Financial Regulation Associate Jobs in Sunrise
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Corporate - Asset/Investment Management Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Attorney – US Investment Management (Mutual Funds, ETFs and Digital Assets) Franklin Templeton is a leading global investment management firm that offers a variety of opportunities for growth and advancement. We are currently seeking a Senior Attorney to join our legal team in various lo...
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Tax - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: McLean, VA, United States Department People & Culture Nonprofit Tax Manager Job in McLean, VA Are you a highly experienced tax professional with a passion for helping nonprofit organizations? BDO is seeking a Nonprofit Tax Manager to join our team in McLean, VA. In this role, you will be respons...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Tax Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the Additio...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Insurance Defense - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Aug 14, 2024
SUMMARY: Director, Surety Claims The candidate will provide effective claims handling, serving as decision maker on the more complex contract and commercial Surety matters and multi-project defaults. Work with head of Surety claim in establishing priorities, driving change, ensuring results, and impacting e...
Insurance Defense - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 14, 2024
SUMMARY: Director, Surety Claims The candidate will provide effective claims handling, serving as decision maker on the more complex contract and commercial Surety matters and multi-project defaults. Work with head of Surety claim in establishing priorities, driving change, ensuring results, and impacting e...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Offices - Apply Now! H1: Join Our Team as a Corporate/M&A/Securities/Finance Transactional Attorney H2: 6 Years of Experience Required - Competitive Salary and Benefits Offered - Law firm seeking experienced corporate attorneys for multiple office...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 08, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Strategic Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market Regulati...
Tax - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: 200 S Orange Ave, Sarasota, FL, 34236, US 600 Brickell Ave, Miami, FL, 33131, US 201 S Orange Ave, Orlando, FL, 32801, US 111 N Orange Ave, Orlando, FL, 32801, US 301 E Pine St, Orlando, FL, 32801, US 1801 N. Military Trail, Boca Raton, FL, 33431, US 100 S Ashley Dr, Tampa, FL, 33602, US 1 N Clemati...
Tax - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: Crowe will not be obligated to pay any referral or hiring fees for the hiring of a candidate submitted by an agency other than its approved recruitment partners. For more information, please visit Crowe website. Summary: Position: Tax Partner - Financial Services Company: Crowe LLP Experienc...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 20, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Associate Principal Analyst, Risk Monitoring - Any FINRA Location ...
Finance - Financial Services Regulation Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 19, 2024
SUMMARY: & Compliance Summary: We are looking for a Counsel, Financial Services to join our team at TransUnion. The Counsel will be the primary contract support for the assigned business unit with a focus on Financial Services. This position will require a Juris Doctorate (JD) degree with 0 to 3 year...