Federal Regulatory Law Jobs in Boca Raton
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Employment Law - General Attorney / Employment Law - Management (Compliance & Counseling) Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Jan 06, 2025
SUMMARY: Experienced Labor and Employment Attorney (AL, CA, FL, LA, MA, MS, NY, OH, TN, TX, WA, DC) Add to Apply List Select Office Are you a successful Labor and Employment attorney who wants to be a part of one of the best places to work and grow your career" Our forward-thinking and enterprising law f...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jan 08, 2025
SUMMARY: Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Post...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 27, 2024
SUMMARY: Principal Investigator, Anti-Fraud Investigations - All FINRA Locations Apply Logo locations Rockville, MD (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job ...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Legal Staff Paralegal in Tamarac, FL
Tamarac, FL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: The Florida Commission on Human Relations is an equal opportunity employer and actively encourages diversity and inclusion in the workplace. We hire only U.S. citizens and lawfully authorized alien workers. If you need an accommodation because of a disability to participate in the application/select...
Legal Staff Paralegal in Davie, FL
Davie, FL
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: The Florida Commission on Human Relations is currently hiring for the position of Investigation Specialist I. The successful candidate will be responsible for conducting investigations into discrimination cases within the State of Florida. This is a career service position with a salary of $36,500.0...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 11, 2024
SUMMARY: Total compensation may include bonuses, restricted stock units, and benefits. Senior Litigation Counsel, Enforcement - Full Time FINRA, a leading financial regulatory organization, is seeking a highly experienced Senior Litigation Counsel to join their Enforcement team. This position offers th...
Corporate - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: • Base salary range $300,000 - $400,000 based on experience. • Annual bonus potential of 30% of base salary. • Long term equity incentive opportunity. • Comprehensive benefits package. • Relocation assistance. Salary: $300,000 - $400,000 per year Job Title: General Counse...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: Principal Investigator, Vulnerable Adults and Seniors Team (VAST) - All FINRA Locations - Conduct complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE) - Provide consultation services to FINRA staff and colla...
Legal Staff Paralegal in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: 03:00:00 AM Sr Paralegal - Assists attorneys with research, document preparation, and confidential matters. Works independently and under the direction of the Deputy General Counsel on a wide variety of managed care legal and other matters. This is a full-time position with a competitive salary...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: SEO Friendly Job Title: Principal Intelligence Specialist, Financial Intelligence Unit (FIU), All FINRA Locations H1 Heading: Join FINRA's FIU as a Principal Intelligence Specialist H2 Heading: Lead Strategic and Tactical Intelligence Projects Organization: FINRA Department: National Cau...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Salary: $242,000 - $399,100 per year Job Title: Deputy Chief Counsel, Division of Registration and Inspections Experience: Minimum of 15 years Organization: Public Company Accounting Oversight Board (PCAOB) Department: Division of Registration and Inspections (DRI) Location: Washington, DC (He...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...