Financial Regulation Associate Jobs in Boston
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Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
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Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1: Counsel - Legal Job Opportunity at Leading Financial Services Company H2: Join Our Team as a Counsel and Provide Legal Support for Broker-Dealer Lines of Business Remote Hybrid Position in Minneapolis, Charlotte, New York, or Boston - Apply Today! Are you a legal professional with a JD or...
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Corporate - General Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Target salary range AL, AZ, FL, GA, IL, LA, MN, NC, NJ, OH, RI, TX, WI: $97,600-$136,640 Bonus eligible Company Overview: Wolters Kluwer (WKL) is a global leader in professional information, software solutions, and services for the healthcare; tax and accounting; governance, risk and compli...
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Antitrust and Competition - Litigation and Investigations Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 18, 2024
SUMMARY: Law Firm Seeks Mid-Level Antitrust Litigation Associate H1: Join Goodwin's Antitrust Practice as a Mid-Level Associate H2: Job ID: 2186 Boston Location Complex Litigation and Dispute Resolution Department Are you a highly qualified attorney with a focus on antitrust litigation and governm...
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Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Vice President & Associate General Counsel, Capital Markets Policy H1 Heading: Join FINRA as Vice President & Associate General Counsel, Capital Markets Policy H2 Heading: Lead a Team of Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold...
Corporate - M&A Attorney / Corporate - Private Equity Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: H1: Morgan Lewis Seeks Midlevel Associate for Corporate & Business Transactions Practice Group H2: Join a Leading International Law Firm with Competitive Salary and Benefits Package Morgan Lewis & Bockius LLP, one of the top international law firms, is seeking a highly qualified midlevel assoc...
Corporate - Contract Law Attorney / Corporate - General Attorney in Andover, MA
Andover, MA
Type: Full Time | Posted Date: Nov 08, 2024
SUMMARY: As a Sr. Legal Counsel at Schneider Electric, you will have the opportunity to work for a company consistently rated as one of the “Great Places to Work” and “America’s Best Employers for Diversity”. You will be part of a vibrant and meaningful culture and embrace a dynamic environment tha...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: Senior Director, Risk Monitoring - All FINRA Locations FINRA is currently seeking a Senior Director, Risk Monitoring to join our team in all FINRA locations across the United States. In this role, you will serve as the single point of accountability for the risk assessment, planning, and executio...
Insurance Defense - General Attorney in Braintree, MA
Braintree, MA
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: Employee Resource Groups: We support and promote diversity and inclusion initiatives through our Employee Resource Groups (ERGs) and our Inclusion & Diversity Councils. ERGs provide opportunities for employees to share their experiences, build relationships and foster a supportive and inclusive work...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Advertising & Marketing Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 18, 2024
SUMMARY: ...
Gaming Law Attorney / Fintech & Blockchain Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Job Title: Associate Corporate Counsel Experience: 1-4 years of legal experience with an in-house legal department and/or law firm; Fintech and/or gaming licensing experience is a plus Salary: $135,000 - $165,000 base salary range Introduction: Socure, the world leader in digital identity veri...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: All resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location Organization: FINRA Location: Any FINRA Loc...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: The Vice President, Advertising Regulation is a key leadership position within the Corporate Financing and Advertising Regulation team at FINRA. This role is responsible for the effective operation of the Advertising Regulation Department, including managing its regulatory review programs, policy an...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Summary: Senior Litigation Counsel, Enforcement - Job Title: Senior Litigation Counsel, Enforcement - Organization: FINRA - Experience: 10 years of litigation experience - Education: Law degree and admission to the bar of the highest court of the District of Columbia or state - Type: Full-time - Jo...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SENIOR DIRECTOR, INVESTIGATIONS - ALL FINRA LOCATIONS The organization FINRA is currently seeking a Senior Director of Investigations for all FINRA locations. This position will be responsible for leading and implementing the strategic direction of the Cause Investigations program for a particula...