Financial Regulation Associate Jobs in Colorado
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: Experience working with public companies and international subsidiaries. Experience with data privacy and security regulations. Experience with building and scaling processes within a legal function. Experience working with a technology company. Salary information: The salary for this po...
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Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Corporate Attorney (3-5 years): Capital Markets and Securities Law Firm in Colorado, Utah, Idaho, or Nevada H1: Join Our Dynamic Corporate Group: 3-5 Years Experience in Capital Markets and Securities Required H2: Grow Your Career with a Leading Law Firm in the Mountain States - Seeking a mid...
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Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Offered salary will be based on your skills, experience and education. Massachusetts: Salary range for this position: 140,000 USD to 190,000 USD. Offered salary will be based on your skills, experience and education. SS&C is a global provider of investment and financial services and software f...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in Aspen, CO
Aspen, CO
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Job Title: Corporate Attorney - Capital Markets and Securities (5 years) Location: Colorado, Utah, Idaho, or Nevada offices Salary: $205,000 - $305,000 (merit-based) Department: Corporate (Securities & Capital Markets) H1: Join Holland & Hart's Robust Securities & Capital Markets Practice as ...
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Corporate - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: ## Corporate Counsel Job ### Job Summary We are a rapidly growing telecommunications company looking for a Corporate Counsel to join our legal team. This position will report directly to the Chief Legal Officer, and will have an opportunity to learn and grow with a quickly expanding and successf...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Corporate and Securities Associate Position at Prestigious Law Firm in San Francisco, New York, or Denver H1: Join Our Team as a Corporate and Securities Associate at a Top Law Firm in San Francisco, New York, or Denver H2: Exciting Opportunity for Experienced Corporate and Securities Associat...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Deputy Chief Counsel, Division of Registration and Inspections: Salary Information, Job Title, and Experience Information Salary Information: - Compensation ranges from $242,000 - $399,100 per year, based on market analysis - Immediate vesting and contributions matched dollar for dollar, up to 7% o...
Tax - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Job Title: Senior Consultant, Tax Controversy Department: National Federal Tax Services Experience: 3 years of tax experience, 1-2 years of federal tax experience Locations: 26 locations nationwide Position Summary: - Seeking experienced advocate for resolving federal tax controversies - ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: The financial industry is constantly evolving, and with that comes the need for strong risk monitoring and management. As a Senior Director of Risk Monitoring at FINRA, you will be responsible for overseeing the risk assessment, planning, and execution of examinations for a specific Firm Group or Su...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Durango, CO
Durango, CO
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Fort Collins, CO
Fort Collins, CO
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Colorado Springs, CO
Colorado Springs, CO
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Westminster, CO
Westminster, CO
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Grand Junction, CO
Grand Junction, CO
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Criminal Investigator (Special Agent) Direct Hire Department of the Treasury Internal Revenue Service Summary Positions under this announcement are being filled using a Direct Hire Authority (DHA). Click on "Learn more about this agency" button below to view Eligibilities being considered a...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2: Take on a Leadership Role in Risk Monitoring at FINRA Bold Headlines: - Conduct Risk Monitoring for High Impact and Complex Firms - Mentor and Lead Junior St...
Litigation - Class Actions - Defense Attorney in Colorado Springs, CO
Colorado Springs, CO
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: USAA is an EEO/AA Employer - applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability, genetic information, sexual orientation, gender identity or expression, pregnancy, veteran status or any other status protected by law. US...
Insurance Coverage Attorney / Litigation - False Claims Act & Qui Tam - Defense Attorney in Colorado Springs, CO
Colorado Springs, CO
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: USAA also offers a variety of on-site services and conveniences to help you manage your work and personal life, including seven cafeterias, two company stores and three fitness centers. Relocation assistance is not available for this position. For Internal Candidates: Must complete 12 months ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...