Financial Investments Services Associate Jobs
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Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 12, 2024
SUMMARY: Job Title: Investment Management Associate - Senior Level Salary: $260,000 to $420,000 Department: Corporate & Finance Experience: Mid-level to Senior (2017 - 2021) Location: New York or San Francisco Arnold & Porter, a leading law firm, is seeking a highly qualified and experienced individua...
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Corporate - Asset/Investment Management Attorney / Corporate - Private Equity Attorney in Atlanta, GA
Atlanta, GA
Type: Full Time | Posted Date: Dec 09, 2024
SUMMARY: Salary Information: - Competitive salary based on experience level - Comprehensive benefits package - Opportunities for growth and advancement Job Title: - Investment Funds Associate Experience: - 3-6 years experience in investment management and fund formation Department: - Financial...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in San Diego, CA
San Diego, CA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years in securities regulatory enforcement, prior employment at a law firm and/or with a securities regulator highly desirable Location: Fort Mill/Charlotte, Boston, MA, San Diego, CA, Washington DC Time Type...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of $163,700.00 - $272,900.00. The ideal c...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Job Title: VP Assistant General Counsel Location: San Diego, Fort Mill/Charlotte Time Type: Full time Salary Range: $180,000-$300,100 per year Overview: LPL Financial, a leader in the financial services industry, is seeking a Vice President, Assistant General Counsel to join their corporate l...
Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1 Counsel Position at Ameriprise Financial H2 Join Our Team as a Counsel at Ameriprise Financial Overview Ameriprise Financial is seeking a Counsel to join our General Counsel's Organization (GCO) team. In this role, you will provide legal advice and transaction support to our broker-deale...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1: Counsel - Legal Job Opportunity at Leading Financial Services Company H2: Join Our Team as a Counsel and Provide Legal Support for Broker-Dealer Lines of Business Remote Hybrid Position in Minneapolis, Charlotte, New York, or Boston - Apply Today! Are you a legal professional with a JD or...
Corporate - Securities and Capital Markets Attorney in Minneapolis, MN
Minneapolis, MN
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Keywords Counsel, legal advice, transaction support, broker-dealer, marketing, cash products, retail retirement, advisor service group, disclosure documents, contractual provisions, risk mitigation, Chief Counsel, products, services, operations, training, contracts, industry regulations, outside co...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: The Counsel position is a full-time, remote hybrid role that offers the opportunity to work from anywhere in the United States. The position will support multiple broker-dealer lines of business, including marketing, cash products, retail retirement, and a phone-based advisor service group. The Coun...
Corporate - General Attorney in El Segundo, CA
El Segundo, CA
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: Targeted Job Start Date 12/01/2024 SEO Friendly Job Title: Senior Counsel - Legal Department at Cetera Financial Group H1 Heading: Join Our Legal Team at Cetera Financial Group H2 Heading: Senior Counsel Opportunity in El Segundo, CA Bold Headlines: - Support and Ensure Success at Cetera Fina...
Finance - Structured Finance Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Apply now Company: Nuveen Job Title: Associate General Counsel - CLOs Job Requisition ID: R241000060 Location: Remote (Hybrid Flex) with options in New York, NY; Charlotte, NC; San Francisco, CA; and Los Angeles, CA Employment Type: Full time Posted On: Posted 5 Days Ago End Date: October 1...
Finance - Structured Finance Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: _____________________________________________________________________________________________________ H1: Associate General Counsel - CLOs Nuveen - New York, NY, USA Full Time $175,000/yr. - $280,000/yr. H2: Protect the Organization's Interests as Associate General Counsel for Nuveen's CLO ...
Finance - Structured Finance Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: For Applicants of TIAA residing in Europe and APAC, please click here. Associate General Counsel - CLOs: Protecting and Advancing the Legal Interests of a Leading Investment Firm The position of Associate General Counsel - CLOs at a top investment firm is currently open for qualified candidate...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: For Applicants of TIAA residing in Europe and APAC, please click here. Associate General Counsel - CLOs - Provides legal advice and counsel to the Symphony CLO platform within Nuveen Leveraged Finance. - Assists in protecting organization's legal interests and ensuring legal activities meet cur...
Real Estate - Foreclosure (Litigation) Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Min Hiring Rate $110,000.00 Max Hiring Rate $140,000.00 Job Title: Compliance Counsel Location: Fort Mill, SC; Coppell, TX; Minneapolis, MN Experience: 4-7 years preferred RoundPoint is seeking a junior to mid-level attorney to join our Legal and Compliance team. This position offers...
Finance - Financial Services Regulation Attorney in Saint Louis, MO
Saint Louis, MO
Type: Full Time | Posted Date: Oct 18, 2024
SUMMARY: Deputy General Counsel-Regulatory: Providing Legal Guidance and Mitigating Risk for Stifel Financial Stifel, a global wealth management and investment banking firm, is seeking a Deputy General Counsel-Regulatory to join their team. This role will involve advising the organization on regulatory, ris...