78 jobs found for

Financial Regulation Associate Jobs in North Carolina

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  • Finance - Banking Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Salary Information: - Competitive salary based on experience and qualifications - Comprehensive benefits package including medical, dental, vision, 401k, and more - Opportunities for professional development and career growth Job Title: Financial Services Associate Experience Information: ...

  • Corporate - General Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Target salary range AL, AR, AZ, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, ME, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WI, WV, WY: $97,600-$136,650 Other locations: $89,000-$124,600 Legal Counsel (Corporate and Commercial Transaction...

  • Corporate - Contract Law Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The AVP, Associate Counsel, Institutional Services will be responsible for providing legal advice and support to the Institutional Services business at LPL Financial. This role will involve drafting and negotiating agreements, providing guidance on securities, banking, and insurance regulations, and...

  • Corporate - Asset/Investment Management Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Please note, any information provided regarding a job application will not be kept on file and will not be used in any manner for any other purpose. Title: VP, Assistant General Counsel, Alternative Investments - Join LPL Financial's Legal Team H1: Join the LPL Financial Legal Team as VP, As...

  • Employment Law - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Summary: - Job title: Employment Attorney - Salary: Competitive and based on experience - Job location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA - Category: Audit, Risk, Legal and Finance - Posted date: 10/29/2024 - Regular or Temporary: Regular - Langu...

  • Real Estate - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Summary: - Job Title: Associate General Counsel II - Litigation - Salary: Competitive, based on experience - Location: Charlotte, North Carolina, USA - Category: Audit, Risk, Legal and Finance - Experience: 10 years post-bar experience - Language Fluency: English - Work Shift: 1st shift (U...

  • Finance - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 15, 2024

    SUMMARY: Summary: The Assistant General Counsel at OneMain Financial will have the opportunity to work with a dynamic legal team and support the growing consumer credit card business. They will provide counsel on laws and regulations impacting consumer card account marketing, origination, issuance, and se...

  • Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...

  • Legal Staff Paralegal in Wilmington, NC

    Wilmington, NC

    Type: Full Time | Posted Date: Nov 10, 2024

    SUMMARY: Salary Information: This role offers a competitive salary based on experience and qualifications. Full benefits package including medical, dental, vision, 401k, and paid time off. Opportunities for growth and career development within the company. Job Title: Associate Modification Paralegal...

  • Finance - Banking Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: Undergraduate transcript (if available) Writing sample Commercial Finance Attorney - Join a Leading Commercial Law Firm in North Carolina Position Overview: Wyrick Robbins, a prestigious commercial law firm in North Carolina, is looking for a highly experienced Commercial Finance Attorn...

  • Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Commercial Attorney / Litigation - Criminal Law Attorney / Litigation - Securities Litigation - Defense Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: Job Title: Litigation Associate (2 Years) Salary: Competitive salary based on experience Experience: 2-6 years (firm or government) Location: Charlotte, NC Law Firm Seeking Experienced Litigation Associate in Charlotte H1: Join Our Team as a Litigation Associate in Charlotte, NC H2: Gain Experien...

  • Corporate - Compliance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 19, 2024

    SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...

  • Corporate - Technology Transactions Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 21, 2024

    SUMMARY: Your future team We are a global, diverse and award-winning team that has been recognized for its leadership and innovative solutions. Our Legal, Compliance, Regulatory and Government Affairs (LCRG) department is comprised of attorneys and other professionals providing high-quality advisory and t...

  • Corporate - Contract Law Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 14, 2024

    SUMMARY: Corporate Counsel - Join a Dynamic Legal Team at Geosyntec Are you looking for a fulfilling career that allows you to make a positive impact on the world? Geosyntec is seeking a Corporate Counsel to join our innovative and international engineering and consulting firm. This position is available at...

  • Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 18, 2024

    SUMMARY: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H1: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H2: Opportunity for a Talented Lawyer with HEF Senior Counsel-Equipment Finance - Job Description and Responsibilities: - Review, negotiate an...

  • Finance - Banking Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 28, 2024

    SUMMARY: Product Counsel, Lending: Salary, Job Title, and Experience Information About Figure - Revolutionizing financial services with disruptive technology platform - #1 non-bank HELOC in America - $11 billion in loan volume originated - Raised $469 million from top investors About the Role ...

  • Corporate - Contract Law Attorney / Litigation - General (consumer) Attorney in Chapel Hill, NC

    Chapel Hill, NC

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: The General Counsel at Piedmont Health Services (PHS) is a crucial and influential role within the organization. This individual will serve as the primary legal advisor for PHS and will provide expert legal advice on a variety of legal matters. The General Counsel will play a critical role in ensuri...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Greensboro, NC

    Greensboro, NC

    Type: Full Time | Posted Date: Nov 10, 2024

    SUMMARY: • Minimum of 3 years of experience in securities, bank regulatory, and corporate transactional matters • Strong academic credentials • Excellent written and verbal communication skills • Ability to work independently and be a team player • A general familiarity with 1933 Act and 1934 A...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Raleigh, NC

    Raleigh, NC

    Type: Full Time | Posted Date: Nov 10, 2024

    SUMMARY: • Juris Doctorate degree from an accredited law school and current license to practice law in North Carolina • 5 years of experience in securities, bank regulatory, and corporate transactional work • Knowledge of the 1933 Act, 1934 Act, and other federal and state securities laws • Abili...

  • Bankruptcy-General Attorney / Bankruptcy – Restructuring (Chap. 11) Attorney / Finance - Banking Attorney / Franchise Law Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 02, 2024

    SUMMARY: Job TitleMidlevel Restructuring & Insolvency Associate Experience4 years K&L Gates, a global law firm, is seeking a midlevel Restructuring and Insolvency associate to join their team in one of their offices in Newark, New York, Raleigh, or Charlotte. The ideal candidate should have at least fou...