Employment Law - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Summary: - Job title: Employment Attorney - Salary: Competitive and based on experience - Job location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA - Category: Audit, Risk, Legal and Finance - Posted date: 10/29/2024 - Regular or Temporary: Regular - Langu...

  • Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...

  • Real Estate- Commercial Transactions Attorney / Real Estate - Leasing Attorney / Real Estate - Residential Transactions Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Min Hiring Rate $100,000.00 Max Hiring Rate $200,000.00 Travel Required Yes The Law Firm of Parker Poe is seeking a Senior Leasing Attorney to join their Real Estate & Commercial Development Practice Group. This role is open to experienced attorneys with six or more years of experience in...

  • Corporate - General Attorney / Litigation - General (consumer) Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: General Counsel - NC (10994) Requisition ID 10994 - Posted 03/16/2024 - Charlotte Area Office Tyvola C (5801) - Legal - JD About Lane Construction: - One of America's leading construction companies with nearly 130 years of experience - Specializes in large, complex civil infrastructure pro...

  • Finance - Structured Finance Attorney in Huntersville, NC

    Huntersville, NC

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: EEO Policy, click here for more information. To apply, please select the “Apply” button located at the top of this page. You will be directed to our online application process. The process will take you approximately 10-15 minutes to complete. H1: Structured Products & Treasury Associate C...

  • Corporate - Compliance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...

  • Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...

  • Litigation - Class Actions - Defense Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 18, 2024

    SUMMARY: Law Firm Seeking Regulatory Investigations, Strategy Enforcement Associate in Multiple Offices Troutman Pepper, a leading law firm, is seeking an experienced associate for their Regulatory Investigations, Strategy Enforcement (RISE) practice group. The position is available in any of the firm...

  • Data Privacy - Transactional Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: First Name * Last Name * Email * Phone Resume/CV * Drop files here Attach Dropbox Google Drive Paste LinkedIn Profile Website How to Apply Privacy & Compliance Counsel at Credit Karma - Charlotte, NC Salary: Not mentioned in text Job Title: Privacy & Compliance Counsel ...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Salary information: - The salary range for this position is $242,000 - $399,100 per year. - Compensation is based on data-driven market analysis and may vary depending on experience and qualifications. - Salaries may be adjusted based on performance evaluations and promotions. Job title: Depu...

  • Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 08, 2024

    SUMMARY: Please do not share any of your personal information or experiences that could compromise your security, or the security of others. c. Wells Fargo will only communicate with you through Wells Fargo's recruiting email address, Wells Fargo employees' corporate email addresses, or through an authori...

  • Litigation - General (consumer) Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Business Litigation Senior Associate – Charlotte Parker Poe is seeking a Business Litigation Senior Associate to join our team in Charlotte, North Carolina. This is an excellent opportunity to work with a close-knit team that has a national practice and appears before state and federal courts t...

  • Health Care - Compliance, Transactions, HIPAA Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Senior Health Care Attorney - 6 Years Experience - Raleigh, NC/Charlotte, NC - Join a tight-knit team at Parker Poe with a focus on representing Southeast's largest companies and local governments. - Mentorship, professional development, and internal referrals are encouraged within the firm. - S...

  • Energy - Renewables - Transactional Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: SEO Friendly Job Title: Assistant General Counsel – Environmental Finance H1: Join U.S. Bank as an Assistant General Counsel in Environmental Finance H2: Support Renewable Energy Projects and Impact Finance Bold Headlines: - Join a Journey to Do Our Best with U.S. Bank - Discover Your...

  • Trusts and Estates - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Summary: Senior Corporate Counsel - Institutional Trust and Custody Attorney Category: Corporate Functions & Risk Job Type: Full-time Job Title: Senior Corporate Counsel - Institutional Trust and Custody Attorney Experience: Five or more years practicing law in an in-house legal departme...

  • Corporate - M&A Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 27, 2024

    SUMMARY: Please do not use any third-party or external content to communicate your qualifications or enhance your job application. H1: Senior Counsel, Senior Assistant Vice President - M&A at Wells Fargo H2: Join the Strategic Transactions Section in the Legal Department Senior Counsel, Senior Assista...

  • Legal Staff Paralegal in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Summary: Job Title: Paralegal, Advice & Wealth Management Legal Salary: Not specified Experience: 1-3 years Location: Charlotte Company: Leading financial services company Department: General Counsel's Organization Key Responsibilities: - Provide legal support to Group Counsel and associ...

  • Legal Staff Paralegal in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Senior Legal Analyst – Trust Administration: Location: Charlotte, NC, US . Scottsdale, AZ, US . Malvern, PA, US Salary: Competitive Experience: Minimum of five years related work experience in the trust and estate planning industry preferred. Job Description: - Partners with counsel...

  • Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: Senior Counsel - Equipment Finance: Job Title: Senior Counsel - Equipment Finance Company: Huntington Equipment Finance, a division of The Huntington National Bank Location: Cincinnati, Ohio or Columbus, Ohio Salary Information: Not specified in the job description. Salary may vary b...

People Also Searched