Financial Regulatory Attorney Jobs in California
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Finance - Banking Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Product Counsel, Lending: Job Description and Salary Information About Figure - A disruptive financial services company revolutionizing the industry with its cutting-edge technology platform - #1 non-bank HELOC provider in America - Raised $469 million from top investors such as Ribbit Capit...
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Finance - Banking Attorney / Litigation - Consumer Finance- Defense Attorney / Real Estate - General Attorney in Palo Alto, CA
Palo Alto, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Summary: Wealthfront, a leading consumer fintech company, is seeking a Mortgage Product Counsel with a JD degree and 5 years of legal experience to provide legal advice and support on mortgage law compliance, RESPA expertise, loan officer regulation, transactional support, litigation and risk mana...
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Finance - Banking Attorney in San Jose, CA
San Jose, CA
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Senior Counsel, Payments – Join a Global Ecommerce Leader! H1: Senior Counsel, Payments – Empower the Future of Ecommerce with eBay H2: Join a Collaborative Team of Legal Experts Overview: eBay, a leading global ecommerce platform, is seeking a highly skilled and collaborative Senior Counsel,...
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Corporate - General Attorney / Finance - Banking Attorney in San Jose, CA
San Jose, CA
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: H1: Executive Vice President & General Counsel - Heritage Bank of Commerce H2: Strategic Legal Leadership and Corporate Governance Expertise Bold Headlines: - Key Role in Executive Leadership Team - Legal Advisor to CEO and Board of Directors - Managing External Legal Counsel and Complex Lega...
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Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...
Corporate - General Attorney / Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: The Senior Counsel - Commercial Lending & Transactional position in Los Angeles, California is a hybrid role within the legal department of City National Bank. This role requires a minimum of 10 years of experience providing legal counsel and advice in a specific area of expertise. The Senior Counse...
Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Please note that we do not accept resumes from agencies or recruiters unless we have an open agreement in place, so please do not contact us unsolicited. Summary: Airwallex is a global payments and financial platform for businesses, valued at US$5.6 billion and backed by world-leading investor...
Finance - Financial Services Regulation Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Please note, Airwallex reserves the right to change, amend, or discontinue any or all aspects of its compensation and benefits plans at any time without prior notice. Job Title: Senior Regulatory Counsel, Americas Department: Legal, Risk and Compliance Experience: 8 years post-qualification ...
Finance - Project Finance Attorney in Newport Beach, CA
Newport Beach, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: #LI-DD1 About Pacific Life: For more than 150 years, Pacific Life has offered innovative products and services including life insurance, annuities, and mutual funds, along with a variety of investment products, all of which provide The Power to Help You Succeed. We firmly believe each employee...
Litigation - Consumer Finance- Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Assistant General Counsel, Regulatory Location: Lehi, UT or San Francisco, CA Time Type: Full Time Job Requisition ID: R0006664 Posted 6 Days Ago Job Summary: LendingClub is looking for an experienced and highly skilled Assistant General Counsel to join their legal team. The role requires strong le...
Fintech & Blockchain Attorney in San Mateo, CA
San Mateo, CA
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Summary: Upstart is a leading AI lending marketplace that partners with banks and credit unions to expand access to affordable credit. They are looking for a Lead Automotive Product and Regulatory Counsel to support their automotive lending team and help develop new products and establish a legal...
Attorney in Oakland, CA
Oakland, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: External hires must pass a background check/drug screen. Qualified applicants with arrest and/or conviction records will be considered for employment in a manner consistent with federal and state laws, as well as applicable local ordinances, including but not limited to the San Francisco and Los Ang...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years in securities regulatory enforcement, prior employment at a law firm and/or with a securities regulator highly desirable Location: Fort Mill/Charlotte, Boston, MA, San Diego, CA, Washington DC Time Type...
Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...
Employment Law - General Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Summary: Job Title: AVP, Associate Counsel, Employment Business Unit Support Job ID: R-040469 Company: LPL Financial Locations: Fort Mill, South Carolina; San Diego, California Category: Legal Salary Range: $128,900.00 - $214,900.00 Experience: 3 years employment law experience Education:...
Data Privacy - Transactional Attorney in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: In addition, if you are a California resident, we are committed to providing reasonable accommodations to your known physical or mental disabilities to enable you to apply for and pursue employment opportunities at Better. Any applicant requiring an accommodation in connection with the hiring proces...
Data Privacy - Transactional Attorney in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Salary Information: The salary for this position is competitive and will be based on experience and qualifications. Better also offers a comprehensive benefits package, including healthcare, retirement, and voluntary benefits. Some of our benefits include medical, dental, vision, health savings a...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: - Job Title: VP Assistant General Counsel - Experience: 5-7 years - Location: San Diego, Fort Mill/Charlotte - Time Type: Full Time - Job Requisition ID: R-041008 Responsibilities: - Provide legal support for LPL Financial's financial services business - Review, revise, and develop internal...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Ares Management Corporation is an Equal Opportunity Employer M/F/D/V. Ares Management Corporation offers competitive compensation packages. We are seeking an experienced Counsel, Securities & Corporate to join our legal team in Los Angeles, CA. The ideal candidate will have a JD and 3-5 years ...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...