17 jobs found for

Financial Regulation Associate Jobs in Jericho

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  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: H1: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Full Time Position, R-008444 - Conduct risk monitoring activities and ongoing risk assessments for FINRA members, reporting to a Risk Monitoring Director - Responsible for lead role in monitoring FIN...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Vice President, Regulatory Liaison will serve as the primary liaison and representative for Member Supervision executive leadership in developing and maintaining strong working relationships with external regulators including the SEC and other Federal and State Regulators. They will also serve a...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Investigations Director, Specialist Team, is a senior-level professional position within the organization, responsible for managing examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. This role involves developing and super...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Title: Principal Analyst, Risk Monitoring - FINRA Location Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC/Maryland: Minimum Salary $106,400, Maximum Salary $191,800 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $92,500, Maximum Salary $1...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate Principal Analyst, Risk Monitoring - Any FINRA Location: Full Time As an Associate Principal Analyst for Risk Monitoring at FINRA, you will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position with staff dev...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every aspect of the securities business—from registering and...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 12, 2024

    SUMMARY: We understand the importance of accurate and timely tax reporting in the financial services industry. As the Tax Senior Manager in our Customer Tax Operations and Reporting team, you will have the opportunity to work with a diverse range of clients and projects, providing critical advice and support...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: If you are located in the US and would like to be considered for employment opportunities with EY, please visit EY Careers USA at https://www.ey.com/en_us/careers. H1: Tax Manager - Financial Services - Customer Tax Operations and Reporting H2: Join EY's Dynamic Tax Services Team EY, a global...

  • Litigation - Securities Litigation - Defense Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: ORGANIZATION is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. ...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Aug 05, 2024

    SUMMARY: Are you a highly-motivated and out-of-the-box thinker with a degree in law? Deloitte is currently recruiting for a Full-Time Tax Consultant (JD) to join their team. This position offers the opportunity to work directly with clients, collaborate with high-performing teams, and develop solutions to co...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Job Title: Tax Senior - Real Estate Tax (East Region Office Locations) Experience: Minimum of 3 years experience providing tax planning services or preparing client work papers and income tax returns Salary Range: $63,420 to $144,300 (not adjusted for geographic differential) Locations: 22 locati...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Jul 29, 2024

    SUMMARY: Summary: - Job Title: Tax Manager - Financial Services-Insurance Tax (East Region City Locations) - Salary Range: $84,980 to $193,440 (based on experience and qualifications) - Job Type: Full-time, hybrid work model (2-3 days in person) - Locations: 22 available locations in the East Region -...