29 jobs found for

Financial Investments Services Associate Jobs in Philadelphia

per page
  • Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: H1: Investment Management Associate - Midlevel H2: Join Our Team at a Top International Law Firm Law firm Morgan Lewis & Bockius LLP is seeking a highly qualified midlevel associate to join our Investment Management - Financial Institutions practice group in either New York, Philadelphia, or Was...

  • Tax - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: H1: Senior Consultant, Tax Controversey H2: Tax Business Tax Services Senior Consultant, Tax Controversey Position Summary: - Advocate with experience in resolving federal tax controversies - Assist in resolving federal tax controversies for a variety of taxpayers - Conduct legal research and pr...

  • Insurance Defense - General Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Oct 18, 2024

    SUMMARY: No fee will be paid to third parties who submit unsolicited candidates directly to our hiring managers. All resumes must be submitted to the attention of the Hiring Department listed on the job posting. Summary: - Law firm seeking Associate Attorney with 3-5 years of Casualty experience in Phi...

  • Finance - General Attorney / Finance - Project Finance Attorney / Finance - Public Finance Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: H1: Public/Project Finance Associate - Join Ballard Spahr's Growing Team H2: Exciting Opportunity for an Experienced Finance Associate Ballard Spahr, a leading law firm with over 600 lawyers and 15 offices across the U.S., is seeking an associate with 2-5 years of experience in public, project, ...

  • Real Estate - Finance Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Job Title: Real Estate Finance Midlevel Associate Department: Finance Location: Denver, Los Angeles, Philadelphia, New York Experience: 3-5 years Salary Range: $200,000 - $270,000 Ballard Spahr LLP, a national law firm with over 600 lawyers and 15 offices across the U.S., is seeking a midleve...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admissio...

  • Insurance Defense - General Attorney in Wilmington, DE

    Wilmington, DE

    Type: Full Time | Posted Date: Oct 17, 2024

    SUMMARY: No fee will be paid to third parties who submit unsolicited candidates directly to our hiring managers. # Associate Attorney - 2-5 Yrs Experience - Casualty - Law Firm - Wilmington, DE Law Firm is seeking an Associate Attorney to join their Wilmington, Delaware office with two (2) to five (5) ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered ...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Risk Monitoring H1 Heading: Join FINRA as a Senior Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: FINRA Department: Risk Monitoring Location: All FI...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: SEO Friendly Job Title: Principal Investigator - Vulnerable Adults and Seniors Team (VAST) - FINRA's National Cause and Financial Crimes Program (NCFC) H1 Heading: Join FINRA's VAST Team as a Principal Investigator! H2 Heading: Investigate Financial Exploitation and Abuse of Seniors and Vulner...

  • Corporate - Securities and Capital Markets Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Vice President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Market...

  • Litigation - Securities Litigation - Defense Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINR...

  • Insurance Defense - General Attorney in Red Bank, NJ

    Red Bank, NJ

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: At AXIS, we believe that diversity and inclusion are key drivers of success. We are committed to creating an inclusive culture where employees can bring their whole selves to work and feel valued for their individuality. We are an equal opportunity employer and value diversity at our company....

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Organization: FINRA Department: Market Regulation and Transparency Services Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum of 8 years Salary Range: $92,500 - $200,200 (varies by location) Job Type: Full Time H1: Principal Analyst, Regulatory Services Managem...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions - Conduct risk monitoring activities and ongoing risk assessments for FINRA members - Report to a Risk Monitoring Director and support in identifying existing and emerging risks - Collaborate with internal de...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Organization: FINRA Department: Risk Monitoring Job Title: Principal Analyst, Risk Monitoring Experience: - Minimum of 5 years of experience in risk monitoring, financial analysis, or related field. - Experience in the financial industry, with a strong understanding of regulatory develo...

  • Attorney in Philadelphia, PA

    Philadelphia, PA

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Job Title: Principal Analyst, Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Experience: Senior-level Salary: Dependent on location and qualifications, ranging from $92,500 to $200,200 Location: Any FINRA location (CA, WA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Joi...

People Also Searched