Financial Regulation Associate Jobs in Charlotte
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Corporate - Contract Law Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The AVP, Associate Counsel, Institutional Services will be responsible for providing legal advice and support to the Institutional Services business at LPL Financial. This role will involve drafting and negotiating agreements, providing guidance on securities, banking, and insurance regulations, and...
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Corporate - Contract Law Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: **Job Title: AVP, Associate Counsel, Institutional Services** **Experience: 3-5 years** **Salary Range: $128,900.00 - $214,900.00** **Overview:** - LPL Financial is seeking a team player and curious attorney to join their Institutional Services Legal Team. - This role will provide legal adv...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Please note, any information provided regarding a job application will not be kept on file and will not be used in any manner for any other purpose. Title: VP, Assistant General Counsel, Alternative Investments - Join LPL Financial's Legal Team H1: Join the LPL Financial Legal Team as VP, As...
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Employment Law - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Summary: - Job title: Employment Attorney - Salary: Competitive and based on experience - Job location: Charlotte, North Carolina, USA; Atlanta, Georgia, USA; Richmond, Virginia, USA - Category: Audit, Risk, Legal and Finance - Posted date: 10/29/2024 - Regular or Temporary: Regular - Langu...
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Real Estate - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Summary: - Job Title: Associate General Counsel II - Litigation - Salary: Competitive, based on experience - Location: Charlotte, North Carolina, USA - Category: Audit, Risk, Legal and Finance - Experience: 10 years post-bar experience - Language Fluency: English - Work Shift: 1st shift (U...
Finance - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Summary: The Assistant General Counsel at OneMain Financial will have the opportunity to work with a dynamic legal team and support the growing consumer credit card business. They will provide counsel on laws and regulations impacting consumer card account marketing, origination, issuance, and se...
Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...
Antitrust and Competition - Litigation and Investigations Attorney / Litigation - Commercial Attorney / Litigation - Criminal Law Attorney / Litigation - Securities Litigation - Defense Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Job Title: Litigation Associate (2 Years) Salary: Competitive salary based on experience Experience: 2-6 years (firm or government) Location: Charlotte, NC Law Firm Seeking Experienced Litigation Associate in Charlotte H1: Join Our Team as a Litigation Associate in Charlotte, NC H2: Gain Experien...
Corporate - Compliance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance Manager Location: New York, other locations available Salary: Competitive Date: May 30, 2024 Overview: EY is a global leader in professional services, with a dedicated Financial Services Office (FSO) that serves the financial services industry. We ar...
Corporate - Technology Transactions Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 21, 2024
SUMMARY: Your future team We are a global, diverse and award-winning team that has been recognized for its leadership and innovative solutions. Our Legal, Compliance, Regulatory and Government Affairs (LCRG) department is comprised of attorneys and other professionals providing high-quality advisory and t...
Corporate - Contract Law Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 14, 2024
SUMMARY: Corporate Counsel - Join a Dynamic Legal Team at Geosyntec Are you looking for a fulfilling career that allows you to make a positive impact on the world? Geosyntec is seeking a Corporate Counsel to join our innovative and international engineering and consulting firm. This position is available at...
Finance - Banking Attorney / Finance - Transportation Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H1: Senior Counsel-Equipment Finance - Join a Leading Financial Institution H2: Opportunity for a Talented Lawyer with HEF Senior Counsel-Equipment Finance - Job Description and Responsibilities: - Review, negotiate an...
Finance - Banking Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Product Counsel, Lending: Salary, Job Title, and Experience Information About Figure - Revolutionizing financial services with disruptive technology platform - #1 non-bank HELOC in America - $11 billion in loan volume originated - Raised $469 million from top investors About the Role ...
Bankruptcy-General Attorney / Bankruptcy – Restructuring (Chap. 11) Attorney / Finance - Banking Attorney / Franchise Law Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 02, 2024
SUMMARY: Job TitleMidlevel Restructuring & Insolvency Associate Experience4 years K&L Gates, a global law firm, is seeking a midlevel Restructuring and Insolvency associate to join their team in one of their offices in Newark, New York, Raleigh, or Charlotte. The ideal candidate should have at least fou...
Finance - Structured Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: • 4 years of experience in structured finance and securitization transactions • Experience with lender-side private warehouse and trade receivables financings preferred • Capital markets experience a plus, but not required • Strong academic record and excellent writing, analytical, and c...
Finance - Public Finance Attorney / Real Estate - Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: 2 to 5 years of experience in mortgage finance Strong academic background Admission to the North Carolina Bar (or willingness to sit for the next exam) Excellent oral and written communication skills Ability to work well in a team environment and independently Strong work ethic and ability to m...
Finance - Financial Services Regulation Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Strong academic record Experience in consumer financial laws and regulations Licensed to practice law in at least one US jurisdiction Experience with regulatory analysis and advice in consumer and small business financial programs Ability to operate independently and provide regulatory analysis ...
Tax - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: H1: STS Business Incentives Group Managing Director - BDO H2: Tax Specialist and Leader in Seattle, WA Managing Director, Business Incentives Group (TCM) - BDO Seattle, WA, United States Job Summary: - Responsible for providing written tax advice, evaluating and recommending alternate c...
Litigation - Class Actions - Defense Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Associate Attorney (Enterprise Litigation) at USAA is responsible for providing legal counsel to assigned clients within the organization. This role requires the individual to analyze legal issues, communicate legal advice, and collaborate with both internal and external stakeholders. The positi...
Insurance Coverage Attorney / Litigation - False Claims Act & Qui Tam - Defense Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: *Geographical Differential: Geographic pay differential is additional pay provided to eligible employees working in locations where market pay levels are above the national average. Benefits: At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional we...