35 jobs found for

Financial Regulation Associate Jobs in Columbia

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  • Finance - Banking Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 04, 2024

    SUMMARY: Financial Services Associate - Join Our Growing Team at Leading Law Firm! Responsibilities: - Work on regulatory compliance, creditors' rights, and commercial loan transactional matters - Handle lending and deposit regulatory compliance, loan transactions, and workouts and collections - Engage...

  • Corporate - General Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Target salary range all other locations: $100,800-$140,000 *Base pay is determined by the education, experience, knowledge and qualifications of the individual hired. Position Requirements: - Bachelor's degree and law degree (J.D.) required - 2-5 years of corporate/commercial legal experie...

  • Corporate - General Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: Vice President, Corporate Financing Department - Salary Information Salary Range: $175,600 - $345,700 Job Title: Vice President, Corporate Financing Experience: Minimum of 10 years in the securities industry with experience in FINRA's Corporate Financing Rules Organization: FINRA (Financ...

  • Corporate - General Attorney / Administrative Law Attorney / Litigation - Appellate Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 19, 2024

    SUMMARY: H1: Assistant Counsel (Code Enforcement) - Board of Municipal and Zoning Appeals (NCS) H2: Legal Professional with Strong Municipal and Zoning Experience Needed for Baltimore City Board Summary: The City of Baltimore is seeking a proactive, skilled legal professional to serve as Assistant Couns...

  • Corporate - General Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Nov 27, 2024

    SUMMARY: SEO Friendly Job Title: Senior Corporate Counsel - Remote East Coast H1: Join Our Team at Corza Medical - Senior Corporate Counsel Position Available H2: Providing Legal Counsel and Compliance Management for a Leading Medical Company Company Overview: Corza Medical is a trusted provider of...

  • Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Private Equity Attorney / Intellectual Property - General Attorney in Towson, MD

    Towson, MD

    Type: Full Time | Posted Date: Dec 08, 2024

    SUMMARY: Transactional Associate Attorney - Technology Law Firm Responsibilities: • Conduct thorough legal research and analysis, and draft and negotiate a variety of technology agreements, including licensing, e-commerce, service, development, and distribution transactions, convertible notes, and Y Co...

  • Finance - Banking Attorney in Linthicum, MD

    Linthicum, MD

    Type: Full Time | Posted Date: Nov 11, 2024

    SUMMARY: We are committed to promoting a culture of inclusion and respect where everyone feels valued and supported. Bullet Points: - Job Title: Staff Attorney - Mortgage Lending - Salary: Varies based on experience and qualifications - Location: Linthicum, MD - Department: Legal - Company: NFM Lendi...

  • Attorney in Hyattsville, MD

    Hyattsville, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Management and Program Analyst Department of the Treasury Bureau of the Fiscal Service Summary PLEASE NOTE: Based on the current hiring restrictions, selectees may be subject to additional approvals prior to an offer being extended. This position is located at Bureau of the Fiscal Service, ...

  • Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Budget Analyst Department of the Interior Geological Survey Geological, Energy, and Minerals Science Center Summary What General Information Do I Need To Know About This Position? GS-07 Salary: $51,161 (Step 01) to $72,703 (Step 10) GS-09 Salary: $62,579 (Step 01) to $88,926 (Step 10) ...

  • Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Technical Writer-Editor Department of the Interior Geological Survey Office of Communication and Publishing Summary Base salary listed - Salary is dependent upon the associated duty station which will be determined upon hire. You may look up salary listed on these locality tables OPM Locality...

  • Attorney in Bethesda, MD

    Bethesda, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: PROGRAM ADMINISTRATIVE SPEC Department of Defense Uniformed Services University of the Health Sciences Summary You will serve as a PROGRAM ADMINISTRATIVE SPECIALIST in the Office of Student Affairs, School of Medicine of UNIF SRVS UNI OF THE HLTH SCI. This job is open to Internal to an ag...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 25, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 24, 2024

    SUMMARY: Principal Investigator, Anti-Fraud Investigations - All FINRA Locations Apply Logo locations Rockville, MD (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job ...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Dec 10, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA is currently seeking a Senior Director, Investigations to join our team in various locations across the US. This is a full-time position with competitive salary and benefits. As a Senior Director, Investigations, you will lead and implement the strategic direction of the Cause Investigations p...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: "Organization is seeking a Senior Director, Risk Monitoring to join their team in various locations. This full-time position will be responsible for overseeing the risk assessment and execution of examinations for a specific Firm Group. The ideal candidate will have significant experience in securit...

  • Attorney in Baltimore, MD

    Baltimore, MD

    Type: Full Time | Posted Date: Dec 18, 2024

    SUMMARY: Chief The candidate manages the development and implementation of department goals, objectives, policies, and priorities for each assigned service area; establishes, within city policies, appropriate service, and staffing levels; and allocates resources, accordingly. Acts as the official representa...