Financial Regulation Associate Jobs in Jericho
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
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Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every aspect of the securities business—from registering and...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: H1: Senior Director, Investigations - All FINRA Locations H2: Lead and implement strategic direction of Cause Investigations program Organization: FINRA Job Title: Senior Director, Investigations Experience: Significant securities, compliance or financial regulatory experience Salary: Depende...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer H1: Senior Director & RSA Advisor, Enforcement - Full Time H2: Expert Legal and Policy Advisor for Enforcement Department Organization: FINRA (Financial Industry Regulatory Authority) Location: Remote Salary Range: $149,600 - $35...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: We understand the importance of accurate and timely tax reporting in the financial services industry. As the Tax Senior Manager in our Customer Tax Operations and Reporting team, you will have the opportunity to work with a diverse range of clients and projects, providing critical advice and support...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: If you are located in the US and would like to be considered for employment opportunities with EY, please visit EY Careers USA at https://www.ey.com/en_us/careers. H1: Tax Manager - Financial Services - Customer Tax Operations and Reporting H2: Join EY's Dynamic Tax Services Team EY, a global...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Are you a highly-motivated and out-of-the-box thinker with a degree in law? Deloitte is currently recruiting for a Full-Time Tax Consultant (JD) to join their team. This position offers the opportunity to work directly with clients, collaborate with high-performing teams, and develop solutions to co...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: ORGANIZATION is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. ...