Financial Regulation Associate Jobs in Fort Lauderdale
-
Corporate - Contract Law Attorney / Insurance Defense - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Salary Information: The pay range for this position is $116,900.00 - $195,300.00, based on factors such as candidate background, experience, and work location. This range also allows for potential salary growth within the position. Job Title: Senior Counsel, Global Auto Experience Info...
-
Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Job Title: Corporate Attorney Department: Corporate Law Law Firm: Confidential Location: Delaware, Florida, Maryland, New Jersey, New York, Texas Experience: 3 years Bar Admission: Required Salary Range: $240,000 to $315,000 Are you an experienced corporate attorney looking for a new opportu...
-
Finance - Banking Attorney in Hollywood, FL
Hollywood, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: Job Title: Junior Counsel Location: Hollywood, FL Company: A&D Mortgage Salary: Competitive, based on experience Position Type: Full Time A&D Mortgage, a Florida-based Nationwide Mortgage Lender, is seeking a highly detail-oriented Junior Counsel to join their legal department. This position ...
-
Corporate - M&A Attorney / Corporate - Venture Capital/Emerging Companies Attorney in Hollywood, FL
Hollywood, FL
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: The Corporate Counsel position at A&D Mortgage is a great opportunity for a highly qualified and experienced legal professional to join our team. With over 20 years of success in providing residential and commercial loans, our Florida-based Nationwide Mortgage Lender is looking for a skilled Corpora...
-
Finance - Banking Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: First American Bank is an equal opportunity employer and gives consideration for employment to qualified applicants without regard to race, sex, ethnicity, color, national origin, religion, age, disability, sexual orientation, gender identity, genetic information, veteran status, pregnancy or any ot...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Strategic Advisor, Market Regulation & Transparency Services Salary Information: Minimum $149,600, Maximum $351,200 Full-Time Position R-008276 Job Requisition ID Posted Today Work Location: Various (CA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Leadership and Strategic Support for Market Regulati...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
Government Contracts Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Salary information: The salary for this position ranges from $80,000 to $120,000 depending on experience and qualifications. This is a full-time, exempt position with benefits. Job title: Legal Counsel Experience information: - Minimum 3 years of experience as a practicing attorney -...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Senior Analyst, Public Offerings - Remote (Full Time) The Senior Analyst in Corporate Financing Public Offerings at FINRA is responsible for analyzing complex and high-profile public offering transactions. This is an intermediate-level professional role that requires a Bachelor's degree and at le...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is the Financial Industry Regulatory Authority, Inc., and is an independent, non-governmental regulator of securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with th...
Finance - Project Finance Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Minimum 500 words Job Title: Mid/Senior-level Project Finance Associate Experience: 3-6 years Salary: $260,000-$390,000 per year (based on location and experience) Baker McKenzie, a leading global law firm, is seeking a highly skilled associate attorney with 3-6 years of experience to join t...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: In today's fast-paced and ever-evolving financial industry, risk monitoring is crucial for ensuring the stability and integrity of the market. As such, FINRA, the Financial Industry Regulatory Authority, is seeking a highly experienced and skilled Senior Director of Risk Monitoring to join their tea...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Other Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 03, 2024
SUMMARY: ADM Job Type Experienced Travel No Job Posting Jun 10, 2021, 12:00:00 AM Unposting Date Ongoing Req ID 077009 The company is seeking a Senior Regulatory Counsel to join their North America Office of General Counsel. The ideal candidate will have at least 8 years of experience in a law firm, ...
Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Mid- to Senior-level Corporate Securities Associate The candidate will take the lead role or a primary role in SEC and financial reporting matters for key clients and be part of a growing local and global team. Can also expect to be involved with a variety of assignments and receive valuable hands-...