Financial Regulation Associate Jobs in Lake Worth
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Locations in the US Are you a highly skilled corporate attorney with experience in mergers and acquisitions, fund formation, finance, and/or securities? Do you have a strong academic background and excellent communication skills? If so, we want to h...
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Job Title: Corporate Attorney Department: Corporate Law Law Firm: Confidential Location: Delaware, Florida, Maryland, New Jersey, New York, Texas Experience: 3 years Bar Admission: Required Salary Range: $240,000 to $315,000 Are you an experienced corporate attorney looking for a new opportu...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Strategic Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market Regulati...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Senior Analyst, Public Offerings - Remote (Full Time) The Senior Analyst in Corporate Financing Public Offerings at FINRA is responsible for analyzing complex and high-profile public offering transactions. This is an intermediate-level professional role that requires a Bachelor's degree and at le...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Real Estate - Finance Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Position: Senior Real Estate Attorney Location: New York, New Jersey, Maryland or Florida Salary: $275,000 - $450,000 Experience: Commercial real estate finance, leverage transactions, preferred equity, joint ventures Bar Admission: Required in one or more states where the Firm has an office and...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Corporate - General Attorney in Lake Worth, FL
Lake Worth, FL
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Transactional Attorney (Transactional Experience Required) We are currently seeking an experienced Transactional Attorney with a Portable Book of Business to join our growing law firm in Orlando, Fort Lauderdale, Lake Worth, or Tampa. This is a great opportunity for someone looking to join a larg...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Summary: The Domestic/Federal Tax Senior Manager - Partnership Tax at PwC is responsible for providing internal services related to financial services, treasury, and taxation. This role involves working with a team to provide a full range of taxation services to PwC, including complex financial rep...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Tax - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: McLean, VA, United States Department People & Culture Nonprofit Tax Manager Job in McLean, VA Are you a highly experienced tax professional with a passion for helping nonprofit organizations? BDO is seeking a Nonprofit Tax Manager to join our team in McLean, VA. In this role, you will be respons...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: McLean, VA, United States Position Type Experienced Employment Type Regular BDO is currently seeking a Tax Manager for our Nonprofit practice in McLean, VA. In this role, you will be responsible for advising clients on the tax implications of their business objectives, evaluating and sele...