Financial Regulatory Attorney Jobs in Boca Raton
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Healthcare Third Party Liability Regulatory Specialist
Performant Financial Corporation | Sunrise, FL
Type: Full-Time | Posted Date: Sep 01, 2020
SUMMARY: Healthcare Third Party Liability Regulatory Specialist Duties: Identify, research, understand state and Federal laws and regulations that impact eligibility and claiming integrity products and services Collaborate with and provide recommended actions to senior management in addressing potential leg...
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Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
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Litigation - Construction - General Attorney / Litigation - Commercial Attorney / Litigation - Securities Litigation - Defense Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 20, 2024
SUMMARY: Experience Level 5-7 Years Required Qualifications At least five (5) years of complex commercial litigation experience representing companies in a variety of federal and state litigation matters Admission to the Florida Bar Preferred Qualifications Experience in financial fraud, ...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Data Privacy - Transactional Attorney in Sunrise, FL
Sunrise, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Summary: Title: Privacy & Data Protection Counsel Location: Jacksonville, FL and Virtual Job Description: - Manage legal business matters to protect the enterprise’s rights in contract negotiations, settlements, litigation and business practices - Focus on employment law, corporate compliance, ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Legal Staff Paralegal in Sunrise, FL
Sunrise, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Paralegal - Legal Affairs: Salary, Job Title, and Experience Information American Express (referred to as "company") is seeking a Paralegal to join their General Counsel's Organization. This role will involve providing support to the Senior Paralegal and Counsel in responding to legal orders, ana...
Finance - Banking Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Salary Information Salary: Competitive Job Schedule: Full time Job Shift: Day Job Category: Private Bankers Job Identification: 210527026 J.P. Morgan is a global leader in financial services, offering solutions to the world's most important corporations, governments and instit...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The role of Enforcement Director is a highly specialized and senior level position within the organization. As such, it requires a high level of experience and expertise in secu...
Corporate - Contract Law Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: Travel: No H1: Senior IT Contracts Attorney at Progressive H2: Join Forbes' Best Employer for Diversity and Work in Corporate Legal The Role: As a senior IT contracts attorney at Progressive, you will have the opportunity to work closely with our procurement and sourcing teams to review, d...
Corporate - M&A Attorney / Corporate - Private Equity Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Aug 09, 2024
SUMMARY: Law Firm Seeks Corporate M&A Private Equity Associate Location: Flexible Job ID: 810 Are you a talented corporate associate with 4-6 years of experience in M&A and private equity transactions? Do you have a strong background in an Am Law 100 law firm? If so, we want to hear from you. Our law fi...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
Corporate - General Attorney in Lake Worth, FL
Lake Worth, FL
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Transactional Attorney (Transactional Experience Required) We are currently seeking an experienced Transactional Attorney with a Portable Book of Business to join our growing law firm in Orlando, Fort Lauderdale, Lake Worth, or Tampa. This is a great opportunity for someone looking to join a larg...
Tax - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: SEO Friendly Job Title: Tax Senior Manager - Private Equity (East Region City Locations) H1: Join Our Team as a Senior Tax Manager for Private Equity Clients! H2: Exciting Opportunity for Experienced Tax Professionals in 26 Locations! Position Summary: - Seeking a Senior Tax Manager with exper...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...